Tapewire

Nasdaq · USD

BOXL

Boxlight Corp

Export transactions ↓
Tapewire entity
8315
SEC CIK
0001624512
Parsed reports
223

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2021 Filed Nov 22, 2021 17:37 UTC Amendment
Starkey MarkPRESIDENT
SaleCLASS A COMMON STOCK 11,750 $2.22 $26,085.00
Disclosure

SEC source: 0001493152-21-029496 · ownership.xml · nonDerivative · entry 2

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,250

F3 · shares: On May 24, 2021, the Reporting Person sold a total of 11,750 shares to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer under its equity incentive plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
April 30, 2021 Filed May 3, 2021 11:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-010314 · ownership.xml · derivative · entry 2

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,586

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vested on March 30, 2021 but were released by the Issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

F2 · derivative.expiration_date: The RSUs vested on March 30, 2021 but were released by the Issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

Read SEC document
April 30, 2021 Filed May 3, 2021 11:26 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-010314 · ownership.xml · nonDerivative · entry 1

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-010546 · ownership.xml · derivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,586

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vested on March 30, 2021, but were released by the issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

F2 · derivative.expiration_date: The RSUs vested on March 30, 2021, but were released by the issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:25 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-010546 · ownership.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
March 25, 2021 Filed Jun 2, 2021 22:42 UTC
Starkey MarkPRESIDENT
OtherRESTRICTED STOCK UNITS · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013471 · ownership.xml · derivative · entry 4

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: COMMON STOCK · 175,000 shares

Expires 2021-03-25

F3 · kind: Conversion of restricted stock units into shares of BOXL Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in substantially equal installments quarterly over the course of four (4) years, commencing on December 25, 2020.

Read SEC document
March 25, 2021 Filed Jun 2, 2021 22:42 UTC
Starkey MarkPRESIDENT
ConversionCLASS A COMMON STOCK 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013471 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 25, 2021, 12,500 shares of the Reporting Person's restricted stock units vested in accordance with their vesting schedule.

Read SEC document
March 25, 2021 Filed Nov 22, 2021 17:37 UTC Amendment
Starkey MarkPRESIDENT
OtherRESTRICTED STOCK UNITS · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-029496 · ownership.xml · derivative · entry 5

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: COMMON STOCK · 175,000 shares

Expires 2021-03-25

F4 · kind: Conversion of RSUs into shares of BOXL Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in substantially equal installments quarterly over the course of four (4) years, commencing on December 25, 2020.

Read SEC document
March 25, 2021 Filed Nov 22, 2021 17:37 UTC Amendment
Starkey MarkPRESIDENT
ConversionCLASS A COMMON STOCK 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-029496 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 25, 2021, 12,500 shares of the Reporting Person's restricted stock units ("RSUs") vested in accordance with their vesting schedule.

Read SEC document
March 20, 2021 Filed Mar 29, 2021 12:02 UTC
Pope Michael RossDirector · CEO AND CHAIRMAN
GrantClass A Common Stock 875,245 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006993 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · CEO AND CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,187

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 875,245 restricted stock units under the Long-Term Compensation component of the reporting person's employment agreement. The total reported in Column 5 includes the 875,245 newly awarded restricted stock units and 287,942 shares of Class A Common Stock.

Read SEC document
March 08, 2021 Filed Mar 17, 2021 20:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006289 · ownership.xml · derivative · entry 4

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,173

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs issued under the Grant Agreement vested on March 6, 2021, with the remainder to vest in two equal quarterly installments, until such time as the RSUs are 100% vested, subject to certain conditions.

F3 · derivative.expiration_date: 1/4 of the RSUs issued under the Grant Agreement vested on March 6, 2021, with the remainder to vest in two equal quarterly installments, until such time as the RSUs are 100% vested, subject to certain conditions.

Read SEC document
March 08, 2021 Filed Mar 17, 2021 20:13 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006289 · ownership.xml · nonDerivative · entry 2

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 1/4 of the RSUs issued under the Grant Agreement vested on March 6, 2021, with the remainder to vest in two equal quarterly installments, until such time as the RSUs are 100% vested, subject to certain conditions.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
March 08, 2021 Filed Mar 29, 2021 08:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006991 · ownership.xml · derivative · entry 4

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,173

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

F3 · derivative.expiration_date: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

Read SEC document
March 08, 2021 Filed Mar 29, 2021 08:00 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006991 · ownership.xml · nonDerivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
December 25, 2020 Filed Dec 28, 2020 20:59 UTC
Starkey MarkPRESIDENT
OtherRESTRICTED STOCK UNITS · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024348 · ownership.xml · derivative · entry 2

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: COMMON STOCK · 187,500 shares

Expires 2025-12-25

F3 · kind: Conversion of restricted stock units into shares of BOXL Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in substantially equal installments quarterly over the course of four (4) years, commencing on December 25, 2020.

Read SEC document
December 25, 2020 Filed Dec 28, 2020 20:59 UTC
Starkey MarkPRESIDENT
ConversionCLASS A COMMON STOCK 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024348 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 25, 2020, 12,500 shares of the Reporting Person's restricted stock units vested in accordance with their vesting schedule.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 22:53 UTC
Starkey MarkPRESIDENT
PurchaseCLASS A COMMON STOCK 30,000 $1.68 $50,400.00
Disclosure

SEC source: 0001493152-20-023222 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · kind: Shares purchased on the open market at a purchase price of $1.68 per share.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 17:03 UTC
Nance HenryDirector · CHIEF EXECUTIVE OFFICER
PurchaseCLASS A COMMON STOCK 569 $1.67 $949.95
Disclosure

SEC source: 0001493152-20-023242 · ownership.xml · nonDerivative · entry 1

Nance Henry · CIK 0001650636 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,741

F1 · kind: The shares were purchased on the open market at an average purchase price of $1.6695 per share.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:02 UTC
Pope Michael RossDirector · CHIEF EXECUTIVE OFFICER
PurchaseCLASS A COMMON STOCK 40,000 $1.65 $66,000.00
Disclosure

SEC source: 0001493152-20-023235 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,942

F1 · kind: The shares were purchased on the open market at a purchase price of $1.65 per share.

Read SEC document
December 07, 2020 Filed Dec 7, 2020 23:54 UTC
Starkey MarkPRESIDENT
GrantCLASS A COMMON STOCK 50,000 $1.54 $77,000.00
Disclosure

SEC source: 0001493152-20-023079 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:07 UTC
Pope Michael RossDirector · CHIEF EXECUTIVE OFFICER
PurchaseCLASS COMMON STOCK 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001493152-20-023114 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,942

F1 · kind: The shares were purchased on the open market at a purchase price of $1.50 per share.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 12:59 UTC Amendment
Starkey MarkPRESIDENT
PurchaseCLASS A COMMON STOCK 50,000 $1.54 $77,000.00
Disclosure

SEC source: 0001493152-20-023159 · ownership.xml · nonDerivative · entry 1

Starkey Mark · CIK 0001835147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · kind: Shares purchased on the open market at an average purchase price of $1.54 per share.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 14:00 UTC
Pope Michael RossDirector · Chief Executive Officer
GrantCLASS A COMMON STOCK 10,000 $1.55 $15,500.00
Disclosure

SEC source: 0001493152-20-022933 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,942

Read SEC document
December 03, 2020 Filed Dec 8, 2020 21:11 UTC Amendment
Pope Michael RossDirector · Chief Executive Officer
PurchaseCLASS A COMMON STOCK 10,000 $1.55 $15,500.00
Disclosure

SEC source: 0001493152-20-023118 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,942

F1 · kind: Shares purchased on the open market at a purchase price of $1.55 per share.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:07 UTC
Pope Michael RossDirector · Chief Executive Officer
GrantCLASS A COMMON STOCK 10,000 $1.54 $15,380.00
Disclosure

SEC source: 0001493152-20-022785 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,942

Read SEC document
December 01, 2020 Filed Dec 8, 2020 21:09 UTC Amendment
Pope Michael RossDirector · Chief Executive Officer
PurchaseCLASS A COMMON STOCK 10,000 $1.54 $15,380.00
Disclosure

SEC source: 0001493152-20-023116 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,942

F1 · kind: Shares purchased on the open market at an average purchase price of $1.538 per share.

Read SEC document
November 10, 2020 Filed Mar 17, 2021 20:13 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006289 · ownership.xml · nonDerivative · entry 1

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
November 10, 2020 Filed Mar 29, 2021 08:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006991 · ownership.xml · derivative · entry 3

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,760

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F2 · derivative.expiration_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

Read SEC document
November 10, 2020 Filed Mar 29, 2021 08:00 UTC Exercise / conversionCLASS A COMMON STOCK 13,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006991 · ownership.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Read SEC document
July 13, 2020 Filed Sep 3, 2020 00:57 UTC
K Laser Technology Inc.*See comment below
SaleClass A Common Stock 50,000 $1.70 $85,000.00
Disclosure

SEC source: 0001493152-20-017182 · ownership.xml · nonDerivative · entry 3

K Laser Technology Inc. · CIK 0001734104 · *See comment below

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,910,178

F1 · price: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

F2 · balance_after: Beneficial shares consist of those owned by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California Corporation. K Laser Tecnology Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F1 · ownership.nature: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

Read SEC document
July 13, 2020 Filed Sep 3, 2020 00:57 UTC
K Laser Technology Inc.*See comment below
SaleClass A Common Stock 50,000 $1.60 $80,000.00
Disclosure

SEC source: 0001493152-20-017182 · ownership.xml · nonDerivative · entry 2

K Laser Technology Inc. · CIK 0001734104 · *See comment below

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,960,178

F1 · price: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

F2 · balance_after: Beneficial shares consist of those owned by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California Corporation. K Laser Tecnology Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F1 · ownership.nature: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

Read SEC document
July 13, 2020 Filed Sep 3, 2020 00:57 UTC
K Laser Technology Inc.*See comment below
SaleClass A Common Stock 40,809 $1.50 $61,213.50
Disclosure

SEC source: 0001493152-20-017182 · ownership.xml · nonDerivative · entry 1

K Laser Technology Inc. · CIK 0001734104 · *See comment below

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,010,178

F1 · price: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

F2 · balance_after: Beneficial shares consist of those owned by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California Corporation. K Laser Tecnology Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F1 · ownership.nature: Shares sold by K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

Read SEC document
June 22, 2020 Filed Jun 30, 2020 15:12 UTC SaleClass A Common Stock 869,565 $1.15 $999,999.75
Disclosure

SEC source: 0001493152-20-012222 · ownership.xml · nonDerivative · entry 3

K Laser Technology Inc. · CIK 0001734104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,050,987

F4 · price: Shares acquired by K Laser Technology Inc. subsidiary, AMAGIC Holographics, Inc., a California corporation, in consideration for the cancellation of $1,000,000.00 in accounts payable due to Everest Display, Inc., a Taiwan corporation.

F2 · balance_after: Beneficial shares include those owned by K Laser Technology Inc. and its direct and indirect subsidiaries, Everest Display, Inc., a Taiwan corporation, Guang Feng International, Ltd., an American Samoa corporation, and AMAGIC Holographics, Inc., a California corporation. K Laser Technology, Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F4 · ownership.nature: Shares acquired by K Laser Technology Inc. subsidiary, AMAGIC Holographics, Inc., a California corporation, in consideration for the cancellation of $1,000,000.00 in accounts payable due to Everest Display, Inc., a Taiwan corporation.

Read SEC document
June 10, 2020 Filed Jun 30, 2020 15:12 UTC SaleClass A Common Stock 1,760,729 $1.00 $1,760,729.00
Disclosure

SEC source: 0001493152-20-012222 · ownership.xml · nonDerivative · entry 2

K Laser Technology Inc. · CIK 0001734104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,181,422

F3 · price: Shares sold by K Laser Technology Inc. indirect subsidiary, Guang Feng International, Ltd., a Taiwan limited company, to K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

F2 · balance_after: Beneficial shares include those owned by K Laser Technology Inc. and its direct and indirect subsidiaries, Everest Display, Inc., a Taiwan corporation, Guang Feng International, Ltd., an American Samoa corporation, and AMAGIC Holographics, Inc., a California corporation. K Laser Technology, Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F3 · ownership.nature: Shares sold by K Laser Technology Inc. indirect subsidiary, Guang Feng International, Ltd., a Taiwan limited company, to K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation.

Read SEC document
June 05, 2020 Filed Jun 30, 2020 15:12 UTC SaleClass A Common Stock 707,979 $1.00 $707,979.00
Disclosure

SEC source: 0001493152-20-012222 · ownership.xml · nonDerivative · entry 1

K Laser Technology Inc. · CIK 0001734104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,181,422

F1 · price: Shares sold by K Laser Technology Inc. direct subsidiary, Everest Display, Inc., a Taiwan corporation, to K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation

F2 · balance_after: Beneficial shares include those owned by K Laser Technology Inc. and its direct and indirect subsidiaries, Everest Display, Inc., a Taiwan corporation, Guang Feng International, Ltd., an American Samoa corporation, and AMAGIC Holographics, Inc., a California corporation. K Laser Technology, Inc. is therefore the beneficial owner of all common stock reported on this Form 4.

F1 · ownership.nature: Shares sold by K Laser Technology Inc. direct subsidiary, Everest Display, Inc., a Taiwan corporation, to K Laser Technology Inc. indirect subsidiary, AMAGIC Holographics, Inc., a California corporation

Read SEC document
April 15, 2020 Filed May 27, 2020 22:52 UTC
Pope Michael RossDirector · CEO, PRESIDENT
GrantSTOCK OPTION · Derivative 400,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-009971 · ownership.xml · derivative · entry 2

Pope Michael Ross · CIK 0001641070 · Director · CEO, PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,000

Underlying: COMMON STOCK · 400,000 shares

Expires 2025-04-15

F2 · derivative.exercise_date: The options vest monthly in substantially equal installments on a monthly basis over four (4) years.

F3 · balance_after: Includes options to purchase 700,000 shares of common stock and warrants to purchase 270,000 shares of common stock.

Read SEC document
April 15, 2020 Filed May 29, 2020 01:25 UTC
Nance HenryCHIEF OPERATING OFFICER
GrantSTOCK OPTION · Derivative 400,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-010077 · ownership.xml · derivative · entry 1

Nance Henry · CIK 0001650636 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,020

Underlying: COMMON STOCK · 400,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The options vest monthly in substantially equal installments over a four (4) year period.

Read SEC document
April 15, 2020 Filed May 28, 2020 15:42 UTC
Brown TakeshaCHIEF FINANCIAL OFFICER
GrantSTOCK OPTION · Derivative 300,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-010006 · ownership.xml · derivative · entry 1

Brown Takesha · CIK 0001737877 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,000

Underlying: COMMON STOCK · 300,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The option vests in substantially equal amounts on a monthly basis over a four (4) year period.

Read SEC document
April 15, 2020 Filed Jun 2, 2020 01:47 UTC
Kuo TiffanyDirector
GrantSTOCK OPTION · Derivative 200,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-010338 · ownership.xml · derivative · entry 1

Kuo Tiffany · CIK 0001650573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,250

Underlying: COMMON STOCK · 200,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The option vests in substantially equal amounts on a monthly basis over a four (4) year period.

Read SEC document
April 15, 2020 Filed Jun 2, 2020 11:07 UTC
Strang DaleDirector
GrantSTOCK OPTION · Derivative 200,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-010367 · ownership.xml · derivative · entry 1

Strang Dale · CIK 0001732749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,250

Underlying: COMMON STOCK · 200,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The option vests in substantially equal amounts on a monthly basis over a four (4) year period.

Read SEC document
April 15, 2020 Filed Jun 2, 2020 19:37 UTC GrantSTOCK OPTION · Derivative 80,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-010386 · ownership.xml · derivative · entry 1

Crew Rudolph F. · CIK 0001653992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,417

Underlying: COMMON STOCK · 80,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The option vests in substantially equal amounts on a monthly basis over a four (4) year period.

Read SEC document
April 15, 2020 Filed Jun 11, 2020 18:38 UTC
Leis DanielSenior VP Marketing
GrantSTOCK OPTION · Derivative 300,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001493152-20-011030 · ownership.xml · derivative · entry 1

Leis Daniel · CIK 0001814365 · Senior VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,000

Underlying: COMMON STOCK · 300,000 shares

Expires 2025-04-15

F1 · derivative.exercise_date: The option vests in substantially equal amounts on a monthly basis over a four (4) year period.

Read SEC document
March 20, 2020 Filed May 27, 2020 22:52 UTC
Pope Michael RossDirector · CEO, PRESIDENT
GrantCLASS A COMMON STOCK 186,484 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-009971 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · CEO, PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,949

F1 · shares: The shares of Restricted Class A Common Stock were awarded pursuant to the registrant's employment agreement and shall vest in substantially equal monthly installments on a monthly basis over a period of twelve (12) months commencing on April 20, 2020.

Read SEC document
January 13, 2020 Filed Jan 16, 2020 00:34 UTC
Elliott James MarkDirector · Chief Commercial Officer
GrantOption · Derivative 50,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-20-000651 · ownership.xml · derivative · entry 1

Elliott James Mark · CIK 0001653963 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2025-01-13

F1 · derivative.exercise_date: Options vest in equal monthly installments over a one-year period commencing on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 17, 2020 22:40 UTC
Bevis Harold CDirector · Chief Executive Officer
GrantRestricted Common Stock 506,355 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000785 · ownership.xml · nonDerivative · entry 1

Bevis Harold C · CIK 0001380620 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,605

F1 · shares: Restricted common stock vests over four years as follows: one quarter vests on January 13, 2021, with the remainder vesting in substantially equal monthly installments for 36 months thereafter, with acceleration in vesting upon a Change of Control as defined in Treasury Regulation 1.409A-3(i)5(v) or (vii).

F2 · balance_after: Includes 506,355 restricted shares issued January 2020 that vest over four years, 31,250 stock options granted August 2019 that vest over one year, and 25,000 fully vested stock options granted March 2018.

Read SEC document
January 13, 2020 Filed Feb 13, 2020 18:10 UTC Amendment
Elliott James MarkDirector · Chief Commercial Officer
GrantOption · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001493152-20-002188 · ownership.xml · derivative · entry 1

Elliott James Mark · CIK 0001653963 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,841

Underlying: Common Stock · 50,000 shares

Expires 2025-01-13

F1 · derivative.exercise_date: Options vest in equal monthly installments over a one-year period commencing on January 13, 2020.

Read SEC document
January 10, 2020 Filed Mar 17, 2021 20:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006289 · ownership.xml · derivative · entry 3

Amos Charles P. · CIK 0001817309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,760

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F2 · derivative.expiration_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

Read SEC document
January 02, 2020 Filed Jan 24, 2020 22:23 UTC
Pope Michael RossDirector · President
GrantStock Options · Derivative 100,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001493152-20-001080 · ownership.xml · derivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 100,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The options vest monthly in substantially equal installments over a one year period commencing 1/2/2020.

F2 · balance_after: Includes options to purchase 300,000 shares of common stock and warrants to purchase 270,000 shares of common stock.

Read SEC document
January 02, 2020 Filed Feb 6, 2020 20:43 UTC
Nance HenryChief Operating Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001493152-20-001696 · ownership.xml · derivative · entry 1

Nance Henry · CIK 0001650636 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,020

Underlying: Common Stock · 100,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The options vest monthly in substantially equal installments over a one year period commencing 1/2/2020.

Read SEC document
August 06, 2019 Filed Aug 19, 2019 21:21 UTC
Brown TakeshaChief Financial Officer
GrantCommon Stock, par value $0.0001 per share 13,542 $2.40 $32,500.80
Disclosure

SEC source: 0001493152-19-013068 · ownership.xml · nonDerivative · entry 1

Brown Takesha · CIK 0001737877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,542

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.