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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 6,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007115 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 78,955 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007115 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Schmukler Louis SPres., Technical Operations
GrantMarket Share Units · Derivative 10,112 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007116 · doc4.xml · derivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,112

Underlying: Common Stock, $0.10 par value · 10,112 shares

Expires 2016-03-06

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC OtherPerformance Shares · Derivative 396 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,209

Underlying: Common Stock, $0.10 par value · 396 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC GrantPerformance Shares · Derivative 8,813 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,813

Underlying: Common Stock, $0.10 par value · 8,813 shares

Expires 2014-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F12 · shares: Represents performance shares earned under the 2011-2013 Long Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC OtherPerformance Shares · Derivative 370.0864 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819.0864

Underlying: Common Stock, $0.10 par value · 370.0864 shares

Expires 2013-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC GrantPerformance Shares · Derivative 4,953 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,449

Underlying: Common Stock, $0.10 par value · 4,953 shares

Expires 2013-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC Exercise / conversionPerformance Shares · Derivative 11,325 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,325 shares

Expires 2012-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC GrantPerformance Shares · Derivative 4,039 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,325

Underlying: Common Stock, $0.10 par value · 4,039 shares

Expires 2012-03-31

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F6 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC GrantMarket Share Units · Derivative 9,561 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,561

Underlying: Common Stock, $0.10 par value · 9,561 shares

Expires 2016-03-06

F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC Tax withholdingCommon Stock, $0.10 par value 4,118 $32.33 $133,134.94
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,213

F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:54 UTC Exercise / conversionCommon Stock, $0.10 par value 11,325 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007123 · doc4.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:51 UTC Exercise / conversionPerformance Shares · Derivative 156,096 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007122 · doc4.xml · derivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 156,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:51 UTC Tax withholdingCommon Stock, $0.10 par value 57,485 $32.33 $1,858,490.05
Disclosure

SEC source: 0001225208-12-007122 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,744

F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:51 UTC Exercise / conversionCommon Stock, $0.10 par value 156,096 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007122 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionRestricted Stock Units · Derivative 4,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 12

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
OtherPerformance Shares · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 11

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,378

Underlying: Common Stock, $0.10 par value · 403 shares

Expires 2014-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F18 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
GrantPerformance Shares · Derivative 8,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 10

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975

Underlying: Common Stock, $0.10 par value · 8,975 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionPerformance Shares · Derivative 28,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 9

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,404.5823

Underlying: Common Stock, $0.10 par value · 28,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F14 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
OtherPerformance Shares · Derivative 833.6523 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 8

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,477.5823

Underlying: Common Stock, $0.10 par value · 833.6523 shares

Expires not disclosed

F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F13 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.

F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
GrantPerformance Shares · Derivative 9,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 7

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,643.93

Underlying: Common Stock, $0.10 par value · 9,789 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · shares: Represents performance shares earned under the 2010-2012 Long Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
GrantPerformance Shares · Derivative 10,010 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 6

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,854.93

Underlying: Common Stock, $0.10 par value · 10,010 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
GrantMarket Share Units · Derivative 10,593 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · derivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,593

Underlying: Common Stock, $0.10 par value · 10,593 shares

Expires 2016-03-06

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 9,469 $32.33 $306,132.77
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · nonDerivative · entry 4

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,142

F4 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 1,683 $32.33 $54,411.39
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,611

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 4,257 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:56 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 28,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007124 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherPerformance Shares · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 9

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,719

Underlying: Common Stock, $0.10 par value · 461 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 10,258 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 8

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,258

Underlying: Common Stock, $0.10 par value · 10,258 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents performance shares earned under the 2011-2013 Long Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionPerformance Shares · Derivative 28,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 7

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,169.2287

Underlying: Common Stock, $0.10 par value · 28,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F12 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherPerformance Shares · Derivative 910.4587 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 6

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,242.2287

Underlying: Common Stock, $0.10 par value · 910.4587 shares

Expires not disclosed

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 10,010 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 5

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,331.77

Underlying: Common Stock, $0.10 par value · 10,010 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 10,678 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,321.77

Underlying: Common Stock, $0.10 par value · 10,678 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F6 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantMarket Share Units · Derivative 12,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · derivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

Underlying: Common Stock, $0.10 par value · 12,038 shares

Expires 2016-03-06

F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 11,375 $32.33 $367,753.75
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,365

F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 11:00 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 28,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007125 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
OtherPerformance Shares · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 10

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,719

Underlying: Common Stock, $0.10 par value · 461 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
GrantPerformance Shares · Derivative 10,258 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 9

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,258

Underlying: Common Stock, $0.10 par value · 10,258 shares

Expires 2014-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F12 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
Exercise / conversionPerformance Shares · Derivative 12,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 8

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 12,428 shares

Expires 2012-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
GrantPerformance Shares · Derivative 6,370 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 7

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,428

Underlying: Common Stock, $0.10 par value · 6,370 shares

Expires 2012-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F10 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
Exercise / conversionPerformance Shares · Derivative 5,438 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 6

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,930.8092

Underlying: Common Stock, $0.10 par value · 5,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
OtherPerformance Shares · Derivative 985.2592 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 5

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,368.8092

Underlying: Common Stock, $0.10 par value · 985.2592 shares

Expires not disclosed

F7 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F7 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F7 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
GrantPerformance Shares · Derivative 11,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,383.55

Underlying: Common Stock, $0.10 par value · 11,567 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F6 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
GrantMarket Share Units · Derivative 12,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

Underlying: Common Stock, $0.10 par value · 12,038 shares

Expires 2016-03-06

F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
Tax withholdingCommon Stock, $0.10 par value 6,931 $32.33 $224,079.23
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,593.82

F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 21:47 UTC
Cuss Francis MSVP Research
Exercise / conversionCommon Stock, $0.10 par value 17,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007185 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,524.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 7,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · derivative · entry 14

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Common Stock, $0.10 par value · 7,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F7 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 3,762 $32.59 $122,603.58
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 10

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,733

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 7,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 9

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,052 shares

Expires 2012-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.