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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 1,052 $26.43 $27,804.36
Disclosure

SEC source: 0001225208-11-009170 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,242

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 2,660 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009170 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionRestricted Stock Units · Derivative 4,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,718

Underlying: Common Stock, $0.10 par value · 4,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 2,021 $26.43 $53,415.03
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,673

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionCommon Stock, $0.10 par value 4,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionRestricted Stock Units · Derivative 7,452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009172 · doc4.xml · derivative · entry 7

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,906

Underlying: Common Stock, $0.10 par value · 7,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 3,455 $26.43 $91,315.65
Disclosure

SEC source: 0001225208-11-009172 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,104

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 7,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009172 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionRestricted Stock Units · Derivative 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,980

Underlying: Common Stock, $0.10 par value · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F7 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 1,845 $26.43 $48,763.35
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,497

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009173 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009174 · doc4.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

Underlying: Common Stock, $0.10 par value · 1,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 796 $26.43 $21,038.28
Disclosure

SEC source: 0001225208-11-009174 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,246

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,966 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009174 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionRestricted Stock Units · Derivative 3,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009175 · doc4.xml · derivative · entry 5

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock, $0.10 par value · 3,038 shares

Expires 2012-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Tax withholdingCommon Stock, $0.10 par value 1,105 $26.43 $29,205.15
Disclosure

SEC source: 0001225208-11-009175 · doc4.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,643.82

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionCommon Stock, $0.10 par value 3,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009175 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,748.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionRestricted Stock Units · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · derivative · entry 8

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346

Underlying: Common Stock, $0.10 par value · 2,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F10 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F10 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 963 $26.14 $25,172.82
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · nonDerivative · entry 5

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,076

F5 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · nonDerivative · entry 4

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon vesting of resticted share units.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionRestricted Stock Units · Derivative 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · derivative · entry 7

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,506

Underlying: Common Stock, $0.10 par value · 3,753 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F10 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F10 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Tax withholdingCommon Stock, $0.10 par value 1,365 $26.14 $35,681.10
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · nonDerivative · entry 5

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,710.82

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionCommon Stock, $0.10 par value 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · nonDerivative · entry 4

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,075.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares acquired upon vesting of resticted share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · derivative · entry 7

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974

Underlying: Common Stock, $0.10 par value · 2,487 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F9 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 905 $26.14 $23,656.70
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,365.25

F5 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,270.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon vesting of resticted share units.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionRestricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · derivative · entry 7

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Underlying: Common Stock, $0.10 par value · 2,019 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F9 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

F9 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 818 $26.14 $21,382.52
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · nonDerivative · entry 5

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,562

F5 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionCommon Stock, $0.10 par value 2,019 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · nonDerivative · entry 4

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon vesting of resticted share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
HOOPER ANTHONY CSVPComOps PresUSJapInterc
Exercise / conversionMarket Share Units · Derivative 8,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · derivative · entry 6

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock, $0.10 par value · 8,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
HOOPER ANTHONY CSVPComOps PresUSJapInterc
Tax withholdingCommon Stock, $0.10 par value 4,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,335

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
HOOPER ANTHONY CSVPComOps PresUSJapInterc
OtherCommon Stock, $0.10 par value 327 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,622

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
HOOPER ANTHONY CSVPComOps PresUSJapInterc
Exercise / conversionCommon Stock, $0.10 par value 8,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 7,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008871 · doc4.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,736

Underlying: Common Stock, $0.10 par value · 7,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 3,524 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,220

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 269 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,744

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 7,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionMarket Share Units · Derivative 12,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008872 · doc4.xml · derivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,044

Underlying: Common Stock, $0.10 par value · 12,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 5,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008872 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,107

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherCommon Stock, $0.10 par value 441 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008872 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,903

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 12,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008872 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 16,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008874 · doc4.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,169

Underlying: Common Stock, $0.10 par value · 16,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 8,553 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008874 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,932

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 598 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008874 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,485

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 16,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008874 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionMarket Share Units · Derivative 3,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008875 · doc4.xml · derivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,445

Underlying: Common Stock, $0.10 par value · 3,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 1,432 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008875 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,634

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Celentano John ESVP HR Public Affairs & Philan
OtherCommon Stock, $0.10 par value 128 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008875 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,066

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 3,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008875 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionMarket Share Units · Derivative 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · derivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,346

Underlying: Common Stock, $0.10 par value · 6,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.