Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2021 Filed Feb 11, 2021 19:52 UTC |
Duelks Robert NDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,869 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0001225208-21-002156 · doc4.xml · derivative · entry 3 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 11, 2021 19:52 UTC |
Duelks Robert NDirector
|
SaleCommon Stock | 3,699 | $144.83 | $535,727.65 |
DisclosureSEC source: 0001225208-21-002156 · doc4.xml · nonDerivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,567 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.8215 - $144.8416, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 11, 2021 19:52 UTC |
Duelks Robert NDirector
|
Exercise / conversionCommon Stock | 7,869 | $22.90 | $180,200.10 |
DisclosureSEC source: 0001225208-21-002156 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 15:14 UTC |
WEBER ALAN JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,869 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0001225208-21-001683 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 15:14 UTC |
WEBER ALAN JDirector
|
Exercise / conversionCommon Stock | 7,869 | $22.90 | $180,200.10 |
DisclosureSEC source: 0001225208-21-001683 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:09 UTC |
Reese EdmundCorporate VP and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001373 · doc4.xml · derivative · entry 3 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,357 Underlying: Common Stock · 1,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2021 1,081 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2021 1,081 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2021 1,081 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2021 1,081 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:09 UTC |
Reese EdmundCorporate VP and CFO
|
Tax withholdingCommon Stock | 607 | $141.31 | $85,775.17 |
DisclosureSEC source: 0001225208-21-001373 · doc4.xml · nonDerivative · entry 2 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:09 UTC |
Reese EdmundCorporate VP and CFO
|
Exercise / conversionCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001373 · doc4.xml · nonDerivative · entry 1 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2021 1,081 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000618 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,397 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000621 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,435 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000622 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,809 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000622 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,802 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
keller brettDirector
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000619 · doc4.xml · nonDerivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
keller brettDirector
|
GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000619 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000616 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,051 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000623 · doc4.xml · nonDerivative · entry 2 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000623 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,492 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000620 · doc4.xml · nonDerivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,554.102 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000620 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,548.102 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 14:59 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000617 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,789 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 17:48 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014905 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,738 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:47 UTC |
keller brettDirector
|
GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014903 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,675 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:48 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014906 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,488 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 21:03 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 29,821 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-20-014885 · doc4.xml · derivative · entry 3 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,821 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on September 2, 2020. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 21:03 UTC |
PERRY CHRISTOPHER JOHNPresident
|
SaleCommon Stock | 24,790 | $152.12 | $3,771,104.38 |
DisclosureSEC source: 0001225208-20-014885 · doc4.xml · nonDerivative · entry 2 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,469.528 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 2, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.00 - $153.04, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 21:03 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Exercise / conversionCommon Stock | 29,821 | $50.95 | $1,519,379.95 |
DisclosureSEC source: 0001225208-20-014885 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,259.528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on September 2, 2020. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:47 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014904 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,508.102 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 17, 2020 Filed Feb 17, 2021 16:48 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GiftCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002751 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 Grandchild Trust Disclosed balance after: 2,700 F1 · ownership.nature: This transaction involved the gift of securities by Deborah Daly to The Daly Family 2020 Grandchildren's Trust, Richard Daly, Trustee, a family trust held for the benefit of the reporting person's grandchildren. Read SEC document |
| December 17, 2020 Filed Feb 17, 2021 16:48 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GiftCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002751 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,178.9949 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:38 UTC |
Reese EdmundCorporate VP and CFO
|
GrantRestricted Stock Unit · Derivative | 1,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014431 · doc4.xml · derivative · entry 5 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,438 Underlying: Common Stock · 1,081 shares Expires not disclosed F5 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2021. F5 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2021. F5 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2021. F5 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2021. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:38 UTC |
Reese EdmundCorporate VP and CFO
|
GrantRestricted Stock Unit · Derivative | 1,721 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014431 · doc4.xml · derivative · entry 4 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,357 Underlying: Common Stock · 1,721 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2023. F4 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2023. F4 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2023. F4 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2023. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:38 UTC |
Reese EdmundCorporate VP and CFO
|
GrantRestricted Stock Unit · Derivative | 1,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014431 · doc4.xml · derivative · entry 3 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,636 Underlying: Common Stock · 1,943 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 1, 2022. F3 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 1, 2022. F3 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 1, 2022. F3 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 1, 2022. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:38 UTC |
Reese EdmundCorporate VP and CFO
|
GrantRestricted Stock Unit · Derivative | 2,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014431 · doc4.xml · derivative · entry 2 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,693 Underlying: Common Stock · 2,672 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 28, 2021. F2 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 28, 2021. F2 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 28, 2021. F2 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 28, 2021. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:38 UTC |
Reese EdmundCorporate VP and CFO
|
GrantRestricted Stock Unit · Derivative | 3,021 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014431 · doc4.xml · derivative · entry 1 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021 Underlying: Common Stock · 3,021 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2022. F1 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2022. F1 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2022. F1 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2022. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Duelks Robert NDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013789 · doc4.xml · derivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013789 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,333 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:54 UTC |
PERNA THOMAS JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013792 · doc4.xml · derivative · entry 2 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:54 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013792 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,371 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:55 UTC |
WEBER ALAN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013793 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:55 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013793 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,545 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
keller brettDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013790 · doc4.xml · derivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
keller brettDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013790 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,506 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:54 UTC |
BRUN LESLIE ADirector
|
GrantStock Option (Right to Buy) · Derivative | 3,984 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013787 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Underlying: Common Stock · 3,984 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:54 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013787 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,959 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:55 UTC |
Zavery AmitDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013794 · doc4.xml · derivative · entry 2 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:55 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013794 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Markus Maura A.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013791 · doc4.xml · derivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013791 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,339.102 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Carter Pamela LDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013788 · doc4.xml · derivative · entry 2 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:54 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013788 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.