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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 16,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 12

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,942

Underlying: Common Stock, $0.10 par value · 16,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 140,136 $37.53 $5,259,304.08
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 11

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,468

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 25,669 $37.53 $963,357.57
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 10

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,604

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 18,577 $37.53 $697,194.81
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 9

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,273

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 13,633 $37.53 $511,646.49
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,850

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 4,041 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,483

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 8,074 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,442

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 14,757 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,368

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 16,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 29,239 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 33,531 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:33 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 251,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 702.909 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 21

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,312.909

Underlying: Common Stock, $0.10 par value · 702.909 shares

Expires 2015-03-31

F20 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F21 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F20 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 17,610 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 20

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

Underlying: Common Stock, $0.10 par value · 17,610 shares

Expires 2015-03-31

F18 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F18 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F18 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 2,051.7274 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 19

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,453.7274

Underlying: Common Stock, $0.10 par value · 2,051.7274 shares

Expires 2014-03-31

F16 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F16 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 23,186 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 18

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,402

Underlying: Common Stock, $0.10 par value · 23,186 shares

Expires 2014-03-31

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 46,815 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 17

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 46,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 1,795.2953 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 16

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,815

Underlying: Common Stock, $0.10 par value · 1,795.2953 shares

Expires not disclosed

F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F13 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 13,606 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 15

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,019.7047

Underlying: Common Stock, $0.10 par value · 13,606 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 7,323 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,970

Underlying: Common Stock, $0.10 par value · 7,323 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 9,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,152

Underlying: Common Stock, $0.10 par value · 9,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 5,657 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 12

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,899

Underlying: Common Stock, $0.10 par value · 5,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 21,078 $37.53 $791,057.34
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,015.166

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,271 $37.53 $160,290.63
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,093.166

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 3,509 $37.53 $131,692.77
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,364.166

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 2,571 $37.53 $96,489.63
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,873.166

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 1,012 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,444.166

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 2,794 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,432.166

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 4,290 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,638.166

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,657 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,348.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 7,323 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,691.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 9,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,368.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 46,815 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,621.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherPerformance Shares · Derivative 242.6052 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 6

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320.6052

Underlying: Common Stock, $0.10 par value · 242.6052 shares

Expires 2015-03-31

F7 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F8 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F7 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F7 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantPerformance Shares · Derivative 6,078 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 5

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,078

Underlying: Common Stock, $0.10 par value · 6,078 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 4

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock, $0.10 par value · 2,528 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

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March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 859 $37.53 $32,238.27
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,934.789

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 349 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793.789

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:37 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,444.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 185.2871 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 22

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827.2871

Underlying: Common Stock, $0.10 par value · 185.2871 shares

Expires 2015-03-31

F21 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F22 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F21 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F21 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 4,642 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 21

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642

Underlying: Common Stock, $0.10 par value · 4,642 shares

Expires 2015-03-31

F19 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F19 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 520.8551 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 20

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,569.8551

Underlying: Common Stock, $0.10 par value · 520.8551 shares

Expires 2014-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F18 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 5,886 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 19

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,049

Underlying: Common Stock, $0.10 par value · 5,886 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionPerformance Shares · Derivative 14,634 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 18

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 14,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 560.9136 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 17

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock, $0.10 par value · 560.9136 shares

Expires not disclosed

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F14 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 4,254 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 16

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073.0864

Underlying: Common Stock, $0.10 par value · 4,254 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,930 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 15

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

Underlying: Common Stock, $0.10 par value · 1,930 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 14

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

Underlying: Common Stock, $0.10 par value · 2,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · derivative · entry 13

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

Underlying: Common Stock, $0.10 par value · 1,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:40 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 7,719 $37.53 $289,694.07
Disclosure

SEC source: 0001225208-13-007230 · doc4.xml · nonDerivative · entry 11

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,617

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.