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BRISTOL MYERS SQUIBB CO

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0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherPerformance Shares · Derivative 139.148 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 18

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069.458

Underlying: Common Stock, $0.10 par value · 139.148 shares

Expires 2016-03-10

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 2,308.15 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 17

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,930.31

Underlying: Common Stock, $0.10 par value · 2,308.15 shares

Expires 2016-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 5,830 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 16

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

Underlying: Common Stock, $0.10 par value · 5,830 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantMarket Share Units · Derivative 3,887 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 15

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887

Underlying: Common Stock, $0.10 par value · 3,887 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 948 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 14

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock, $0.10 par value · 948 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 13

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock, $0.10 par value · 1,100 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · derivative · entry 12

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

Underlying: Common Stock, $0.10 par value · 689 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 2,514 $64.94 $163,259.16
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 11

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,576.789

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 6,069.458 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 10

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,090.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 361 $64.94 $23,443.34
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 9

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,021.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 15 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 8

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,382.331

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 948 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 7

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,397.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 485 $64.94 $31,495.90
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 6

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,449.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 156 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 5

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,934.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 1,100 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,778.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 449 $64.94 $29,158.06
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,678.331

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 474 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,127.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 689 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000360 · wf-form4_145800607677669.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,653.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 56,490.344 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 19

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 56,490.344 shares

Expires 2016-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 1,295.0909 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 18

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,490.344

Underlying: Common Stock, $0.10 par value · 1,295.0909 shares

Expires 2016-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 21,473.5 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 17

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,195.25

Underlying: Common Stock, $0.10 par value · 21,473.5 shares

Expires 2016-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 37,030 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 16

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

Underlying: Common Stock, $0.10 par value · 37,030 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantMarket Share Units · Derivative 24,687 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 15

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,687

Underlying: Common Stock, $0.10 par value · 24,687 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 5,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,668

Underlying: Common Stock, $0.10 par value · 5,889 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,829 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,658

Underlying: Common Stock, $0.10 par value · 6,829 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · derivative · entry 12

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock, $0.10 par value · 6,410 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 25,434 $64.94 $1,651,683.96
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,724.284

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 56,490.344 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,158.284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 2,610 $64.94 $169,493.40
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,667.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 92 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,277.94

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,369.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 3,510 $64.94 $227,939.40
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,651.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 966 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,161.94

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,829 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,195.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,873 $64.94 $316,452.62
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,366.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 4,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,239.94

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:41 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,410 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000361 · wf-form4_145800609326555.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,827.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionPerformance Shares · Derivative 8,394.4228 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 19

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,394.4228 shares

Expires 2016-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
OtherPerformance Shares · Derivative 385.2308 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 18

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394.4228

Underlying: Common Stock, $0.10 par value · 385.2308 shares

Expires 2016-03-10

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
GrantPerformance Shares · Derivative 3,190.875 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 17

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,009.192

Underlying: Common Stock, $0.10 par value · 3,190.875 shares

Expires 2016-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
GrantPerformance Shares · Derivative 8,087 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 16

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,087

Underlying: Common Stock, $0.10 par value · 8,087 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
GrantMarket Share Units · Derivative 5,391 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 15

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,391

Underlying: Common Stock, $0.10 par value · 5,391 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionMarket Share Units · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 14

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,239

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionMarket Share Units · Derivative 949 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 13

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Underlying: Common Stock, $0.10 par value · 949 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionMarket Share Units · Derivative 952 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · derivative · entry 12

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953

Underlying: Common Stock, $0.10 par value · 952 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of theaverage of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must beachieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Tax withholdingCommon Stock, $0.10 par value 1,933 $64.94 $125,529.02
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 11

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,565.2053

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionCommon Stock, $0.10 par value 8,394.4228 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 10

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,498.2053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Tax withholdingCommon Stock, $0.10 par value 320 $64.94 $20,780.80
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 9

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
OtherCommon Stock, $0.10 par value 22 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 8

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,423.7825

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:42 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionCommon Stock, $0.10 par value 1,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000362 · wf-form4_145800611008240.xml · nonDerivative · entry 7

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.