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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2009 Filed Mar 10, 2009 22:46 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionRestricted Stock Units · Derivative 4,027 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006776 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,191

Underlying: Common Stock, $0.10 par value · 4,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F4 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 07, 2009 Filed Mar 10, 2009 22:46 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006776 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,504.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Zito Robert TSVP & Chief Comm Officer
Tax withholdingCommon Stock, $0.10 par value 937 $18.35 $17,193.95
Disclosure

SEC source: 0001225208-09-006761 · doc4.xml · nonDerivative · entry 1

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,429.22

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Tax withholdingCommon Stock, $0.10 par value 995 $18.35 $18,258.25
Disclosure

SEC source: 0001225208-09-006762 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,192

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
MCBRIDE ANTHONY ASVP Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,412 $18.35 Strike: $0.00 $25,910.20
Disclosure

SEC source: 0001225208-09-006763 · doc4.xml · derivative · entry 5

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F5 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 582 $18.35 $10,679.70
Disclosure

SEC source: 0001225208-09-006763 · doc4.xml · nonDerivative · entry 3

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,097.29

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 415 $18.35 $7,615.25
Disclosure

SEC source: 0001225208-09-006763 · doc4.xml · nonDerivative · entry 2

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,679.29

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
MCBRIDE ANTHONY ASVP Human Resources
Exercise / conversionCommon Stock, $0.10 par value 1,412 $18.35 $25,910.20
Disclosure

SEC source: 0001225208-09-006763 · doc4.xml · nonDerivative · entry 1

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,094.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionRestricted Stock Units · Derivative 1,412 $18.35 Strike: $0.00 $25,910.20
Disclosure

SEC source: 0001225208-09-006765 · doc4.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Underlying: Common Stock, $0.10 par value · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F5 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 563 $18.35 $10,331.05
Disclosure

SEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,936

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 428 $18.35 $7,853.80
Disclosure

SEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,499

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 1,412 $18.35 $25,910.20
Disclosure

SEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
ANDREOTTI LAMBERTODirector · Pres & Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 4,356 $18.35 $79,932.60
Disclosure

SEC source: 0001225208-09-006764 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,307

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,366 $18.35 Strike: $0.00 $43,416.10
Disclosure

SEC source: 0001225208-09-006766 · doc4.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,733

Underlying: Common Stock, $0.10 par value · 2,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F4 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 863 $18.35 $15,836.05
Disclosure

SEC source: 0001225208-09-006766 · doc4.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,746

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 524 $18.35 $9,615.40
Disclosure

SEC source: 0001225208-09-006766 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,609

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,366 $18.35 $43,416.10
Disclosure

SEC source: 0001225208-09-006766 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
HOOPER ANTHONY CPresident Americas
Tax withholdingCommon Stock, $0.10 par value 2,297 $18.35 $42,149.95
Disclosure

SEC source: 0001225208-09-006767 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,707

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 297 $18.35 $5,449.95
Disclosure

SEC source: 0001225208-09-006768 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,054

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 2,795 $18.35 $51,288.25
Disclosure

SEC source: 0001225208-09-006769 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,708

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:05 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 1,289 $18.35 $23,653.15
Disclosure

SEC source: 0001225208-09-006770 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,050

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:46 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
GrantRestricted Stock Units · Derivative 14,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006776 · doc4.xml · derivative · entry 3

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,218

Underlying: Common Stock, $0.10 par value · 14,378 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 06, 2009 Filed Mar 10, 2009 22:46 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
GrantOption (right to buy) · Derivative 169,893 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001225208-09-006776 · doc4.xml · derivative · entry 2

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,893

Underlying: Common Stock, $0.10 par value · 169,893 shares

Expires 2019-09-05

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionRestricted Stock Units · Derivative 1,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock, $0.10 par value · 1,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F7 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 852 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006369 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,515

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 1,966 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006369 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 83,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006370 · doc4.xml · derivative · entry 4

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 83,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F4 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
Exercise / conversionCommon Stock, $0.10 par value 83,844 $17.51 $1,468,108.44
Disclosure

SEC source: 0001225208-09-006370 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionRestricted Stock Units · Derivative 3,979 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006371 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940

Underlying: Common Stock, $0.10 par value · 3,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

F7 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 1,451 $18.49 $26,828.99
Disclosure

SEC source: 0001225208-09-006371 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,339

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2009 Filed Mar 5, 2009 22:06 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 3,979 $18.49 $73,571.71
Disclosure

SEC source: 0001225208-09-006371 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantRestricted Stock Units · Derivative 24,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006368 · doc4.xml · derivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,097

Underlying: Common Stock, $0.10 par value · 24,877 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

F1 · derivative.expiration_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantRestricted Stock Units · Derivative 114,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006368 · doc4.xml · derivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,220

Underlying: Common Stock, $0.10 par value · 114,220 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

F1 · derivative.expiration_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantExecutive Option (right to buy) · Derivative 295,497 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006368 · doc4.xml · derivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,497

Underlying: Common Stock, $0.10 par value · 295,497 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Caldarella Joseph CVP & Financial Controller
GrantRestricted Stock Units · Derivative 9,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,515

Underlying: Common Stock, $0.10 par value · 9,515 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F6 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Caldarella Joseph CVP & Financial Controller
GrantOption (right to buy) · Derivative 50,584 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,584

Underlying: Common Stock, $0.10 par value · 50,584 shares

Expires 2019-03-02

F4 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant.

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March 03, 2009 Filed Mar 5, 2009 22:06 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 95,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006370 · doc4.xml · derivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,945

Underlying: Common Stock, $0.10 par value · 95,945 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Provided Mr. Cornelius has been continuously employed by the company, 100% of the RSUs will vest on the first anniversary of the grant date as Mr. Cornelius has attained age 65.

F3 · derivative.expiration_date: Provided Mr. Cornelius has been continuously employed by the company, 100% of the RSUs will vest on the first anniversary of the grant date as Mr. Cornelius has attained age 65.

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March 03, 2009 Filed Mar 5, 2009 22:06 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantExecutive Option (right to buy) · Derivative 1,140,188 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006370 · doc4.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,188

Underlying: Common Stock, $0.10 par value · 1,140,188 shares

Expires 2019-03-02

F1 · derivative.exercise_date: 100% of the option will vest on the first anniversary of the grant date as Mr. Cornelius has attained age 60. The option cannot be exercised until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days.

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March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantRestricted Stock Units · Derivative 8,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006371 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Underlying: Common Stock, $0.10 par value · 8,880 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
GrantExecutive Option (right to buy) · Derivative 104,949 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006371 · doc4.xml · derivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,949

Underlying: Common Stock, $0.10 par value · 104,949 shares

Expires 2019-03-02

F4 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

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March 03, 2009 Filed Mar 5, 2009 22:06 UTC
ANDREOTTI LAMBERTODirector · Pres & Chief Operating Officer
GrantRestricted Stock Units · Derivative 31,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006372 · doc4.xml · derivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,032

Underlying: Common Stock, $0.10 par value · 31,032 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
ANDREOTTI LAMBERTODirector · Pres & Chief Operating Officer
GrantExecutive Option (right to buy) · Derivative 368,706 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006372 · doc4.xml · derivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,706

Underlying: Common Stock, $0.10 par value · 368,706 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantRestricted Stock Units · Derivative 8,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006373 · doc4.xml · derivative · entry 2

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Underlying: Common Stock, $0.10 par value · 8,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantExecutive Option (right to buy) · Derivative 104,949 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006373 · doc4.xml · derivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,949

Underlying: Common Stock, $0.10 par value · 104,949 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantRestricted Stock Units · Derivative 8,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006374 · doc4.xml · derivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,073

Underlying: Common Stock, $0.10 par value · 8,073 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:06 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantExecutive Option (right to buy) · Derivative 95,408 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006374 · doc4.xml · derivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,408

Underlying: Common Stock, $0.10 par value · 95,408 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
HOOPER ANTHONY CPresident Americas
GrantRestricted Stock Units · Derivative 22,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006377 · doc4.xml · derivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,616

Underlying: Common Stock, $0.10 par value · 22,616 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
HOOPER ANTHONY CPresident Americas
GrantExecutive Option (right to buy) · Derivative 268,634 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006377 · doc4.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,634

Underlying: Common Stock, $0.10 par value · 268,634 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC GrantRestricted Stock Units · Derivative 24,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006378 · doc4.xml · derivative · entry 2

Huet Jean-Marc · CIK 0001431254 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,877

Underlying: Common Stock, $0.10 par value · 24,877 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC GrantExecutive Option (right to buy) · Derivative 295,497 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006378 · doc4.xml · derivative · entry 1

Huet Jean-Marc · CIK 0001431254 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,497

Underlying: Common Stock, $0.10 par value · 295,497 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.