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BION ENVIRONMENTAL TECHNOLOGIES INC

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8007
SEC CIK
0000875729
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141

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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2025 Filed Jul 10, 2025 18:18 UTC OtherConvertible Promissory Note · Derivative Not disclosed $0.00 $25,000.00
Disclosure

SEC source: 0001079973-25-001123 · ownership.xml · derivative · entry 4

POSNER STEPHEN J · CIK 0001282376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-12-31

F2 · derivative.exercise_price: On July 7, 2025, Mr. Posner purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F2 · derivative.exercise_date: On July 7, 2025, Mr. Posner purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F2 · derivative.underlying_shares: On July 7, 2025, Mr. Posner purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F2 · valueOwnedAfter: On July 7, 2025, Mr. Posner purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

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January 18, 2025 Filed Jan 22, 2025 22:26 UTC Disposition to issuerCPTrust-1 Warrants · Derivative 618,750 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-25-000115 · ownership.xml · derivative · entry 4

Parlow Christopher B. · CIK 0001773330 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Christopher Parlow Trust

Disclosed balance after: 995,250

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · kind: On January 18, 2025, Christopher Parlow voluntarily surrendered 618,750 Class CPTrust-1 warrants registered to the Christopher Parlow Trust for cancellation. There are 995,250 Class CPTrust-1 warrants remaining with the exercise price of $.75 until April 15, 2025. These warrants carry a potential price adjustment ranging from 75% to 90%.

F1 · shares: On January 18, 2025, Christopher Parlow voluntarily surrendered 618,750 Class CPTrust-1 warrants registered to the Christopher Parlow Trust for cancellation. There are 995,250 Class CPTrust-1 warrants remaining with the exercise price of $.75 until April 15, 2025. These warrants carry a potential price adjustment ranging from 75% to 90%.

F1 · derivative.exercise_date: On January 18, 2025, Christopher Parlow voluntarily surrendered 618,750 Class CPTrust-1 warrants registered to the Christopher Parlow Trust for cancellation. There are 995,250 Class CPTrust-1 warrants remaining with the exercise price of $.75 until April 15, 2025. These warrants carry a potential price adjustment ranging from 75% to 90%.

F1 · derivative.expiration_date: On January 18, 2025, Christopher Parlow voluntarily surrendered 618,750 Class CPTrust-1 warrants registered to the Christopher Parlow Trust for cancellation. There are 995,250 Class CPTrust-1 warrants remaining with the exercise price of $.75 until April 15, 2025. These warrants carry a potential price adjustment ranging from 75% to 90%.

F1 · balance_after: On January 18, 2025, Christopher Parlow voluntarily surrendered 618,750 Class CPTrust-1 warrants registered to the Christopher Parlow Trust for cancellation. There are 995,250 Class CPTrust-1 warrants remaining with the exercise price of $.75 until April 15, 2025. These warrants carry a potential price adjustment ranging from 75% to 90%.

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January 18, 2025 Filed Jan 22, 2025 22:23 UTC Disposition to issuerDCBTrust-1 Warrants · Derivative 618,750 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-25-000113 · ownership.xml · derivative · entry 3

Lominy Danielle C. · CIK 0001704199 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Danielle Christine Bassani Trust

Disclosed balance after: 892,727

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · kind: On January 18, 2025, Danielle Lominy voluntarily surrendered 618,750 Class DCBTrust-1 warrants registered to the Danielle Chtine Bassani Trust for cancellation. There ae 892,727 Class DCBTrust-1 warrants remaining with the exercise price of $.75 until April 15,2025. These warrants carry a potential price adjustment of 75%.

F1 · shares: On January 18, 2025, Danielle Lominy voluntarily surrendered 618,750 Class DCBTrust-1 warrants registered to the Danielle Chtine Bassani Trust for cancellation. There ae 892,727 Class DCBTrust-1 warrants remaining with the exercise price of $.75 until April 15,2025. These warrants carry a potential price adjustment of 75%.

F1 · derivative.exercise_date: On January 18, 2025, Danielle Lominy voluntarily surrendered 618,750 Class DCBTrust-1 warrants registered to the Danielle Chtine Bassani Trust for cancellation. There ae 892,727 Class DCBTrust-1 warrants remaining with the exercise price of $.75 until April 15,2025. These warrants carry a potential price adjustment of 75%.

F1 · derivative.expiration_date: On January 18, 2025, Danielle Lominy voluntarily surrendered 618,750 Class DCBTrust-1 warrants registered to the Danielle Chtine Bassani Trust for cancellation. There ae 892,727 Class DCBTrust-1 warrants remaining with the exercise price of $.75 until April 15,2025. These warrants carry a potential price adjustment of 75%.

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January 16, 2025 Filed Jan 28, 2025 16:01 UTC
Schafer Edward TFormer Board member-12/31/24
OtherAdjusted 2015 Convertble Note · Derivative Not disclosed $0.00 Strike: $0.12 $4,245.48
Disclosure

SEC source: 0001079973-25-000150 · ownership.xml · derivative · entry 2

Schafer Edward T · CIK 0001376093 · Former Board member-12/31/24

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See footnote · 0 shares

Expires not disclosed

F4 · kind: As of 1/16/2025, Mr. Schafer owns 1,215,000 options to purchase common stock with exercise prices ranging from $.60 to $1.20 and expiration dates ranging from 12/31/2025 to 12/31/2026. These options carry the potential price adjustment of 75%.

F2 · reported_value: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

F2 · derivative.exercise_date: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

F2 · derivative.expiration_date: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

F2 · derivative.underlying: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

F2 · derivative.underlying_shares: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

F2 · balance_after: Effective 1/16/2025, Mr. Schafer voluntarily surrendered 36,918 shares that would have been issued as the result of the conversion of $4,245.48 of the Adjusted 2015 Convertible Note.

Read SEC document
January 03, 2025 Filed Jan 24, 2025 19:45 UTC
Bassani DominicCeased being an affiliate(8)
OtherThe holdings of Danielle Lominy · Derivative 8,244,803 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001079973-25-000123 · ownership.xml · derivative · entry 9

Bassani Dominic · CIK 0000929535 · Ceased being an affiliate(8)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See Note · 8,244,803 shares

Expires not disclosed

F8 · security: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · derivative.exercise_price: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · derivative.exercise_date: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · derivative.expiration_date: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · derivative.underlying: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · derivative.underlying_shares: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · balance_after: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

F8 · ownership.direct: As of January 3, 2025, Danielle Lominy, the adult daughter of Linda Bassani , no longer resides within Linda Bassani's residence. As a result, the reported Bassani Estate and Linda Bassani's holding are substantially reduced as prior form 4's and other SEC filings included all the securities held (directly and indirectly) by Danielle Lominy. As of January 3, 2025, the DB Estate and Linda Bassani are no longer affiliates of the company as their beneficial ownership has been reduced to lower than 10%. This will be the final filing related to Linda Bassani and the DB Bassani Estate based on the residual beneficial ownership set forth above.

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December 16, 2024 Filed Dec 17, 2024 01:15 UTC
Scott Stephen CraigDirector · CEO
OtherConvertible Promissory Note · Derivative Not disclosed $0.00 $25,000.00
Disclosure

SEC source: 0001079973-24-001697 · ownership.xml · derivative · entry 3

Scott Stephen Craig · CIK 0002027873 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-12-31

F1 · derivative.exercise_price: On Dec 16, 2024, Mr. Scott's spouse purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F1 · derivative.exercise_date: On Dec 16, 2024, Mr. Scott's spouse purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F1 · derivative.underlying_shares: On Dec 16, 2024, Mr. Scott's spouse purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

F1 · valueOwnedAfter: On Dec 16, 2024, Mr. Scott's spouse purchased a Convertible Promissory Note in the principal amount of $25,000. The Note is secured by the Company's Intellectual Property (IP)/Patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million. The maturity date of the note is December 31, 2025.

Read SEC document
October 15, 2024 Filed Oct 25, 2024 20:53 UTC OtherConvertible Promissory Note · Derivative Not disclosed $0.00 $100,000.00
Disclosure

SEC source: 0001079973-24-001446 · ownership.xml · derivative · entry 2

Weerts Robert D. · CIK 0002029502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Bion BLG, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-04-15

F1 · derivative.exercise_price: On October 22, 2024, Bion's Board of Directors ratified an agreement, with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Weerts and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · derivative.exercise_date: On October 22, 2024, Bion's Board of Directors ratified an agreement, with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Weerts and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · derivative.underlying_shares: On October 22, 2024, Bion's Board of Directors ratified an agreement, with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Weerts and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · valueOwnedAfter: On October 22, 2024, Bion's Board of Directors ratified an agreement, with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Weerts and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

Read SEC document
October 15, 2024 Filed Oct 28, 2024 20:06 UTC
Schoener Gregory W.Director · COO
OtherConvertible Promissory Note · Derivative Not disclosed $0.00 $100,000.00
Disclosure

SEC source: 0001079973-24-001448 · ownership.xml · derivative · entry 2

Schoener Gregory W. · CIK 0002027321 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bion BLG, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-04-15

F1 · derivative.exercise_price: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Schoener and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · reported_value: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Schoener and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · derivative.exercise_date: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Schoener and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · derivative.underlying_shares: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Schoener and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

F1 · valueOwnedAfter: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024, to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Schoener and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024).

Read SEC document
October 15, 2024 Filed Oct 29, 2024 19:43 UTC OtherConvertible Promissory Note · Derivative Not disclosed $0.00 $100,000.00
Disclosure

SEC source: 0001079973-24-001455 · ownership.xml · derivative · entry 1

Stovall Turk Courtney · CIK 0002030362 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Bion BLG, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-04-15

F1 · derivative.exercise_price: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024 to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Stovall and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024 ).

F1 · date: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024 to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Stovall and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024 ).

F1 · derivative.exercise_date: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024 to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Stovall and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024 ).

F1 · derivative.underlying_shares: On October 22, 2024, Bion's Board of Directors ratified an agreement with the Bion BLG, LLC, loan group, effective 10/15/2024 to purchase a Convertible Promissory Note in the principal amount of up to $500,000. Mr. Stovall and two other Bion Directors are members of the loan group and together comprise 60% ownership of the loan group (and Promissory Note) (each member owns 20%). The Note is secured by the Company's Intellectual Property (IP)/patents. The Note will convert into securities in the Company at the terms of a later capital raise (or other source of funding) in excess of $3.0 million, which must be completed within six (6) months, and other terms as defined in the Note and Security Agreements (see exhibits to Form 8-K filed 10/24/2024 ).

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June 30, 2024 Filed Jul 2, 2024 12:50 UTC Disposition to issuerOptions (right to buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-001006 · ownership.xml · derivative · entry 3

Lominy Danielle C. · CIK 0001704199 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · D. Bassani 2019 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · kind: On June 30, 2024, Danielle Lominy voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Danielle Lominy is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · derivative.exercise_date: On June 30, 2024, Danielle Lominy voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Danielle Lominy is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · derivative.expiration_date: On June 30, 2024, Danielle Lominy voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Danielle Lominy is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · balance_after: On June 30, 2024, Danielle Lominy voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Danielle Lominy is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 16:03 UTC Disposition to issuerOptions (Right to buy) · Derivative 500,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-001023 · ownership.xml · derivative · entry 4

Parlow Christopher B. · CIK 0001773330 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · D. Bassani 2019 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · kind: On June 30, 2024, Christopher Parlow voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Christopher Parlow is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · derivative.exercise_date: On June 30, 2024, Christopher Parlow voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Christopher Parlow is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · derivative.expiration_date: On June 30, 2024, Christopher Parlow voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Christopher Parlow is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

F1 · balance_after: On June 30, 2024, Christopher Parlow voluntarily surrendered 500,000 options registered to the Dominic Bassani 2019 Irrevocable Trust ("2019 Trust") for cancellation. Christopher Parlow is the 50% beneficial owner of 1,000,000 options registered to the 2019 Trust.

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June 30, 2024 Filed Jul 9, 2024 19:37 UTC OtherAdjusted 2015 Replacement Note 2 · Derivative Not disclosed $0.00 Strike: $0.12 $17,733.92
Disclosure

SEC source: 0001079973-24-001041 · ownership.xml · derivative · entry 5

Bassani Dominic · CIK 0000929535 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Estate

Disclosed balance after: 68,754

Underlying: Common Stock · 154,208 shares

Expires not disclosed

F4 · reported_value: On June 30, 2024, the DB Estate voluntarily surrendered $17,733.92 of the Adjusted 2015 Replacement Note # 2 balance which was convertible into 154,208 shares of common stock at $.115. The balance of the note after this transaction is $7,906.66 which is convertible into 68,754 shares of common stock under the same terms. The maturity date of this note is 1/15/2025.

F4 · derivative.exercise_date: On June 30, 2024, the DB Estate voluntarily surrendered $17,733.92 of the Adjusted 2015 Replacement Note # 2 balance which was convertible into 154,208 shares of common stock at $.115. The balance of the note after this transaction is $7,906.66 which is convertible into 68,754 shares of common stock under the same terms. The maturity date of this note is 1/15/2025.

F4 · derivative.expiration_date: On June 30, 2024, the DB Estate voluntarily surrendered $17,733.92 of the Adjusted 2015 Replacement Note # 2 balance which was convertible into 154,208 shares of common stock at $.115. The balance of the note after this transaction is $7,906.66 which is convertible into 68,754 shares of common stock under the same terms. The maturity date of this note is 1/15/2025.

F4 · derivative.underlying_shares: On June 30, 2024, the DB Estate voluntarily surrendered $17,733.92 of the Adjusted 2015 Replacement Note # 2 balance which was convertible into 154,208 shares of common stock at $.115. The balance of the note after this transaction is $7,906.66 which is convertible into 68,754 shares of common stock under the same terms. The maturity date of this note is 1/15/2025.

F4 · balance_after: On June 30, 2024, the DB Estate voluntarily surrendered $17,733.92 of the Adjusted 2015 Replacement Note # 2 balance which was convertible into 154,208 shares of common stock at $.115. The balance of the note after this transaction is $7,906.66 which is convertible into 68,754 shares of common stock under the same terms. The maturity date of this note is 1/15/2025.

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June 30, 2024 Filed Jul 9, 2024 19:37 UTC OtherOptions (right to buy) · Derivative 3,025,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-001041 · ownership.xml · derivative · entry 4

Bassani Dominic · CIK 0000929535 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Estate

Disclosed balance after: 0

Underlying: Common Stock · 3,025,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

F3 · shares: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

F3 · derivative.exercise_date: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

F3 · derivative.expiration_date: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

F3 · derivative.underlying_shares: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

F3 · balance_after: On June 30, 2024, the DB Estate voluntarily surrendered 3,025,000 options with exercise prices ranging from $.75 to $ 1.20 and with a price adjustment ranging from 75% to 90%. These options had expiration dates from 1/15/2025 to 12/31/2026.

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June 30, 2024 Filed Jul 9, 2024 19:37 UTC OtherConvertible Deferred Compensation · Derivative Not disclosed $0.00 Strike: $0.95 $352,252.00
Disclosure

SEC source: 0001079973-24-001041 · ownership.xml · derivative · entry 3

Bassani Dominic · CIK 0000929535 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Estate

Disclosed balance after: 0

Underlying: Common Stock · 370,792 shares

Expires not disclosed

F2 · reported_value: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.exercise_date: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.expiration_date: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.underlying_shares: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · balance_after: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

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June 30, 2024 Filed Jul 9, 2024 19:37 UTC OtherConvertible Deferred Compensation · Derivative Not disclosed $0.00 Strike: $0.75 $300,000.00
Disclosure

SEC source: 0001079973-24-001041 · ownership.xml · derivative · entry 2

Bassani Dominic · CIK 0000929535 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Estate

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F2 · reported_value: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.exercise_date: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.expiration_date: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · derivative.underlying_shares: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

F2 · balance_after: On June 30, 2024 the "DB Estate" voluntarily surrendered 770,792 shares that would have been issued as the result of the conversion of $652,252.15 of deferred compensation. $300,000 was convertible @ $.75/share and $352,252.15 was convertible @ $.95 under the terms of his agreement.

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May 31, 2024 Filed Jul 2, 2024 12:48 UTC
O'Neill WilliamPrior CEO and Director
OtherWarrants Incentive-3 · Derivative 304,743 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001079973-24-001004 · ownership.xml · derivative · entry 3

O'Neill William · CIK 0001508950 · Prior CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Identifoods, LLC

Disclosed balance after: 45,257

Underlying: Common Stock · 45,257 shares

Expires not disclosed

F3 · kind: As of May 31, 2024, pursuant to the terms of Mr. O'Neill's employee contract, 304,743 warrants of 1,000,000 warrants registered to Identifoods, LLC were cancelled. Identifoods, LLC is owned by Mr. O'Neill and his wife. As of May 31, 2024, Identifoods, LLC is the owner of 695,257 warrants at the price of $1.00 until 4/30/2026. Each of these warrants carry a price adjustment of 75%.

F3 · derivative.exercise_date: As of May 31, 2024, pursuant to the terms of Mr. O'Neill's employee contract, 304,743 warrants of 1,000,000 warrants registered to Identifoods, LLC were cancelled. Identifoods, LLC is owned by Mr. O'Neill and his wife. As of May 31, 2024, Identifoods, LLC is the owner of 695,257 warrants at the price of $1.00 until 4/30/2026. Each of these warrants carry a price adjustment of 75%.

F3 · derivative.expiration_date: As of May 31, 2024, pursuant to the terms of Mr. O'Neill's employee contract, 304,743 warrants of 1,000,000 warrants registered to Identifoods, LLC were cancelled. Identifoods, LLC is owned by Mr. O'Neill and his wife. As of May 31, 2024, Identifoods, LLC is the owner of 695,257 warrants at the price of $1.00 until 4/30/2026. Each of these warrants carry a price adjustment of 75%.

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May 31, 2024 Filed Jul 2, 2024 12:48 UTC
O'Neill WilliamPrior CEO and Director
OtherOptions (right to buy) · Derivative 500,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001079973-24-001004 · ownership.xml · derivative · entry 2

O'Neill William · CIK 0001508950 · Prior CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F2 · kind: Effective May 31 2024, the Company accepted the resignation of Mr. O'Neill as the Company's CEO and as a Director on the Board of Directors. 500,000 options with the exercise price of $1.60 until 6/30/2006 were cancelled as the resignation occurred prior to the vesting date of the options.

F2 · derivative.exercise_date: Effective May 31 2024, the Company accepted the resignation of Mr. O'Neill as the Company's CEO and as a Director on the Board of Directors. 500,000 options with the exercise price of $1.60 until 6/30/2006 were cancelled as the resignation occurred prior to the vesting date of the options.

F2 · derivative.expiration_date: Effective May 31 2024, the Company accepted the resignation of Mr. O'Neill as the Company's CEO and as a Director on the Board of Directors. 500,000 options with the exercise price of $1.60 until 6/30/2006 were cancelled as the resignation occurred prior to the vesting date of the options.

F2 · derivative.underlying_shares: Effective May 31 2024, the Company accepted the resignation of Mr. O'Neill as the Company's CEO and as a Director on the Board of Directors. 500,000 options with the exercise price of $1.60 until 6/30/2006 were cancelled as the resignation occurred prior to the vesting date of the options.

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April 01, 2024 Filed Apr 3, 2024 15:00 UTC
SMITH MARK ADirector · President · 10% owner
Disposition to issuerOptions )right to buy) · Derivative 2,425,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000508 · ownership.xml · derivative · entry 8

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,134

Underlying: Common Stock · 0 shares

Expires not disclosed

F4 · derivative.exercise_price: On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

F4 · kind: On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

F4 · derivative.exercise_date: On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

F4 · derivative.expiration_date: On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

F4 · derivative.underlying_shares: On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

F3 · balance_after: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

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April 01, 2024 Filed Apr 3, 2024 15:00 UTC
SMITH MARK ADirector · President · 10% owner
Disposition to issuerDeferred Compensation · Derivative 75,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000508 · ownership.xml · derivative · entry 7

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,134

Underlying: Common Stock · 60,134 shares

Expires not disclosed

F3 · kind: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

F3 · derivative.exercise_date: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

F3 · derivative.expiration_date: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

F3 · derivative.underlying_shares: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

F3 · balance_after: On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.

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April 01, 2024 Filed Apr 3, 2024 15:00 UTC
SMITH MARK ADirector · President · 10% owner
GrantCommon Stock 4,847 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000508 · ownership.xml · nonDerivative · entry 1

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,421,102

F1 · kind: As of April 1, 2024, Mr. Smith and his spouse are the owners of 4,421,102 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the February 14, 2024 Form 4 report by 4,847 shares.

F1 · acquired: As of April 1, 2024, Mr. Smith and his spouse are the owners of 4,421,102 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the February 14, 2024 Form 4 report by 4,847 shares.

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March 31, 2024 Filed Apr 3, 2024 15:00 UTC
SMITH MARK ADirector · President · 10% owner
Conversion2020 non-adjusted Convertible Obligation · Derivative Not disclosed $0.00 Strike: $0.50 $119,903.63
Disclosure

SEC source: 0001079973-24-000508 · ownership.xml · derivative · entry 6

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,808

Underlying: Common Stock · 239,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · kind: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · price: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · derivative.exercise_date: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · derivative.expiration_date: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · derivative.underlying_shares: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

F2 · balance_after: As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.

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January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionClass FEB2021-2 · Derivative 100,001 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · derivative · entry 12

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Lotaylingkyur Inc.

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On January 23, 2024 100,001 warrants registered to Lotaylingkyur, Inc. (controlled by Mr. & Mrs. Smith) were exercised at a price of $.75/warrant (with a 75% price adjustment), and 85,354 shares of common stock were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F2 · derivative.exercise_date: On January 23, 2024 100,001 warrants registered to Lotaylingkyur, Inc. (controlled by Mr. & Mrs. Smith) were exercised at a price of $.75/warrant (with a 75% price adjustment), and 85,354 shares of common stock were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F2 · derivative.expiration_date: On January 23, 2024 100,001 warrants registered to Lotaylingkyur, Inc. (controlled by Mr. & Mrs. Smith) were exercised at a price of $.75/warrant (with a 75% price adjustment), and 85,354 shares of common stock were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F2 · derivative.underlying_shares: On January 23, 2024 100,001 warrants registered to Lotaylingkyur, Inc. (controlled by Mr. & Mrs. Smith) were exercised at a price of $.75/warrant (with a 75% price adjustment), and 85,354 shares of common stock were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

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January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionClass MAS Various Warrants · Derivative 820,209 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · derivative · entry 11

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: On January 23, 2024, 820,209 Class MAS various warrants registered to Mr. Smith's spouse were exercised at $0.75 (with a price adjustment of 75%) and 700,062 shares were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F8 · derivative.exercise_date: On January 23, 2024, 820,209 Class MAS various warrants registered to Mr. Smith's spouse were exercised at $0.75 (with a price adjustment of 75%) and 700,062 shares were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F8 · derivative.expiration_date: On January 23, 2024, 820,209 Class MAS various warrants registered to Mr. Smith's spouse were exercised at $0.75 (with a price adjustment of 75%) and 700,062 shares were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

F8 · derivative.underlying_shares: On January 23, 2024, 820,209 Class MAS various warrants registered to Mr. Smith's spouse were exercised at $0.75 (with a price adjustment of 75%) and 700,062 shares were issued (under Bion's S-8 Registration Statement and 2006 Incentive Plan).

Read SEC document
January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionClass MAS Various Warrants · Derivative 106,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · derivative · entry 10

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: On January 23, 2024, 106,500 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 90,900 shares of restricted stock were issued.

F7 · derivative.exercise_date: On January 23, 2024, 106,500 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 90,900 shares of restricted stock were issued.

F7 · derivative.expiration_date: On January 23, 2024, 106,500 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 90,900 shares of restricted stock were issued.

F7 · derivative.underlying_shares: On January 23, 2024, 106,500 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 90,900 shares of restricted stock were issued.

Read SEC document
January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionClass MAS Various Warrants · Derivative 1,600,487 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · derivative · entry 9

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On January 23, 2024, 1,600,487 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 1,366,042 shares were issued (under Bion's S-8 from the S-8 Registration Statement and 2006 Incentive Plan).

F6 · derivative.exercise_date: On January 23, 2024, 1,600,487 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 1,366,042 shares were issued (under Bion's S-8 from the S-8 Registration Statement and 2006 Incentive Plan).

F6 · derivative.expiration_date: On January 23, 2024, 1,600,487 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 1,366,042 shares were issued (under Bion's S-8 from the S-8 Registration Statement and 2006 Incentive Plan).

F6 · derivative.underlying_shares: On January 23, 2024, 1,600,487 Class MAS Various warrants were exercised at $0.75/warrant (with a price adjustment of 75%) and 1,366,042 shares were issued (under Bion's S-8 from the S-8 Registration Statement and 2006 Incentive Plan).

Read SEC document
January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionClass CAP2017 Warrants · Derivative 300,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · derivative · entry 8

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On January 23, 2024, Mr. Smith exercised 300,000 Class CAP2017 warrants were exercised @ $.75/warrant (with a price adjustment of 90%) and 282, 422 shares of restricted stock were issued.

F5 · derivative.exercise_date: On January 23, 2024, Mr. Smith exercised 300,000 Class CAP2017 warrants were exercised @ $.75/warrant (with a price adjustment of 90%) and 282, 422 shares of restricted stock were issued.

F5 · derivative.expiration_date: On January 23, 2024, Mr. Smith exercised 300,000 Class CAP2017 warrants were exercised @ $.75/warrant (with a price adjustment of 90%) and 282, 422 shares of restricted stock were issued.

F5 · derivative.underlying_shares: On January 23, 2024, Mr. Smith exercised 300,000 Class CAP2017 warrants were exercised @ $.75/warrant (with a price adjustment of 90%) and 282, 422 shares of restricted stock were issued.

Read SEC document
January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionCommon Stock 85,354 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · nonDerivative · entry 2

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Lotaylingkyur LLC

Disclosed balance after: 85,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 23, 2024 Mr. Smith and his spouse elected to exercise 2,827,196 warrants at an exercise price of $.75/warrant with price adjustments ranging from 75% to 90% which will result in the issuance of 2,439,426 shares of common stock. These warrants were exercised using the cashless exercise option. The administrative process involved in these exercises/issuances has been long and extended and none of the shares have been issued and delivered as of the date of filing this report. Details regarding these exercises are set forth in the notes below.

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January 23, 2024 Filed Feb 14, 2024 17:00 UTC
SMITH MARK ADirector · President · 10% owner
Exercise / conversionCommon Stock 2,439,426 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000233 · ownership.xml · nonDerivative · entry 1

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,416,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 23, 2024 Mr. Smith and his spouse elected to exercise 2,827,196 warrants at an exercise price of $.75/warrant with price adjustments ranging from 75% to 90% which will result in the issuance of 2,439,426 shares of common stock. These warrants were exercised using the cashless exercise option. The administrative process involved in these exercises/issuances has been long and extended and none of the shares have been issued and delivered as of the date of filing this report. Details regarding these exercises are set forth in the notes below.

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January 01, 2024 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GiftClass JAN2024CONV-1 warrants · Derivative 122,231 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 13

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 122,231 shares

Expires not disclosed

F4 · kind: On January 1, 2024, Mr. Smith gifted 122,231 Units to various family members and non profit entities. Of the 400,000 units not gifted, 200,000 are registered to Mr. Smith's wife.

F4 · derivative.exercise_date: On January 1, 2024, Mr. Smith gifted 122,231 Units to various family members and non profit entities. Of the 400,000 units not gifted, 200,000 are registered to Mr. Smith's wife.

F4 · derivative.expiration_date: On January 1, 2024, Mr. Smith gifted 122,231 Units to various family members and non profit entities. Of the 400,000 units not gifted, 200,000 are registered to Mr. Smith's wife.

Read SEC document
January 01, 2024 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GrantClass JAN2024CONV-1 warrants · Derivative 522,231 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 12

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,231

Underlying: Common Stock · 522,231 shares

Expires not disclosed

F3 · kind: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F3 · derivative.exercise_date: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F3 · derivative.expiration_date: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

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January 01, 2024 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
Disposition to issuerAdjusted 2020 Convertible Obligation · Derivative Not disclosed $0.00 Strike: $0.09 $49,403.05
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 9

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F3 · derivative.exercise_date: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F3 · derivative.expiration_date: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F3 · balance_after: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

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January 01, 2024 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GiftCommon Stock 122,231 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · nonDerivative · entry 4

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,976,829

F4 · kind: On January 1, 2024, Mr. Smith gifted 122,231 Units to various family members and non profit entities. Of the 400,000 units not gifted, 200,000 are registered to Mr. Smith's wife.

Read SEC document
January 01, 2024 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GrantCommon Stock 522,231 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · nonDerivative · entry 3

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,099,060

F3 · kind: On January 1, 2024, Mr. Smith converted the remaining balance of $49,403.05 of his Adjusted 2020 Convertible note into 522,231 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 1/1/2027. Each of these warrants carry an exercise bonus of 75%. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
December 31, 2023 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GiftClassDECCONV-1 warrants · Derivative 200,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 11

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,261

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · kind: On December 31, 2023, Mr. Smith gifted 200,000 units to various family members and non profit entities. Of the 249,261 units not gifted, 149,261 are registered to Mr. Smith's wife.

F2 · derivative.exercise_date: On December 31, 2023, Mr. Smith gifted 200,000 units to various family members and non profit entities. Of the 249,261 units not gifted, 149,261 are registered to Mr. Smith's wife.

F2 · derivative.expiration_date: On December 31, 2023, Mr. Smith gifted 200,000 units to various family members and non profit entities. Of the 249,261 units not gifted, 149,261 are registered to Mr. Smith's wife.

Read SEC document
December 31, 2023 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GrantClassDECCONV-1 warrants · Derivative 449,261 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 10

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,261

Underlying: Common Stock · 449,261 shares

Expires not disclosed

F1 · kind: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F1 · derivative.exercise_date: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F1 · derivative.expiration_date: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
December 31, 2023 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
Disposition to issuerAdjusted 2020 Convertible Obligation · Derivative Not disclosed $0.00 Strike: $0.09 $42,500.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · derivative · entry 8

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,231

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F1 · derivative.exercise_date: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F1 · derivative.expiration_date: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F1 · balance_after: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
December 31, 2023 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · nonDerivative · entry 2

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,829

F2 · kind: On December 31, 2023, Mr. Smith gifted 200,000 units to various family members and non profit entities. Of the 249,261 units not gifted, 149,261 are registered to Mr. Smith's wife.

Read SEC document
December 31, 2023 Filed Jan 8, 2024 16:16 UTC
SMITH MARK ADirector · President · 10% owner
GrantCommon Stock 449,261 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-000039 · ownership.xml · nonDerivative · entry 1

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776,829

F1 · kind: On December 31, 2023 Mr. Smith converted $42,500 from his Adjusted 2020 Convertible note into 449,261 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 12/31/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the December 31, 2023, conversion is $49,403.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 23:40 UTC
SMITH MARK ADirector · President · 10% owner
GrantAdjusted 2020 Convertible Obligation · Derivative Not disclosed $0.00 Strike: $0.50 $80,767.67
Disclosure

SEC source: 0001079973-23-001381 · ownership.xml · derivative · entry 1

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On October 1 , Mr. Smith transferred $80,766.67 of deferred compensation to his 2020 Collateral Convertible Note. The Balance of the 2020 Collateral Convertible Note of $117,552.58 is convertible into 235,106 units; each unit consisting of one share and one warrant with the exercise price of $.75 until 6/4/2026. Each of these warrants carry a price adjustment provision equal to 75% of exercise price.

F1 · derivative.exercise_date: On October 1 , Mr. Smith transferred $80,766.67 of deferred compensation to his 2020 Collateral Convertible Note. The Balance of the 2020 Collateral Convertible Note of $117,552.58 is convertible into 235,106 units; each unit consisting of one share and one warrant with the exercise price of $.75 until 6/4/2026. Each of these warrants carry a price adjustment provision equal to 75% of exercise price.

F1 · derivative.expiration_date: On October 1 , Mr. Smith transferred $80,766.67 of deferred compensation to his 2020 Collateral Convertible Note. The Balance of the 2020 Collateral Convertible Note of $117,552.58 is convertible into 235,106 units; each unit consisting of one share and one warrant with the exercise price of $.75 until 6/4/2026. Each of these warrants carry a price adjustment provision equal to 75% of exercise price.

Read SEC document
July 28, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 11,500 $1.14 $13,110.00
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 6

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,262,774

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document
July 27, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 3,500 $1.15 $4,025.00
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 5

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,274,274

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document
July 21, 2023 Filed Jul 28, 2023 21:17 UTC
SMITH MARK ADirector · President · 10% owner
GiftClass JULYCONV-4 Warrants · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-23-001017 · ownership.xml · derivative · entry 9

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,477

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · kind: On July 21, 2023, Mr. Smith gifted/donated 200,000 shares to various nonprofit entities. Of the 318,477 shares not gifted, 100,000 shares are registered to Mr. Smith's wife.

F4 · derivative.exercise_date: On July 21, 2023, Mr. Smith gifted/donated 100,000 warrants to various nonprofit entities. 100,000 of the warrants not gifted are registered to Mr. Smith's wife.

F4 · derivative.expiration_date: On July 21, 2023, Mr. Smith gifted/donated 100,000 warrants to various nonprofit entities. 100,000 of the warrants not gifted are registered to Mr. Smith's wife.

Read SEC document
July 21, 2023 Filed Jul 28, 2023 21:17 UTC
SMITH MARK ADirector · President · 10% owner
GrantClass JULYCONV-4 Warrants · Derivative 518,477 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001079973-23-001017 · ownership.xml · derivative · entry 8

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,477

Underlying: Common Stock · 518,477 shares

Expires not disclosed

F2 · kind: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F2 · derivative.exercise_date: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F2 · derivative.expiration_date: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
July 21, 2023 Filed Jul 28, 2023 21:17 UTC
SMITH MARK ADirector · President · 10% owner
Disposition to issuerAdjusted 2020 Convertible Obligation · Derivative Not disclosed $0.00 Strike: $0.50 $49,047.91
Disclosure

SEC source: 0001079973-23-001017 · ownership.xml · derivative · entry 7

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,492

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F2 · derivative.exercise_date: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F2 · derivative.expiration_date: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

F2 · balance_after: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
July 21, 2023 Filed Jul 28, 2023 21:17 UTC
SMITH MARK ADirector · President · 10% owner
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-001017 · ownership.xml · nonDerivative · entry 3

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,327,568

F3 · kind: On July 21, 2023, Mr. Smith gifted/donated 200,000 shares to various nonprofit entities. Of the 318,477 shares not gifted, 100,000 shares are registered to Mr. Smith's wife.

Read SEC document
July 21, 2023 Filed Jul 28, 2023 21:17 UTC
SMITH MARK ADirector · President · 10% owner
GrantCommon Stock 518,477 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-001017 · ownership.xml · nonDerivative · entry 2

SMITH MARK A · CIK 0001168243 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,568

F2 · kind: On July 21, 2023, Mr. Smith converted $49,047.91 of principal from his Adjusted 2020 Convertible note into 518,477 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 7/21/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the July 21, 2023, conversion is $91,903.05. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.

Read SEC document
July 13, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 12,291 $1.10 $13,520.10
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 4

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,277,774

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document
July 06, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 3,000 $1.17 $3,510.00
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 3

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,290,065

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document
July 05, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 3,709 $1.20 $4,450.80
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 2

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,293,065

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document
June 30, 2023 Filed Aug 3, 2023 12:41 UTC SaleCommon Stock 6,000 $1.24 $7,440.00
Disclosure

SEC source: 0001079973-23-001041 · ownership.xml · nonDerivative · entry 1

Orphanos Anthony · CIK 0001385716 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · AGOIRA

Disclosed balance after: 1,296,774

F1 · kind: Between June 30,, 2023, and July 28, 2023, Mr. Orphanos sold 40,000 shares from AGOIRA for a total value of $45,315.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.