BNY

SEC source: 0001209191-23-006810 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102.0363

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-006784 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,793.1246

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-006788 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,397.4957

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-006795 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,677.112

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-004613 · doc4.xml · nonDerivative · entry 1

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,561

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-004025 · doc4.xml · nonDerivative · entry 1

Vince Robin A. · CIK 0001825740 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,713

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-22-059686 · doc4.xml · nonDerivative · entry 1

McDonogh Dermot · CIK 0001952067 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,932

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units are scheduled to vest as follows: 61,626 units on 2/28/2025; 50,060 units on 2/28/2026; 36,919 units on 2/28/2027; 26,213 units on 2/28/2028; and 17,114 units on 2/28/2029. Vested units will be settled in Common Stock.

SEC source: 0001209191-22-056603 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,256

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.29 to $42.31. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-22-055795 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,117

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. 50% of the units vest on March 1, 2023 with the remaining 50% of units vesting three years from the grant date. Vested units will be settled in Common Stock three years from the grant date.

SEC source: 0001209191-22-055317 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,705.4887

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-22-054278 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,685.567

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $39.3601 to $39.385. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-22-052777 · doc4.xml · nonDerivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372.834

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-052780 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923.6413

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-052767 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,971.2916

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-052770 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379.0307

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-052773 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905.413

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-052233 · doc4.xml · nonDerivative · entry 1

Anderson Jolen · CIK 0001786243 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,163

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 3

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares sold by his spouse and the family trust, and this report should not be deemed as an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares sold by his spouse and the family trust, and this report should not be deemed as an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,018.1472

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-22-041109 · doc4.xml · nonDerivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665.216

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-041112 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703.5603

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-041097 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,755.0606

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-041101 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,152.9487

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-041104 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940.648

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-028545 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,886.169

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from 42.69 to 42.98. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-22-025218 · doc4.xml · derivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025220 · doc4.xml · derivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,457.0962

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025204 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650.3312

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025212 · doc4.xml · derivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,242.5802

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025194 · doc4.xml · derivative · entry 1

COOK LINDA Z · CIK 0001270438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,457.0962

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025222 · doc4.xml · derivative · entry 1

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253.4972

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025224 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,725.6572

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025208 · doc4.xml · derivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022.1402

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025216 · doc4.xml · derivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022.1402

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-025214 · doc4.xml · derivative · entry 1

Gowrappan Kumara Guru · CIK 0001753912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022.1402

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-22-023038 · doc4.xml · nonDerivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008.993

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-023045 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499.7103

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-023020 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,703.9006

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-023025 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,018.8687

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-023032 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046.368

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-22-017871 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,969

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-014394 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,216

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-22-014391 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,633.8484

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-22-012274 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,511.864

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-012278 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,721.36

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-012244 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,021.169

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-012257 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,034.2801

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-012272 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,685.567

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.

SEC source: 0001209191-22-012266 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,446.827

F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock.

F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting.