BKTI

SEC source: 0001654954-22-016050 · section16.xml · nonDerivative · entry 1

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Metrolina Capital Investors, LLC

Disclosed balance after: 658,415

F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of for any other purpose.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of for any other purpose.

SEC source: 0000899243-22-037239 · doc4.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 1,594,438

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.68 to $2.78, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above.

F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 2,678,313 shares of Common Stock, which represent approximately 15.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP"). On August 1, 2021, the investment management agreements for FGI Global Asset Allocation Master Fund, LP ("FGGM") and Fundamental Global Capital Appreciation Fund, LP ("FGCA") were assigned to CW Institutional, LLC and EverStar Asset Management, LLC, respectively, and no Reporting Person has voting or investment power over the 106,383 and 8,710 shares of the Company's Common Stock that were previously reported by FGGM and FGCA, respectively.

F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock indirectly through trusts, Moglia Capital, LLC and the Moglia Family Foundation. Mr. Cerminara also holds additional shares of Common Stock.

F5 · balance_after: This amount includes the 1,544,438 shares previously reported as directly beneficially owned by BKTH. On January 6, 2022, BKTH transferred to Fundamental Activist Fund I, LP ("FAFI") the 1,544,438 shares that were contributed to BKTH on November 28, 2022. FAFI owns membership interests in BKTH and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BKTH.

SEC source: 0000899243-22-037239 · doc4.xml · nonDerivative · entry 1

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 1,587,318

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.655 to $2.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above.

SEC source: 0001654954-22-012377 · section16.xml · nonDerivative · entry 1

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.45, inclusive. The reporting person undertakes to provide to BK Technologies Corporation, any security holder of BK Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001654954-22-011984 · section16.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,558

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-011983 · section16.xml · nonDerivative · entry 1

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-011981 · section16.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-011982 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-011980 · section16.xml · nonDerivative · entry 1

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-011974 · section16.xml · nonDerivative · entry 1

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,772

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest 100% on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-22-008777 · section16.xml · derivative · entry 1

Willis Randy · CIK 0001734659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-22

F1 · derivative.exercise_date: The option will vest (a) on June 22, 2023, as to that percentage for which the following performance criteria are met: (i) as to 50% of the shares, achievement of product cost reduction milestones by October 1, 2022; (ii) as to 30% of the shares, achievement of product lead time milestones by December 31, 2022; and (iii) as to 20% of the shares, achievement of product cost reduction milestones by September 1, 2022; or (b) as to any options that do not vest pursuant to subparagraph (a) above, upon a change in control of the Issuer on or before June 22, 2027.

SEC source: 0001654954-22-008728 · section16.xml · derivative · entry 1

Vitou Tim · CIK 0001695806 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-22

F1 · derivative.exercise_date: The option will vest (a) on June 22, 2023, as to that percentage for which the following performance criteria are met: (i) as to 30% of the shares, the achievement of a bookings target milestone as of June 30, 2022; (ii) as to 50% of the shares, the achievement of orders booking milestone as of December 31, 2022; and (iii) as to 20% of the shares, the achievement of a product orders target as of December 31, 2022; or (b) as to any options that do not vest pursuant to subparagraph (a) above, upon a change in control of the Issuer on or before June 22, 2027.

SEC source: 0001654954-22-008729 · section16.xml · derivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-06-22

F1 · derivative.exercise_date: The option will vest (a) on June 22, 2023, as to that percentage for which the following performance criteria are met: (i) as to 30% of the shares, achievement of employee retention milestones through December 31, 2022; (ii) as to 50% of the shares, achievement of a major transaction milestone by December 31, 2022; and (iii) as to 20% of the shares, achievement of key cash flow indicator goals; or (b) as to any options that do not vest pursuant to subparagraph (a) above, upon a change in control of the Issuer on or before June 22, 2027.

SEC source: 0001654954-22-008280 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,410

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

SEC source: 0001654954-22-007583 · section16.xml · nonDerivative · entry 1

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Metrolina Capital Investors, LLC

Disclosed balance after: 645,915

F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of for any other purpose.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.565 to $2.59, inclusive. The reporting person undertakes to provide to BK Technologies Corporation ("BKTI"), any security holder of BKTI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of for any other purpose.

SEC source: 0001654954-22-003176 · section16.xml · derivative · entry 1

Willis Randy · CIK 0001734659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2032-03-01

F1 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on the grant date and thereafter on March 1, 2023, and March 1, 2024.

SEC source: 0001654954-22-003174 · section16.xml · derivative · entry 1

Avanic Branko · CIK 0001792821 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2032-03-01

F1 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on the grant date and thereafter on March 1, 2023, and March 1, 2024.

SEC source: 0001654954-22-003175 · section16.xml · derivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common stock · 85,000 shares

Expires 2032-03-01

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on the grant date and thereafter on March 1, 2023, March 1, 2024, March 1, 2025, and March 1, 2026.

SEC source: 0001654954-22-003173 · section16.xml · derivative · entry 1

Vitou Tim · CIK 0001695806 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2032-03-01

F1 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on the grant date and thereafter on March 1, 2023, and March 1, 2024.

SEC source: 0001654954-21-012766 · section16.xml · nonDerivative · entry 3

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,410

SEC source: 0001654954-21-012766 · section16.xml · nonDerivative · entry 2

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,907

SEC source: 0001654954-21-012766 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

SEC source: 0001654954-21-009389 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,047

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 3,037 RSUs granted on September 6, 2018, under the 2017 Incentive Compensation Plan (not including the 2,026 RSUs that have vested to date), (ii) Remaining 8,311 RSUs granted on September 6, 2019, under the 2017 Incentive Compensation Plan (not including the 2,078 RSUs that have vested to date), and (iii) 13,157 RSUs granted on August 24, 2020, under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-21-009388 · section16.xml · nonDerivative · entry 1

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,261

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 3,037 RSUs granted on September 6, 2018, under the 2017 Incentive Compensation Plan (not including the 2,026 RSUs that have vested to date), (ii) Remaining 8,311 RSUs granted on September 6, 2019, under the 2017 Incentive Compensation Plan (not including the 2,078 RSUs that have vested to date), and (iii) 13,157 RSUs granted on August 24, 2020, under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-21-009387 · section16.xml · nonDerivative · entry 1

Struble John W. · CIK 0001701514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,047

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 3,037 RSUs granted on September 6, 2018, under the 2017 Incentive Compensation Plan (not including the 2,026 RSUs that have vested to date), (ii) Remaining 8,311 RSUs granted on September 6, 2019, under the 2017 Incentive Compensation Plan (not including the 2,078 RSUs that have vested to date), and (iii) 13,157 RSUs granted on August 24, 2020, under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-21-009409 · section16.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,047

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 3,037 RSUs granted on September 6, 2018, under the 2017 Incentive Compensation Plan (not including the 2,026 RSUs that have vested to date), (ii) Remaining 8,311 RSUs granted on September 6, 2019, under the 2017 Incentive Compensation Plan (not including the 2,078 RSUs that have vested to date), and (iii) 13,157 RSUs granted on August 24, 2020, under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-21-009514 · section16.xml · nonDerivative · entry 1

Dill Michael Ross · CIK 0001519237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,047

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 3,037 RSUs granted on September 6, 2018, under the 2017 Incentive Compensation Plan (not including the 2,026 RSUs that have vested to date), (ii) Remaining 8,311 RSUs granted on September 6, 2019, under the 2017 Incentive Compensation Plan (not including the 2,078 RSUs that have vested to date), and (iii) 13,157 RSUs granted on August 24, 2020, under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0000899243-21-030006 · doc4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 1,544,438

F1 · shares: Includes (i) 763,597 shares of common stock, par value $0.60 per share (the "common stock"), of BK Technologies Corp (the "Company") transferred to BK Technologies Holdings, LLC ("BKTH") from Fundamental Activist Fund I, LP on July 22, 2021 and (ii) 1,411,756 shares of common stock transferred to BKTH from Fundamental Global Partners Master Fund, LP on July 22, 2021. Such transfers were exempt from Section 16 pursuant to Rule 16a-13.

F1 · balance_after: Includes (i) 763,597 shares of common stock, par value $0.60 per share (the "common stock"), of BK Technologies Corp (the "Company") transferred to BK Technologies Holdings, LLC ("BKTH") from Fundamental Activist Fund I, LP on July 22, 2021 and (ii) 1,411,756 shares of common stock transferred to BKTH from Fundamental Global Partners Master Fund, LP on July 22, 2021. Such transfers were exempt from Section 16 pursuant to Rule 16a-13.

F2 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 2,743,406 shares of common stock, which represents approximately 16.3% of the Company's outstanding shares of common stock, as calculated based on public filings made by the Company with the Securities and Exchange Commission. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of common stock that are directly owned by BKTH, FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Global Capital Appreciation Fund, LP ("FGCA").

F3 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of common stock disclosed as directly owned by BKTH, FGGM, FGHP, and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of common stock indirectly through trusts, Moglia Capital, LLC and the Moglia Family Foundation. Mr. Cerminara directly holds 15,062 shares of common stock and 24,505 restricted stock units, which were received as director compensation. Mr. Johnson directly holds 39,567 shares of common stock. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 10,000 and 5,000 shares of common stock, respectively.

SEC source: 0001654954-21-009503 · section16.xml · derivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-07-19

F1 · derivative.exercise_date: The option is fully vested and immediately exercisable on the date of grant.

SEC source: 0001104659-20-104935 · tm2030791d2_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,411,756

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.11 and $3.15 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,374,321 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 807,440 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-104935 · tm2030791d2_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,411,356

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.09 and $3.33 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,374,321 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 807,440 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-103582 · tm2030547d2_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,410,457

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 and $3.32 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,373,022 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 813,157 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-103582 · tm2030547d2_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,408,792

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 and $3.22 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,373,022 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 813,157 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-103007 · tm2030410d2_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,408,035

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 and $3.20 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,370,600 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 813,157 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-103007 · tm2030410d2_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,407,725

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 and $3.13 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,370,600 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 813,157 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.5% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 15,062 shares of Common Stock and 24,505 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-101954 · tm2030144-1_4.xml · nonDerivative · entry 3

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,406,234

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 and $3.05 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,368,799 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-101954 · tm2030144-1_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,405,242

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 and $3.11 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,368,799 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-101954 · tm2030144-1_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,404,940

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.13 and $3.16 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,368,799 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-100683 · tm2029920d1_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,404,629

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.12 and $3.22 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,367,194 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-100683 · tm2029920d1_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,401,205

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.02 and $3.10 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,367,194 shares of Common Stock, which represents approximately 27.0% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-098843 · tm2029510d2_4.xml · nonDerivative · entry 3

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,399,418

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.98 and $3.04 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,361,983 shares of Common Stock, which represents approximately 26.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001104659-20-098843 · tm2029510d2_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,397,415

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 and $3.03 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,361,983 shares of Common Stock, which represents approximately 26.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001654954-20-009542 · section16.xml · nonDerivative · entry 1

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,781

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001104659-20-098843 · tm2029510d2_4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,396,515

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 and $3.14 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,361,983 shares of Common Stock, which represents approximately 26.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 27,596 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.

SEC source: 0001654954-20-009538 · section16.xml · nonDerivative · entry 1

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-20-009537 · section16.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-20-009516 · section16.xml · nonDerivative · entry 1

Dill Michael Ross · CIK 0001519237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-20-009506 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,567

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001654954-20-009504 · section16.xml · nonDerivative · entry 1

Struble John W. · CIK 0001701514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

F2 · balance_after: Includes (i) remaining 4,050 RSUs granted on September 6, 2018 under the 2017 Incentive Compensation Plan (not including the 1,013 RSUs that have vested to date) and (ii) 10,389 RSUs granted on September 6, 2019 under the 2017 Incentive Compensation Plan. The RSUs vest in 20% equal annual installments on the first, second, third, fourth and fifth anniversaries of the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.

SEC source: 0001104659-20-098034 · tm2029288d2_4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 1,395,280

F3 · shares: Shares purchased pursuant to a Rule 10b5-1 trading plan entered into by Fundamental Global Investors, LLC on behalf of the funds managed by it.

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.06 and $3.13 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,357,845 shares of Common Stock, which represents approximately 26.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 825,957 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for the accounts of individual investors, which represents approximately 6.6% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 845,813 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 11,971 shares of Common Stock and 14,439 restricted stock units, in each case received as director compensation. In addition, each of Messrs. Cerminara and Johnson holds stock options to purchase 5,000 shares of Common Stock.