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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2018 Filed Jan 31, 2019 21:42 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,401 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000020 · wf-form4a_154897093867301.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,522.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:56 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionRestricted Stock Units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000190 · wf-form4_153868655829280.xml · derivative · entry 3

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock, $0.10 par value · 592 shares

Expires 2021-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:56 UTC
Biondi PaulSVP, Head of Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 292 $62.80 $18,337.60
Disclosure

SEC source: 0000014272-18-000190 · wf-form4_153868655829280.xml · nonDerivative · entry 2

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:56 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 592 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000190 · wf-form4_153868655829280.xml · nonDerivative · entry 1

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2018 Filed May 6, 2019 20:39 UTC Amendment
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionRestricted Stock Units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000110 · wf-form4a_155717518509271.xml · derivative · entry 3

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock, $0.10 par value · 592 shares

Expires 2021-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit coverts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

Read SEC document
October 02, 2018 Filed May 6, 2019 20:39 UTC Amendment
Biondi PaulSVP, Head of Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 292 $62.80 $18,337.60
Disclosure

SEC source: 0000014272-19-000110 · wf-form4a_155717518509271.xml · nonDerivative · entry 2

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

F2 · balance_after: Due to an administrative error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction.

Read SEC document
October 02, 2018 Filed May 6, 2019 20:39 UTC Amendment
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 592 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000110 · wf-form4a_155717518509271.xml · nonDerivative · entry 1

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

F2 · balance_after: Due to an administrative error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:39 UTC
Baselga JoseDirector
GrantDeferred Share Units · Derivative 385.717 $62.08 $23,945.31
Disclosure

SEC source: 0000014272-18-000180 · wf-form4_153853075770752.xml · derivative · entry 1

Baselga Jose · CIK 0001601687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680.787

Underlying: Common Stock, $0.10 par value · 385.717 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:39 UTC GrantDeferred Share Units · Derivative 281.894 $62.08 $17,499.98
Disclosure

SEC source: 0000014272-18-000179 · wf-form4_153853073377567.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,075.526

Underlying: Common Stock, $0.10 par value · 281.894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:39 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 493.315 $62.08 $30,625.00
Disclosure

SEC source: 0000014272-18-000181 · wf-form4_153853078312594.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,079.278

Underlying: Common Stock, $0.10 par value · 493.315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:40 UTC GrantDeferred Share Units · Derivative 523.518 $62.08 $32,500.00
Disclosure

SEC source: 0000014272-18-000182 · wf-form4_153853080644792.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,493.421

Underlying: Common Stock, $0.10 par value · 523.518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:40 UTC GrantDeferred Share Units · Derivative 125.846 $62.08 $7,812.52
Disclosure

SEC source: 0000014272-18-000183 · wf-form4_153853083438704.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,584.865

Underlying: Common Stock, $0.10 par value · 125.846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:41 UTC GrantDeferred Share Units · Derivative 493.315 $62.08 $30,625.00
Disclosure

SEC source: 0000014272-18-000184 · wf-form4_153853085803473.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707.043

Underlying: Common Stock, $0.10 par value · 493.315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:41 UTC GrantDeferred Share Units · Derivative 523.518 $62.08 $32,500.00
Disclosure

SEC source: 0000014272-18-000185 · wf-form4_153853088473297.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,135.511

Underlying: Common Stock, $0.10 par value · 523.518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:42 UTC GrantDeferred Share Units · Derivative 533.586 $62.08 $33,125.02
Disclosure

SEC source: 0000014272-18-000186 · wf-form4_153853090872970.xml · derivative · entry 1

BERTOLINI ROBERT J · CIK 0001270263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331.501

Underlying: Common Stock, $0.10 par value · 533.586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:42 UTC GrantDeferred Share Units · Derivative 523.518 $62.08 $32,500.00
Disclosure

SEC source: 0000014272-18-000187 · wf-form4_153853093272601.xml · derivative · entry 1

Emmens Matthew · CIK 0001298332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439.016

Underlying: Common Stock, $0.10 par value · 523.518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 01:42 UTC GrantDeferred Share Units · Derivative 493.315 $62.08 $30,625.00
Disclosure

SEC source: 0000014272-18-000188 · wf-form4_153853095824381.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394.956

Underlying: Common Stock, $0.10 par value · 493.315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:49 UTC
Dubow AdamChief Compliance & Ethics Offi
Exercise / conversionRestricted Stock Units · Derivative 797 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000165 · wf-form4_153618054148707.xml · derivative · entry 3

Dubow Adam · CIK 0001744507 · Chief Compliance & Ethics Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 797 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: Represents final vesting of restricted stock units granted September 3, 2013.

F1 · derivative.exercise_date: Represents final vesting of restricted stock units granted September 3, 2013.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:49 UTC
Dubow AdamChief Compliance & Ethics Offi
Tax withholdingCommon Stock, $0.10 par value 273 $60.55 $16,530.15
Disclosure

SEC source: 0000014272-18-000165 · wf-form4_153618054148707.xml · nonDerivative · entry 2

Dubow Adam · CIK 0001744507 · Chief Compliance & Ethics Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,222.152

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:49 UTC
Dubow AdamChief Compliance & Ethics Offi
Exercise / conversionCommon Stock, $0.10 par value 797 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000165 · wf-form4_153618054148707.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · Chief Compliance & Ethics Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,495.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents final vesting of restricted stock units granted September 3, 2013.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 641 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000166 · wf-form4_153618058034846.xml · derivative · entry 3

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common Stock, $0.10 par value · 641 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: The restricted stock units vest in three equal annual installments beginning on September 1, 2018.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on September 1, 2018.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:49 UTC Tax withholdingCommon Stock, $0.10 par value 220 $60.55 $13,321.00
Disclosure

SEC source: 0000014272-18-000166 · wf-form4_153618058034846.xml · nonDerivative · entry 2

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,837

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:49 UTC Exercise / conversionCommon Stock, $0.10 par value 641 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000166 · wf-form4_153618058034846.xml · nonDerivative · entry 1

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in three equal annual installments beginning on September 1, 2018.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:05 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,510 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · derivative · entry 3

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,510 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: Represents the final vesting of restricted stock units granted on August 1, 2013.

F1 · derivative.exercise_date: Represents the final vesting of restricted stock units granted on August 1, 2013.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:05 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 744 $59.62 $44,357.28
Disclosure

SEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · nonDerivative · entry 2

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,423.605

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:05 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,510 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · nonDerivative · entry 1

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,167.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the final vesting of restricted stock units granted on August 1, 2013.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 01:24 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionRestricted Stock Units · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000144 · wf-form4_153066747498817.xml · derivative · entry 3

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,461 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents final vesting of restricted stock units granted on July 1, 2013.

F3 · derivative.expiration_date: Represents final vesting of restricted stock units granted on July 1, 2013.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 01:24 UTC
Biondi PaulSVP, Head of Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 720 $55.34 $39,844.80
Disclosure

SEC source: 0000014272-18-000144 · wf-form4_153066747498817.xml · nonDerivative · entry 2

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 01:24 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 1,461 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000144 · wf-form4_153066747498817.xml · nonDerivative · entry 1

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2018 Filed Jul 4, 2018 01:25 UTC
Baselga JoseDirector
GrantDeferred Share Units · Derivative 519.516 $55.34 $28,750.02
Disclosure

SEC source: 0000014272-18-000145 · wf-form4_153066750257052.xml · derivative · entry 1

Baselga Jose · CIK 0001601687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295.07

Underlying: Common Stock, $0.10 par value · 519.516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:25 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 568.064 $55.34 $31,436.66
Disclosure

SEC source: 0000014272-18-000146 · wf-form4_153066753136923.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,585.963

Underlying: Common Stock, $0.10 par value · 568.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:26 UTC GrantDeferred Share Units · Derivative 316.227 $55.34 $17,500.00
Disclosure

SEC source: 0000014272-18-000147 · wf-form4_153066756211183.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,793.632

Underlying: Common Stock, $0.10 par value · 316.227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:26 UTC GrantDeferred Share Units · Derivative 553.397 $55.34 $30,624.99
Disclosure

SEC source: 0000014272-18-000148 · wf-form4_153066759076614.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,901.641

Underlying: Common Stock, $0.10 par value · 553.397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:27 UTC GrantDeferred Share Units · Derivative 553.397 $55.34 $30,624.99
Disclosure

SEC source: 0000014272-18-000150 · wf-form4_153066764598277.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,213.728

Underlying: Common Stock, $0.10 par value · 553.397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:27 UTC GrantDeferred Share Units · Derivative 587.279 $55.34 $32,500.02
Disclosure

SEC source: 0000014272-18-000149 · wf-form4_153066761679197.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,969.903

Underlying: Common Stock, $0.10 par value · 587.279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:28 UTC GrantDeferred Share Units · Derivative 583.411 $55.34 $32,285.96
Disclosure

SEC source: 0000014272-18-000151 · wf-form4_153066768153525.xml · derivative · entry 1

BERTOLINI ROBERT J · CIK 0001270263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,797.915

Underlying: Common Stock, $0.10 par value · 583.411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 4, 2018 01:28 UTC GrantDeferred Share Units · Derivative 587.279 $55.34 $32,500.02
Disclosure

SEC source: 0000014272-18-000152 · wf-form4_153066771197420.xml · derivative · entry 1

Emmens Matthew · CIK 0001298332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,915.498

Underlying: Common Stock, $0.10 par value · 587.279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2018 Filed Jul 4, 2018 01:29 UTC GrantDeferred Share Units · Derivative 137.382 $55.34 $7,602.72
Disclosure

SEC source: 0000014272-18-000153 · wf-form4_153066773952481.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459.019

Underlying: Common Stock, $0.10 par value · 137.382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2018 Filed Jul 4, 2018 01:29 UTC GrantDeferred Share Units · Derivative 587.279 $55.34 $32,500.02
Disclosure

SEC source: 0000014272-18-000154 · wf-form4_153066777352556.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611.993

Underlying: Common Stock, $0.10 par value · 587.279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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May 05, 2018 Filed May 8, 2018 21:05 UTC
Caforio GiovanniDirector · Chairman and CEO
Exercise / conversionMarket Share Units · Derivative 8,040 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000121 · wf-form4_152581348498419.xml · derivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

Underlying: Common Stock, $0.10 par value · 8,040 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 5, 2015.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on May 5, 2015.

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May 05, 2018 Filed May 8, 2018 21:05 UTC
Caforio GiovanniDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.10 par value 3,146 $51.33 $161,484.18
Disclosure

SEC source: 0000014272-18-000121 · wf-form4_152581348498419.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,033.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:05 UTC
Caforio GiovanniDirector · Chairman and CEO
OtherCommon Stock, $0.10 par value 1,643 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000121 · wf-form4_152581348498419.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,179.333

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:05 UTC
Caforio GiovanniDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.10 par value 8,040 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000121 · wf-form4_152581348498419.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,822.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on May 5, 2015.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:05 UTC PurchaseCommon Stock, $0.10 par value 4,770 $52.40 $249,948.00
Disclosure

SEC source: 0000014272-18-000119 · wf-form4_152529150527154.xml · nonDerivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026.609

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.39 to $52.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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April 30, 2018 Filed Feb 13, 2019 21:43 UTC Amendment PurchaseCommon Stock, $0.10 par value 9,540 $52.40 $499,896.00
Disclosure

SEC source: 0000014272-19-000044 · wf-form4a_155009418896917.xml · nonDerivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,935.35

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.39 to $52.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · shares: Due to a software error, this Form 4 is being amended to report in Column 4 and Column 5 the correct amount of securities acquired and the correct number of securities beneficially owned following the reported transaction, respectively.

F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 4 and Column 5 the correct amount of securities acquired and the correct number of securities beneficially owned following the reported transaction, respectively.

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April 03, 2018 Filed Apr 5, 2018 20:37 UTC
Lynch Thomas J. Jr.EVP & Chief Scientific Officer
Exercise / conversionMarket Share Units · Derivative 6,071 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000109 · wf-form4_152296060397015.xml · derivative · entry 7

Lynch Thomas J. Jr. · CIK 0001474056 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,214

Underlying: Common Stock, $0.10 par value · 6,071 shares

Expires 2021-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on April 3, 2017.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on April 3, 2017.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:37 UTC
Lynch Thomas J. Jr.EVP & Chief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 6,296 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000109 · wf-form4_152296060397015.xml · derivative · entry 6

Lynch Thomas J. Jr. · CIK 0001474056 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,888

Underlying: Common Stock, $0.10 par value · 6,296 shares

Expires 2021-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on April 3, 2017.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on April 3, 2017.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:37 UTC
Lynch Thomas J. Jr.EVP & Chief Scientific Officer
Tax withholdingCommon Stock, $0.10 par value 3,737 $62.77 $234,571.49
Disclosure

SEC source: 0000014272-18-000109 · wf-form4_152296060397015.xml · nonDerivative · entry 5

Lynch Thomas J. Jr. · CIK 0001474056 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,478.964

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:37 UTC
Lynch Thomas J. Jr.EVP & Chief Scientific Officer
OtherCommon Stock, $0.10 par value 949 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000109 · wf-form4_152296060397015.xml · nonDerivative · entry 4

Lynch Thomas J. Jr. · CIK 0001474056 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,215.964

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:37 UTC
Lynch Thomas J. Jr.EVP & Chief Scientific Officer
Exercise / conversionCommon Stock, $0.10 par value 6,071 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000109 · wf-form4_152296060397015.xml · nonDerivative · entry 3

Lynch Thomas J. Jr. · CIK 0001474056 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,266.964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on April 3, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.