Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
GrantMarket Share Units · Derivative 28,205 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · derivative · entry 9

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,205

Underlying: Common Stock, $0.10 par value · 28,205 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionMarket Share Units · Derivative 5,701 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · derivative · entry 8

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,106

Underlying: Common Stock, $0.10 par value · 5,701 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionMarket Share Units · Derivative 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · derivative · entry 7

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

Underlying: Common Stock, $0.10 par value · 4,878 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 3,267 $65.53 $214,086.51
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 6

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,652.7465

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
OtherCommon Stock, $0.10 par value 598 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 5

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,919.7465

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionCommon Stock, $0.10 par value 5,701 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,321.7465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 4,134 $65.53 $270,901.02
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,620.7465

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
OtherCommon Stock, $0.10 par value 3,094 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,754.7465

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionCommon Stock, $0.10 par value 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000145 · wf-form4_142620087631799.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,660.7465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantMarket Share Units · Derivative 5,105 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · derivative · entry 9

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock, $0.10 par value · 5,105 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · derivative · entry 8

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263

Underlying: Common Stock, $0.10 par value · 1,420 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · derivative · entry 7

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 707 $65.53 $46,329.71
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 6

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,789.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 149 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 5

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,496.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,420 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,347.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 1,128 $65.53 $73,917.84
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,927.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,055.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000143 · wf-form4_142620084786004.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,881.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantMarket Share Units · Derivative 3,794 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 9

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,794

Underlying: Common Stock, $0.10 par value · 3,794 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 1,099 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 8

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Common Stock, $0.10 par value · 1,099 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 7

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Common Stock, $0.10 par value · 689 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 503 $65.53 $32,961.59
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 6

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,097.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 115 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 5

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,485.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 466 $65.53 $30,536.98
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,386.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 437 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,852.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 689 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,415.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantMarket Share Units · Derivative 8,212 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,212

Underlying: Common Stock, $0.10 par value · 8,212 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,472 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,416

Underlying: Common Stock, $0.10 par value · 2,472 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Stock, $0.10 par value · 2,740 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,417 $65.53 $92,856.01
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,640.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 259 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,057.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,472 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,798.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 2,322 $65.53 $152,160.66
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,326.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 1,738 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,648.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,910.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
GrantMarket Share Units · Derivative 4,682 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 10

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

Underlying: Common Stock, $0.10 par value · 4,682 shares

Expires 2019-03-10

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,126 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 9

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock, $0.10 par value · 1,126 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 8

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 697 $65.53 $45,674.41
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,256.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 118 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,953.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,126 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,835.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,694 $65.53 $111,007.82
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,709.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,403.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,229.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantMarket Share Units · Derivative 23,557 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000149 · wf-form4_142620093827692.xml · derivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,557

Underlying: Common Stock, $0.10 par value · 23,557 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,829 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000149 · wf-form4_142620093827692.xml · derivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,487

Underlying: Common Stock, $0.10 par value · 6,829 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000149 · wf-form4_142620093827692.xml · derivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,820

Underlying: Common Stock, $0.10 par value · 6,410 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 3,397 $65.53 $222,605.41
Disclosure

SEC source: 0000014272-15-000149 · wf-form4_142620093827692.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,608.5561

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 716 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000149 · wf-form4_142620093827692.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,005.5561

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.