person · Reporting owner
Santiago Karen Murphy
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | March 14, 2022 | March 16, 2022 |
| Catalent, Inc.CTLT · Entity 16279 | VP & Chief Accounting Officer | August 01, 2023 | August 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 14, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 16,704 |
Reported balance
After 2022-03-14 transaction · row 1
1 source rowRow 1 · 2022-03-14 · Sale · Disposed 6,577 · Balance 16,704 |
Catalent, Inc.
Report date August 01, 2023 · Filed August 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,763 |
Reported balance
After 2023-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-01 · Grant · Acquired 2,342 · Balance 4,763 F1: Restricted stock units received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on August 1, 2024. F2: Represents restricted stock units. |
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.51 · Expires 2033-08-01 | Direct | 5,216 |
Reported balance
After 2023-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-01 · Grant · Acquired 5,216 · Balance 5,216 F3: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. F4: The options vest and become exercisable in four equal annual installments beginning on August 1, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on August 1, 2024.
F2: Represents restricted stock units.
F3: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
F4: The options vest and become exercisable in four equal annual installments beginning on August 1, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 3, 2023 17:21 UTC | Catalent, Inc. CTLT · Entity 16279 | GrantOptions to purchase Common Stock · Derivative | 5,216 | $0.00 Strike: $46.51 | $0.00 |
DisclosureSEC source: 0001596783-23-000076 · wf-form4_169109766889557.xml · derivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · VP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,216 Underlying: Common Stock · 5,216 shares Expires 2033-08-01 F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on August 1, 2024. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 17:21 UTC | Catalent, Inc. CTLT · Entity 16279 | GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001596783-23-000076 · wf-form4_169109766889557.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · VP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,763 F1 · shares: Restricted stock units received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on August 1, 2024. F2 · balance_after: Represents restricted stock units. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 19:41 UTC | Catalent, Inc. CTLT · Entity 16279 | GrantOptions to purchase Common Stock · Derivative | 3,030 | $0.00 Strike: $89.28 | $0.00 |
DisclosureSEC source: 0001596783-22-000150 · wf-form4_166380365499533.xml · derivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock · 3,030 shares Expires 2032-09-19 F4 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. F5 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on September 19, 2023. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 19:41 UTC | Catalent, Inc. CTLT · Entity 16279 | GrantCommon Stock | 1,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001596783-22-000150 · wf-form4_166380365499533.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,421 F3 · shares: RSUs received by the reporting person under the Issuer's omnibus incentive plan in connection with reporting person's election as an executive officer of Issuer. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award. F2 · balance_after: Represents restricted stock units. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 19:41 UTC | Catalent, Inc. CTLT · Entity 16279 | GrantCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001596783-22-000150 · wf-form4_166380365499533.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award. F2 · balance_after: Represents restricted stock units. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 6,577 | $69.20 | $455,095.52 |
DisclosureSEC source: 0000014272-22-000088 · wf-form4_164747353987155.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,704 Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 22 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,868 Underlying: Common Stock, $0.10 par value · 4,868 shares Expires 2025-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 21 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,939 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 3,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 20 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,245 Underlying: Common Stock, $0.10 par value · 3,245 shares Expires 2026-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 19 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,465 Underlying: Common Stock, $0.10 par value · 1,154 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 18 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,282 Underlying: Common Stock, $0.10 par value · 1,141 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 17 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Underlying: Common Stock, $0.10 par value · 1,156 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 16 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 683 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,500 | $68.42 | $307,890.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 15 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,281 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 3,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 14 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,781 F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 13 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 464 | $68.42 | $31,746.88 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 12 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,550 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 11 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,014 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 10 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 468 | $68.42 | $32,020.56 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 9 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,731 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 8 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,199 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 7 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 545 | $68.42 | $37,288.90 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 6 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,907 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 5 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,452 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 4 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 246 | $68.42 | $16,831.32 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,945 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,191 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · derivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Underlying: Common Stock, $0.10 par value · 1,069 shares Expires 2023-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2020. F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2020. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 547 | $66.56 | $36,408.32 |
DisclosureSEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,498 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 22 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,928 Underlying: Common Stock, $0.10 par value · 6,928 shares Expires 2024-03-10 F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 4,093 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 21 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 4,093 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 20 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,619 Underlying: Common Stock, $0.10 par value · 4,619 shares Expires 2025-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 19 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 Underlying: Common Stock, $0.10 par value · 1,141 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 18 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314 Underlying: Common Stock, $0.10 par value · 1,156 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 17 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683 Underlying: Common Stock, $0.10 par value · 682 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 16 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 411 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,538 | $60.93 | $93,710.34 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 15 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,976 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 14 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,514 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,093 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 13 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 365 | $60.93 | $22,239.45 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 12 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,624 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 11 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,989 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 10 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 426 | $60.93 | $25,956.18 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 9 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,827 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 8 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,253 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 7 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 195 | $60.93 | $11,881.35 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 6 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,897 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 5 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,092 F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 4 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.