Jackson Roger Wayne

SEC source: 0001104659-23-101414 · tm2325919-4_4seq1.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,542

F1 · shares: On August 25, 2023, the Reporting Person was granted 35,176 Restricted Stock Units ("RSUs"). Among the 35,176 RSUs, 8,794 RSUs vested immediately and the remaining 26,382 RSUs will vest evenly in quarterly instalments commencing September 25, 2023 and ending March 25, 2024.

F2 · balance_after: Consists of (i) 25,160 shares of Class A common stock and (ii) 26,382 RSUs which remain subject to certain vesting conditions.

F3 · balance_after: Effective on June 14, 2023, the Company conducted a reverse stock split at a ratio of 1-for-8 (the "Reverse Split"). The number of shares reported herein reflect the number of shares after effectuating the Reverse Split.

SEC source: 0001104659-22-038741 · tm2210484-4_4seq1.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,928

F1 · kind: The Reporting Person received an award of 58,140 restricted stock units ("RSUs") on March 22, 2022, which RSUs vest monthly in substantially equal installments over a period of twelve (12) months, with the initial vesting to occur on April 22, 2022. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting.

F2 · balance_after: Consists of (i) 72,788 shares of Class A common stock and (ii) 58,140 RSUs which remain subject to certain vesting conditions.

SEC source: 0001628280-21-017566 · wf-form4_162985545131086.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,057

F1 · shares: Represents Restricted Stock Units, each of which represent a nontransferable right to receive one share of the Issuer's common stock. The award was granted under the Company's long-term stock incentive plans and vests in three equal installments on each of the first three anniversaries of the Date of Grant, subject to Reporting Person's continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan) through each such vesting date.

SEC source: 0001493152-21-021715 · ownership.xml · derivative · entry 3

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 13,587 RSUs issuable under the reporting person's June 30, 2020 grant agreement vested on June 30, 2021. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting.

F2 · derivative.expiration_date: The remaining 13,587 RSUs issuable under the reporting person's June 30, 2020 grant agreement vested on June 30, 2021. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting.

SEC source: 0001493152-21-021715 · ownership.xml · nonDerivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The remaining 13,587 RSUs issuable under the reporting person's June 30, 2020 grant agreement vested on June 30, 2021. Each RSU represents the right to receive one share of BOXL Class A common stock upon vesting.

SEC source: 0001493152-21-021715 · ownership.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,201

F1 · shares: The reporting person received an award of 18,440 restricted stock units on February 24, 2021, vesting in four substantially equal installments over the course of 12 months, with the initial vesting occurring on May 24,2021. Each restricted stock unit represents the right to receive one share of BOXL Class A common stock upon vesting.

SEC source: 0001493152-21-010546 · ownership.xml · derivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,586

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vested on March 30, 2021, but were released by the issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

F2 · derivative.expiration_date: The RSUs vested on March 30, 2021, but were released by the issuer on April 30, 2021; the remaining RSUs will vest on the next quarterly anniversary of the initial grant date, subject to certain conditions.

SEC source: 0001493152-21-010546 · ownership.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

SEC source: 0001493152-21-006991 · ownership.xml · derivative · entry 4

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,173

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

F3 · derivative.expiration_date: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

SEC source: 0001493152-21-006991 · ownership.xml · nonDerivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 1/4 of the RSUs issued pursuant to the Grant Agremeent vested on March 8, 2021, and the remainder will vest in two equal quarterly anniversary , until such time as the RSUs are 100% vested, subject to certain conditions.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

SEC source: 0001493152-21-006991 · ownership.xml · derivative · entry 3

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,760

Underlying: Class A Common Stock · 13,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F2 · derivative.expiration_date: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

SEC source: 0001493152-21-006991 · ownership.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: 1/4 of the RSUs granted pursuant to a June 30, 2020 RSU grant agreement (the "Grant Agreement") vested on November 10, 2020.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

SEC source: 0001567619-20-015581 · doc1.xml · derivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2027-08-10

F1 · derivative.exercise_date: The stock options are eligible to vest as follows: (i) 50% of the options are eligible to vest in 3 equal annual installments on the first 3 anniversaries of the grant date, and (ii) the remaining 50% of the options are eligible to vest in 3 equal installments on each of June 30, 2021, June 30, 2022, and June 30, 2023, subject to the achievement of certain performance goals, and in each case subject to Mr. Jackson's continued employment through the applicable vesting date and subject to accelerated vesting upon certain specified events.

SEC source: 0001468666-19-000029 · wf-form4_155606033753965.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,085

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016.

SEC source: 0001468666-19-000008 · wf-form4_155208334179894.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,193

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017.

SEC source: 0001468666-19-000004 · wf-form4_155174935662999.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,268

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on March 1, 2018.

SEC source: 0001123292-19-000403 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,281

F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 1, 2018 forfeited to SecureWorks Corp. on February 25, 2019.

F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 1, 2018 forfeited to SecureWorks Corp. on February 25, 2019.

SEC source: 0001123292-18-000652 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,781

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016.

SEC source: 0001123292-18-000517 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,621

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017.

SEC source: 0001123292-18-000491 · edgar.xml · nonDerivative · entry 2

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,727

F2 · kind: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018.

F2 · price: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018.

SEC source: 0001123292-18-000491 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,158

F1 · kind: Represents a grant of 62,500 time-based and 62,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.

F1 · price: Represents a grant of 62,500 time-based and 62,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.

SEC source: 0001123292-17-000868 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,158

F1 · kind: Represents shares delivered to the Issuer for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on April 22, 2016.

SEC source: 0001123292-17-000601 · edgar.xml · nonDerivative · entry 1

Jackson Roger Wayne · CIK 0001658365 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,069

F1 · price: Represents a grant of 25,606 time-based and 25,606 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest only if specified performance measures relating to SecureWorks Corp. are achieved. The performance-based restricted shares, if any, earned by the reporting person in accordance with such performance measures vest in three equal installments on each of (i) a certification date occurring no later than 75 days following February 2, 2018, SecureWorks Corp.'s fiscal year end, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.