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Nasdaq · USD

BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
Parsed reports
1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Feb 13, 2017 12:08 UTC OtherCommon Stock Par Value $0.01 per share 66.202 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009816 · doc5.xml · nonDerivative · entry 1

GOEL DAVID E. · CIK 0001548144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,039.064

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2016 Filed Feb 13, 2017 11:55 UTC OtherCommon Stock Par Value $0.01 per share 263.888 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009812 · doc5.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,398.887

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2016 Filed Feb 15, 2017 00:38 UTC
CHINEA MANUELExecutive Vice President
OtherPhantom Stock · Derivative 31.94 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010866 · doc5.xml · derivative · entry 3

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650.972

Underlying: Common Stock Par Value $0.01 per share · 31.94 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

F6 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F6 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

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December 31, 2016 Filed Feb 15, 2017 00:38 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 108.183 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010866 · doc5.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,528.003

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2016 Filed Feb 14, 2017 16:28 UTC OtherCommon Stock Par Value $0.01 per share 188.812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010342 · doc5.xml · nonDerivative · entry 1

TEUBER WILLIAM J JR · CIK 0001189196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,923.344

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2016 Filed Feb 14, 2017 16:22 UTC
Burckhart CamilleExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 138.924 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010341 · doc5.xml · nonDerivative · entry 2

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218.924

F2 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2016 Filed Feb 14, 2017 15:58 UTC OtherCommon Stock Par Value $0.01 per share 2.384 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010322 · doc5.xml · nonDerivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 289.574

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2016 Filed Feb 14, 2017 15:58 UTC OtherCommon Stock Par Value $0.01 per share 3.913 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010322 · doc5.xml · nonDerivative · entry 3

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 516.94

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2016 Filed Feb 14, 2017 15:58 UTC OtherCommon Stock Par Value $0.01 per share 4.257 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010322 · doc5.xml · nonDerivative · entry 2

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 475.053

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2016 Filed Feb 14, 2017 15:58 UTC OtherCommon Stock Par Value $0.01 per share 143.841 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010322 · doc5.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,466.94

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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November 25, 2016 Filed Nov 28, 2016 18:15 UTC
GONZALEZ ILEANAExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 5,000 $41.51 $207,565.00
Disclosure

SEC source: 0001209191-16-152130 · doc4.xml · nonDerivative · entry 1

GONZALEZ ILEANA · CIK 0001286336 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,087.241

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.47 to $41.55 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 18, 2016 Filed Nov 21, 2016 14:50 UTC SaleCommon Stock Par Value $0.01 per share 2,500 $41.71 $104,272.50
Disclosure

SEC source: 0001209191-16-151336 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,756.35

Read SEC document
November 15, 2016 Filed Nov 16, 2016 02:22 UTC
GUERRERO JUANExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 7,000 $41.88 $293,174.00
Disclosure

SEC source: 0001209191-16-150353 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,860.361

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.88 to $41.90 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 15, 2016 Filed Nov 16, 2016 01:27 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 3,000 $40.66 $121,980.00
Disclosure

SEC source: 0001209191-16-150345 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,935.378

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $40.614 to $40.705, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 14, 2016 Filed Nov 16, 2016 21:49 UTC
NEGRON EDUARDO J.Executive Vice President
SaleCommon Stock Par Value $0.01 per share 2,400 $41.13 $98,716.80
Disclosure

SEC source: 0001209191-16-150564 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,294.766

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.10 to $41.19 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 09, 2016 Filed Nov 10, 2016 23:38 UTC
NESTOR O. RIVERAEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 10,000 $37.97 $379,660.00
Disclosure

SEC source: 0001209191-16-149474 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,399.614

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.93 to $38.00, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 04, 2016 Filed Nov 7, 2016 23:44 UTC
GUERRERO JUANExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 6,000 $36.31 $217,872.00
Disclosure

SEC source: 0001209191-16-148726 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,860.361

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $36.311 to $36.40, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 28, 2016 Filed Oct 28, 2016 19:40 UTC SaleCommon Stock Par Value $0.01 per share 3,762 $36.97 $139,081.14
Disclosure

SEC source: 0001209191-16-147269 · doc4.xml · nonDerivative · entry 2

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,256.35

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $36.97 to $36.98, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 27, 2016 Filed Oct 28, 2016 19:40 UTC Tax withholdingCommon Stock Par Value $0.01 per share 1,417 $38.96 $55,206.32
Disclosure

SEC source: 0001209191-16-147269 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,018.35

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 79.153 shares acquired since Mr. Sepulveda's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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October 27, 2016 Filed Oct 28, 2016 15:32 UTC
CARRION RICHARD LDirector · Chairman & CEO
SaleCommon Stock Par Value $0.01 per share 16,858 $37.44 $631,163.52
Disclosure

SEC source: 0001209191-16-147229 · doc4.xml · nonDerivative · entry 2

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,268.739

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.25 to $37.69, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 27, 2016 Filed Oct 28, 2016 15:32 UTC
CARRION RICHARD LDirector · Chairman & CEO
Tax withholdingCommon Stock Par Value $0.01 per share 405.704 $38.96 $15,806.23
Disclosure

SEC source: 0001209191-16-147229 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,126.739

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 1,024.901 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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October 27, 2016 Filed Oct 31, 2016 18:00 UTC
NESTOR O. RIVERAEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 108.664 $38.96 $4,233.55
Disclosure

SEC source: 0001209191-16-147406 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,399.614

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 109.85 shares acquired since Mr. Riveras's last Form 4, pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 17:29 UTC
Soriano LidioExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 110.121 $38.96 $4,290.31
Disclosure

SEC source: 0001209191-16-147403 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,839.049

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 297.120 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 17:13 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Tax withholdingCommon Stock Par Value $0.01 per share 2,193 $38.96 $85,439.28
Disclosure

SEC source: 0001209191-16-147397 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,511.187

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 115.67 shares acquired since Mr. Vazquez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 16:56 UTC
ALVAREZ IGNACIOPRESIDENT & COO
Tax withholdingCommon Stock Par Value $0.01 per share 2,075 $38.96 $80,842.00
Disclosure

SEC source: 0001209191-16-147395 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,822.225

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 169.544 shares acquired since Mr. Alvarez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 13,587 shares that were held by the Reporting Person and his deceased spouse as community property, and to which the Reporting Person has an undivided interest pending liquidation of the conjugal partnership and estate of the deceased spouse.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 16:34 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 1,181 $38.96 $46,011.76
Disclosure

SEC source: 0001209191-16-147392 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,935.378

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 86.746 shares acquired since Mr. Monzon's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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October 27, 2016 Filed Oct 31, 2016 16:17 UTC
NEGRON EDUARDO J.Executive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 111.578 $38.96 $4,347.08
Disclosure

SEC source: 0001209191-16-147389 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,694.766

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 391.096 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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October 27, 2016 Filed Oct 31, 2016 13:53 UTC
GONZALEZ ILEANAExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 1,180.426 $38.96 $45,989.40
Disclosure

SEC source: 0001209191-16-147376 · doc4.xml · nonDerivative · entry 1

GONZALEZ ILEANA · CIK 0001286336 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,087.241

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 132.304 shares acquired since Ms. Gonzalez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 12:56 UTC
GUERRERO JUANExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 1,265 $38.96 $49,284.40
Disclosure

SEC source: 0001209191-16-147370 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,860.361

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 66.474 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:11 UTC
CARRION RICHARD LDirector · Chairman & CEO
GrantCommon Stock Par Value $0.01 per share 17,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142849 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,507.542

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 2,654.542 shares acquired since Mr.Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:43 UTC
ALVAREZ IGNACIOPRESIDENT & COO
GrantCommon Stock Par Value $0.01 per share 7,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142844 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,727.681

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 456.681 shares acquired since Mr. Alvarez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 13,587 shares that were held by the Reporting Person and his deceased spouse as community property, and to which the Reporting Person has an undivided interest pending liquidation of the conjugal partnership and estate of the deceased spouse.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:21 UTC
NESTOR O. RIVERAEXECUTIVE VICE PRESIDENT
GrantCommon Stock Par Value $0.01 per share 4,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142840 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,398.428

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 123.608 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 294.82 shares acquired since Mr. Rivera's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 21:43 UTC
GONZALEZ ILEANAExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142838 · doc4.xml · nonDerivative · entry 1

GONZALEZ ILEANA · CIK 0001286336 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135.363

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 356.363 shares acquired since Ms. Gonzalez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 21:12 UTC
GUERRERO JUANExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142825 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,058.887

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 89.778 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 21:02 UTC
NEGRON EDUARDO J.Executive Vice President
GrantCommon Stock Par Value $0.01 per share 4,748 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142821 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,415.248

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 190.248 shares acquired since Mr. Negron's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 20:51 UTC GrantCommon Stock Par Value $0.01 per share 5,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142817 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,356.197

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 213.197 shares acquired since Mr. Sepulveda's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 20:41 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
GrantCommon Stock Par Value $0.01 per share 8,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142804 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,588.517

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

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September 22, 2016 Filed Sep 26, 2016 20:37 UTC
Soriano LidioExecutive Vice President
GrantCommon Stock Par Value $0.01 per share 4,686 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142800 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,652.05

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 242.05 shares acquired since Mr. Soriano's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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September 22, 2016 Filed Sep 26, 2016 18:00 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
GrantCommon Stock Par Value $0.01 per share 4,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142743 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,029.632

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 117.173 shares acquired since Mr. Monzon's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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May 20, 2016 Filed Feb 15, 2017 00:38 UTC
CHINEA MANUELExecutive Vice President
GrantPhantom Stock · Derivative 544.372 $27.07 $14,737.78
Disclosure

SEC source: 0001209191-17-010866 · doc5.xml · derivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619.032

Underlying: Common Stock Par Value $0.01 per share · 544.372 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F3 · date: Transactions took place between January 4, 2016 and May 20, 2016.

F4 · kind: Shares were acquired under the Popular North America Deferral Plan.

F5 · shares: Includes 13.602 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act of 1934.

F7 · price: This price is a weighted average price. These shares were acquired in multiple transactions ranging from $24.14 to $30.63, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F6 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F6 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F5 · derivative.underlying_shares: Includes 13.602 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act of 1934.

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May 11, 2016 Filed Feb 14, 2017 16:22 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 309 $29.44 $9,096.96
Disclosure

SEC source: 0001209191-17-010341 · doc5.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,080

F1 · price: Based on the closing price of the common stock on April 25, 2016, the vesting date.

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February 10, 2016 Filed Sep 14, 2016 23:48 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
SaleCommon Stock Par Value $0.01 per share 7,898.05 $24.91 $196,740.43
Disclosure

SEC source: 0001209191-16-141479 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,572.517

F1 · shares: Shares sold were held by Mr. Vazquez in the Popular Inc. Puerto Rico Savings & Investment Plan.

F2 · balance_after: Includes 311.567 shares acquired since Mr. Vazquez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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March 16, 2015 Filed Feb 22, 2017 16:47 UTC Amendment
ALVAREZ IGNACIOPRESIDENT & COO
Tax withholdingCommon Stock Par Value $0.01 per share 2,812 $33.21 $93,386.52
Disclosure

SEC source: 0001209191-17-013047 · doc4a.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,071

F1 · kind: Based on the closing price of the common stock on February 22, 2015, the vesting date.

F2 · ownership.direct: Includes 12,183 shares that were held by the Reporting Person and his deceased spouse as community property, and to which the Reporting Person has an undivided interest pending liquidation of the conjugal partnership and estate of the deceased spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.