Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2021 Filed Sep 27, 2021 17:19 UTC |
RYAN JOHN RDirector
|
GrantCommon Stock | 11,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000111 · wf-form4_163277757409833.xml · nonDerivative · entry 1 RYAN JOHN R · CIK 0001243319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,927 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 21:17 UTC |
CHIU EMILY CDirector
|
GrantCommon Stock | 11,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000106 · wf-form4_163277744505373.xml · nonDerivative · entry 1 CHIU EMILY C · CIK 0001744684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,187 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:14 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 51,346 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000099 · wf-form4_163277723322777.xml · derivative · entry 4 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,346 Underlying: Common Stock · 51,346 shares Expires 2031-09-23 F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:14 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 47,484 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000099 · wf-form4_163277723322777.xml · derivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,484 Underlying: Common Stock · 47,484 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:14 UTC |
Donohue Thomas D.EVP, CFO
|
GrantCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000099 · wf-form4_163277723322777.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,335 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:15 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 141,200 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000101 · wf-form4_163277728412711.xml · derivative · entry 4 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,200 Underlying: Common Stock · 141,200 shares Expires 2031-09-23 F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:15 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 130,580 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000101 · wf-form4_163277728412711.xml · derivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,580 Underlying: Common Stock · 130,580 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 17:15 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantCommon Stock | 152,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000101 · wf-form4_163277728412711.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,760 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:17 UTC |
SHAR JONATHANEVP, Retail
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 42,788 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000105 · wf-form4_163277741996772.xml · derivative · entry 4 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,788 Underlying: Common Stock · 42,788 shares Expires 2031-09-23 F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:17 UTC |
SHAR JONATHANEVP, Retail
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 39,570 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000105 · wf-form4_163277741996772.xml · derivative · entry 3 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,570 Underlying: Common Stock · 39,570 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:17 UTC |
SHAR JONATHANEVP, Retail
|
GrantCommon Stock | 46,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000105 · wf-form4_163277741996772.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,214 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:16 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
GrantCommon Stock | 25,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000104 · wf-form4_163277738996749.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,383 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:16 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 51,346 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · derivative · entry 4 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,346 Underlying: Common Stock · 51,346 shares Expires 2031-09-23 F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:16 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 47,484 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · derivative · entry 3 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,484 Underlying: Common Stock · 47,484 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:16 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
GrantCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,978 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:15 UTC |
NENKE DAVID W. B.Pres, DSS
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 42,788 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000102 · wf-form4_163277732219723.xml · derivative · entry 3 NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,788 Underlying: Common Stock · 42,788 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:15 UTC |
NENKE DAVID W. B.Pres, DSS
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 39,570 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000102 · wf-form4_163277732219723.xml · derivative · entry 2 NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,570 Underlying: Common Stock · 39,570 shares Expires 2031-09-23 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:15 UTC |
NENKE DAVID W. B.Pres, DSS
|
GrantCommon Stock | 46,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000102 · wf-form4_163277732219723.xml · nonDerivative · entry 1 NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,297 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:14 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 19,255 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001634117-21-000100 · wf-form4_163277725029606.xml · derivative · entry 4 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,255 Underlying: Common Stock · 19,255 shares Expires 2031-09-23 F4 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:14 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,807 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001634117-21-000100 · wf-form4_163277725029606.xml · derivative · entry 3 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,807 Underlying: Common Stock · 17,807 shares Expires 2031-09-23 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:14 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
GrantCommon Stock | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000100 · wf-form4_163277725029606.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,044 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
Donohue Thomas D.EVP, CFO
|
Exercise / conversionPhantom Share Unit · Derivative | 60,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000077 · wf-form4_163251599313062.xml · derivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,952 Underlying: Common Stock · 60,975 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
Donohue Thomas D.EVP, CFO
|
Disposition to issuerCommon Stock | 60,975 | $7.38 | $449,995.50 |
DisclosureSEC source: 0001634117-21-000077 · wf-form4_163251599313062.xml · nonDerivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,779 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
Donohue Thomas D.EVP, CFO
|
Exercise / conversionCommon Stock | 60,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000077 · wf-form4_163251599313062.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Exercise / conversionPhantom Share Unit · Derivative | 223,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000079 · wf-form4_163251604205831.xml · derivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,155 Underlying: Common Stock · 223,577 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Disposition to issuerCommon Stock | 223,577 | $7.38 | $1,649,998.26 |
DisclosureSEC source: 0001634117-21-000079 · wf-form4_163251604205831.xml · nonDerivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,982 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:40 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 223,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000079 · wf-form4_163251604205831.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
SHAR JONATHANEVP, Retail
|
Exercise / conversionPhantom Share Unit · Derivative | 79,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000082 · wf-form4_163251610019726.xml · derivative · entry 3 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,537 Underlying: Common Stock · 79,268 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
SHAR JONATHANEVP, Retail
|
Disposition to issuerCommon Stock | 79,268 | $7.38 | $584,997.84 |
DisclosureSEC source: 0001634117-21-000082 · wf-form4_163251610019726.xml · nonDerivative · entry 2 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,917 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
SHAR JONATHANEVP, Retail
|
Exercise / conversionCommon Stock | 79,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000082 · wf-form4_163251610019726.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Exercise / conversionPhantom Share Unit · Derivative | 60,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · derivative · entry 3 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,952 Underlying: Common Stock · 60,975 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Disposition to issuerCommon Stock | 60,975 | $7.38 | $449,995.50 |
DisclosureSEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · nonDerivative · entry 2 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,422 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Exercise / conversionCommon Stock | 60,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000080 · wf-form4_163251606223080.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Exercise / conversionPhantom Share Unit · Derivative | 16,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000081 · wf-form4_163251607805910.xml · derivative · entry 3 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,876 Underlying: Common Stock · 16,937 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Disposition to issuerCommon Stock | 16,937 | $7.38 | $124,995.06 |
DisclosureSEC source: 0001634117-21-000081 · wf-form4_163251607805910.xml · nonDerivative · entry 2 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,920 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:41 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 16,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000081 · wf-form4_163251607805910.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:40 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Exercise / conversionPhantom Share Unit · Derivative | 39,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000078 · wf-form4_163251602009402.xml · derivative · entry 3 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,268 Underlying: Common Stock · 39,634 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:40 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Disposition to issuerCommon Stock | 39,634 | $7.38 | $292,498.92 |
DisclosureSEC source: 0001634117-21-000078 · wf-form4_163251602009402.xml · nonDerivative · entry 2 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,210 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:40 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Exercise / conversionCommon Stock | 39,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-21-000078 · wf-form4_163251602009402.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 17, 2021 Filed Sep 17, 2021 16:34 UTC |
WILSON DAVID ADirector
|
SaleCommon Stock | 36,052 | $11.04 | $398,057.34 |
DisclosureSEC source: 0001634117-21-000067 · wf-form4_163191085851463.xml · nonDerivative · entry 1 WILSON DAVID A · CIK 0001242919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,458 F1 · price: Represents the weighted average price of multiple transactions with prices between $11.03 and $11.10. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 09:27 UTC Amendment |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 12,866 | $10.40 | $133,806.40 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 200,000 F1 · date: This Form 4/A is being filed to correct an error in the original Form 4 (the "Original Form 4") filed on September 15, 2021. This Form 4/A corrects the date of the third transaction reported in Column 2 of Table I of this Form 4/A to reflect the correct transaction date of September 15, 2021. The Original Form 4 had incorrectly listed the date of the third transaction reported in Column 2 of Table I as September 13, 2021. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 16:45 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 2,134 | $10.24 | $21,852.16 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 187,134 Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 09:27 UTC Amendment |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 2,134 | $10.24 | $21,852.16 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 187,134 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:45 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 12,866 | $10.40 | $133,806.40 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 3 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 200,000 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:45 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 15,000 | $9.97 | $149,550.00 |
DisclosureSEC source: 0001634117-21-000063 · wf-form4_163173869103577.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 185,000 Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 09:27 UTC Amendment |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 15,000 | $9.97 | $149,550.00 |
DisclosureSEC source: 0001634117-21-000065 · wf-form4a_163179886222688.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 185,000 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 16:34 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 10,000 | $10.10 | $101,000.00 |
DisclosureSEC source: 0001634117-21-000060 · wf-form4_163156525591905.xml · nonDerivative · entry 2 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 170,000 Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:39 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
SaleCommon Stock | 41,000 | $10.13 | $415,330.00 |
DisclosureSEC source: 0001634117-21-000058 · wf-form4_163130631217838.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,210 F1 · price: Represents the weighted average price of multiple transactions with prices between $10.01 and $10.26. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 16:34 UTC |
LEVENICK ZACHARYDirector
|
PurchaseCommon Stock | 15,000 | $10.18 | $152,700.00 |
DisclosureSEC source: 0001634117-21-000060 · wf-form4_163156525591905.xml · nonDerivative · entry 1 LEVENICK ZACHARY · CIK 0001816579 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by THG Securities Advisors LLC Disclosed balance after: 160,000 Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 20:36 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
SaleCommon Stock | 10,000 | $10.40 | $104,000.00 |
DisclosureSEC source: 0001634117-21-000056 · wf-form4_163104694735083.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,920 F1 · price: Represents the weighted average price of multiple transactions with prices between $10.37 and $10.42. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.