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BOX

BOX INC

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Tapewire entity
3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2020 Filed Jun 23, 2020 20:01 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 7,025 $19.79 $139,024.75
Disclosure

SEC source: 0001209191-20-038669 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,267

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
June 20, 2020 Filed Jun 23, 2020 23:58 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 11,069 $19.79 $219,055.51
Disclosure

SEC source: 0001209191-20-038657 · doc4.xml · nonDerivative · entry 3

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,421

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
June 20, 2020 Filed Jun 24, 2020 00:00 UTC
Smith Dylan CDirector · Chief Financial Officer
Tax withholdingClass A Common Stock 4,323 $19.79 $85,552.17
Disclosure

SEC source: 0001209191-20-038666 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,817

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,100 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · derivative · entry 8

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 110,770

Underlying: Class A Common Stock · 14,100 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 07/29/2014.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:57 UTC SaleClass A Common Stock 14,100 $19.80 $279,180.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionClass A Common Stock 14,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 142,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:58 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,803 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-038657 · doc4.xml · derivative · entry 4

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 16,803 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 12/25/2016.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:58 UTC
Mannie JeffVP Controller & Chief Acct Ofr
SaleClass A Common Stock 16,803 $19.64 $330,010.92
Disclosure

SEC source: 0001209191-20-038657 · doc4.xml · nonDerivative · entry 2

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,490

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.63 to $19.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:58 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Exercise / conversionClass A Common Stock 16,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038657 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Mar 11, 2021 22:13 UTC
Smith Dylan CChief Financial Officer
GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019832 · doc5.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,172

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

Read SEC document
June 11, 2020 Filed Mar 11, 2021 22:13 UTC
Smith Dylan CChief Financial Officer
GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019832 · doc5.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,172

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:06 UTC
Smith Dylan CDirector · Chief Financial Officer
SaleClass A Common Stock 45,000 $19.36 $871,200.00
Disclosure

SEC source: 0001209191-20-036351 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,140

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:43 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,185 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · derivative · entry 7

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 124,870

Underlying: Class A Common Stock · 23,185 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:43 UTC SaleClass A Common Stock 23,185 $19.85 $460,222.25
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · nonDerivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.81 to $19.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:43 UTC Exercise / conversionClass A Common Stock 23,185 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · nonDerivative · entry 3

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 151,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:43 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 151,945 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · derivative · entry 6

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 148,055

Underlying: Class A Common Stock · 151,945 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:43 UTC SaleClass A Common Stock 151,945 $19.83 $3,013,069.35
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:43 UTC Exercise / conversionClass A Common Stock 151,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034449 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 280,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
June 02, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 3

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,503,566

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

Read SEC document
May 26, 2020 Filed May 28, 2020 16:37 UTC
BASS CARLDirector
GrantClass A Common Stock 24,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032609 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,390

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on May 26, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:25 UTC GrantClass A Common Stock 29,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025942 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,239

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on April 24, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 00:42 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-024089 · doc4.xml · derivative · entry 4

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,803

Underlying: Class A Common Stock · 10,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 12/25/2016.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 00:42 UTC
Mannie JeffVP Controller & Chief Acct Ofr
SaleClass A Common Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001209191-20-024089 · doc4.xml · nonDerivative · entry 3

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,490

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $15.00 to $15.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 00:42 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Exercise / conversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024089 · doc4.xml · nonDerivative · entry 2

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2020 Filed Apr 10, 2020 00:42 UTC
Mannie JeffVP Controller & Chief Acct Ofr
SaleClass A Common Stock 4,787 $14.70 $70,368.90
Disclosure

SEC source: 0001209191-20-024089 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,490

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $14.68 to $14.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:44 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023610 · doc4.xml · nonDerivative · entry 3

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,292

F3 · shares: Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:43 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023608 · doc4.xml · nonDerivative · entry 3

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,277

F3 · shares: Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:41 UTC
Smith Dylan CDirector · Chief Financial Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 3

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283,140

F4 · shares: Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 16:44 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 2,534 $14.17 $35,906.78
Disclosure

SEC source: 0001209191-20-023610 · doc4.xml · nonDerivative · entry 2

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,292

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 16:44 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 7,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023610 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,826

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:43 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 1,746 $14.17 $24,740.82
Disclosure

SEC source: 0001209191-20-023608 · doc4.xml · nonDerivative · entry 2

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,277

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:43 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 5,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023608 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,023

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:41 UTC
Smith Dylan CDirector · Chief Financial Officer
Tax withholdingClass A Common Stock 2,671 $14.17 $37,848.07
Disclosure

SEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,140

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:41 UTC
Smith Dylan CDirector · Chief Financial Officer
GrantClass A Common Stock 7,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,811

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Includes 1,430 shares acquired on March 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:40 UTC
Levie AaronDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,454 $14.17 $20,603.18
Disclosure

SEC source: 0001209191-20-023602 · doc4.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,569,566

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:40 UTC
Levie AaronDirector · Chief Executive Officer
GrantClass A Common Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023602 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571,020

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
March 30, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568,566

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 22:33 UTC
LAZAR JACK RDirector
GrantEmployee Stock Option (right to buy) · Derivative 31,666 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001209191-20-021004 · doc4.xml · derivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666

Underlying: Class A Common Stock · 31,666 shares

Expires 2030-03-22

F3 · shares: 1/36 of the shares subject to the option vest on April 22, 2020 and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date

Read SEC document
March 22, 2020 Filed Mar 24, 2020 22:33 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 15,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021004 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/3 of the RSUs will vest on March 22, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 19:17 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 4,590 $11.65 $53,473.50
Disclosure

SEC source: 0001209191-20-020750 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,500

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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March 20, 2020 Filed Mar 23, 2020 23:16 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,836 $11.65 $33,039.40
Disclosure

SEC source: 0001209191-20-020748 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,903

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 1,413 shares acquired on March 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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March 20, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608,566

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

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December 20, 2019 Filed Dec 23, 2019 16:13 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 4,725 $17.57 $83,018.25
Disclosure

SEC source: 0001209191-19-061780 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,090

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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December 20, 2019 Filed Dec 23, 2019 21:12 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,467 $17.57 $43,345.19
Disclosure

SEC source: 0001209191-19-061779 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,326

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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October 18, 2019 Filed Oct 22, 2019 23:54 UTC SaleClass A Common Stock 3,328 $15.97 $53,148.16
Disclosure

SEC source: 0001209191-19-053814 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,658

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $15.78 to $16.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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October 01, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 1,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 7

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567,456

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

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September 20, 2019 Filed Sep 24, 2019 19:53 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 4,323 $17.36 $75,047.28
Disclosure

SEC source: 0001209191-19-050597 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,815

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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September 20, 2019 Filed Sep 24, 2019 23:54 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,467 $17.36 $42,827.12
Disclosure

SEC source: 0001209191-19-050598 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,793

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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July 15, 2019 Filed Mar 13, 2020 01:04 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018661 · doc5.xml · nonDerivative · entry 6

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,569,122

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

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July 02, 2019 Filed Jul 3, 2019 20:11 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041052 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,260

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 100% of the RSUs will vest on June 20, 2020, subject to the Reporting Person's continued service through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.