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Baker Hughes Co

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0001701605
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Last 12 months

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0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 8

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,479 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 7

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,479 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,119 $0.00 Strike: $22.46 $0.00
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 6

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,119 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionClass A Common Stock 2,503 $21.80 $54,565.40
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · nonDerivative · entry 4

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionClass A Common Stock 1,000 $22.93 $22,930.00
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · nonDerivative · entry 3

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionClass A Common Stock 2,479 $23.35 $57,884.65
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · nonDerivative · entry 2

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionClass A Common Stock 1,119 $22.46 $25,132.74
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 16, 2017 13:22 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 2,053 $0.00 Strike: $21.80 $0.00
Disclosure

SEC source: 0001701605-17-000087 · wf-form4a_150288974214397.xml · derivative · entry 2

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,053 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being made to correct the number of shares exercised and the amount beneficially owned by the reporting person.

F1 · derivative.underlying_shares: This amendment is being made to correct the number of shares exercised and the amount beneficially owned by the reporting person.

Read SEC document
August 03, 2017 Filed Aug 16, 2017 13:22 UTC Amendment Exercise / conversionClass A Common Stock 2,053 $21.80 $44,755.40
Disclosure

SEC source: 0001701605-17-000087 · wf-form4a_150288974214397.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being made to correct the number of shares exercised and the amount beneficially owned by the reporting person.

F1 · balance_after: This amendment is being made to correct the number of shares exercised and the amount beneficially owned by the reporting person.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 22:05 UTC
Worrell BrianChief Financial Officer
PurchaseClass A Common Stock 2,801 $35.24 $98,707.24
Disclosure

SEC source: 0001701605-17-000077 · wf-form4_150171151813778.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

F1 · price: The price reported in Column 5 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.17 to $35.35, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 01:38 UTC
RICE JOHN GDirector
PurchaseClass A Common Stock 5,000 $35.37 $176,858.50
Disclosure

SEC source: 0001701605-17-000085 · wf-form4_150181066574340.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 5 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.355 to $35.38, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 01:40 UTC Amendment
Worrell BrianChief Financial Officer
PurchaseClass A Common Stock 2,801 $35.24 $98,707.24
Disclosure

SEC source: 0001701605-17-000086 · wf-form4a_150181083312689.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

F1 · price: This amendment is being filed to correct the footnote that incorrectly referred to the transaction as a sale when it was a purchase. The footnote should have stated, "The price reported in Column 5 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.17 to $35.35, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request."

Read SEC document
August 01, 2017 Filed Aug 2, 2017 22:00 UTC
Simonelli LorenzoDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 374,687 $0.00 Strike: $35.70 $0.00
Disclosure

SEC source: 0001701605-17-000076 · wf-form4_150171120586788.xml · derivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,687

Underlying: Class A Common Stock · 374,687 shares

Expires 2027-08-01

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 22:00 UTC
Simonelli LorenzoDirector · President and CEO
GrantRestricted Stock Unit · Derivative 181,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000076 · wf-form4_150171120586788.xml · derivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,639

Underlying: Class A Common Stock · 181,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:33 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000084 · wf-form4_150181040751482.xml · derivative · entry 1

NICHOLS J LARRY · CIK 0001094542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 4, 2017 01:27 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000079 · wf-form4_150181005745914.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:29 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000080 · wf-form4_150181013699479.xml · derivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 4, 2017 01:26 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000078 · wf-form4_150180995717790.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 4, 2017 01:30 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000081 · wf-form4_150181019797574.xml · derivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:32 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000083 · wf-form4_150181032410201.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
August 01, 2017 Filed Aug 4, 2017 01:31 UTC GrantRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 5

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Class A Common Stock · 4,176 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:33 UTC
Camilleri KurtController
GrantStock Option (Right to Buy) · Derivative 10,072 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000069 · wf-form4_150170241859279.xml · derivative · entry 2

Camilleri Kurt · CIK 0001710299 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,072

Underlying: Class A Common Stock · 10,072 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:33 UTC
Camilleri KurtController
GrantRestricted Stock Unit · Derivative 14,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000069 · wf-form4_150170241859279.xml · derivative · entry 1

Camilleri Kurt · CIK 0001710299 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,231

Underlying: Class A Common Stock · 14,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:39 UTC
Christie RoderickPres & CEO, Turbomachinery
GrantStock Option (Right to Buy) · Derivative 40,290 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000071 · wf-form4_150170274550516.xml · derivative · entry 2

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,290

Underlying: Class A Common Stock · 40,290 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:39 UTC
Christie RoderickPres & CEO, Turbomachinery
GrantRestricted Stock Unit · Derivative 56,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000071 · wf-form4_150170274550516.xml · derivative · entry 1

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,719

Underlying: Class A Common Stock · 56,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:41 UTC
Heilmann Matthias LChief Digital Officer
GrantStock Option (Right to Buy) · Derivative 45,326 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000072 · wf-form4_150170290047609.xml · derivative · entry 2

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,326

Underlying: Class A Common Stock · 45,326 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:41 UTC
Heilmann Matthias LChief Digital Officer
GrantRestricted Stock Unit · Derivative 72,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000072 · wf-form4_150170290047609.xml · derivative · entry 1

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,851

Underlying: Class A Common Stock · 72,851 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:36 UTC
Chariag BelgacemChief Global Ops Officer
GrantStock Option (Right to Buy) · Derivative 70,507 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000070 · wf-form4_150170257508109.xml · derivative · entry 2

Chariag Belgacem · CIK 0001463291 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,507

Underlying: Class A Common Stock · 70,507 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:36 UTC
Chariag BelgacemChief Global Ops Officer
GrantRestricted Stock Unit · Derivative 71,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000070 · wf-form4_150170257508109.xml · derivative · entry 1

Chariag Belgacem · CIK 0001463291 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,157

Underlying: Class A Common Stock · 71,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:45 UTC
Mathieson DerekChief Mktg & Tech Officer
GrantStock Option (Right to Buy) · Derivative 48,851 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000074 · wf-form4_150170312018597.xml · derivative · entry 2

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,851

Underlying: Class A Common Stock · 48,851 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:45 UTC
Mathieson DerekChief Mktg & Tech Officer
GrantRestricted Stock Unit · Derivative 49,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000074 · wf-form4_150170312018597.xml · derivative · entry 1

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,301

Underlying: Class A Common Stock · 49,301 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:43 UTC
MARSH WILLIAM DChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 38,275 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000073 · wf-form4_150170300552538.xml · derivative · entry 2

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,275

Underlying: Class A Common Stock · 38,275 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:43 UTC
MARSH WILLIAM DChief Legal Officer
GrantRestricted Stock Unit · Derivative 38,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000073 · wf-form4_150170300552538.xml · derivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,628

Underlying: Class A Common Stock · 38,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2017 Filed Aug 2, 2017 19:31 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
GrantStock Option (Right to Buy) · Derivative 50,362 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000068 · wf-form4_150170224569255.xml · derivative · entry 2

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,362

Underlying: Class A Common Stock · 50,362 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2017 Filed Aug 2, 2017 19:31 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
GrantRestricted Stock Unit · Derivative 66,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000068 · wf-form4_150170224569255.xml · derivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,081

Underlying: Class A Common Stock · 66,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2017 Filed Aug 2, 2017 22:05 UTC
Worrell BrianChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 70,507 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000077 · wf-form4_150171151813778.xml · derivative · entry 3

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,507

Underlying: Class A Common Stock · 70,507 shares

Expires 2027-07-31

F4 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2017 Filed Aug 2, 2017 22:05 UTC
Worrell BrianChief Financial Officer
GrantRestricted Stock Unit · Derivative 99,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000077 · wf-form4_150171151813778.xml · derivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,259

Underlying: Class A Common Stock · 99,259 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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July 31, 2017 Filed Aug 2, 2017 19:47 UTC
Saunders NeilPres & CEO, Oilfield Equipment
GrantStock Option (Right to Buy) · Derivative 40,290 $0.00 Strike: $36.89 $0.00
Disclosure

SEC source: 0001701605-17-000075 · wf-form4_150170323882668.xml · derivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,290

Underlying: Class A Common Stock · 40,290 shares

Expires 2027-07-31

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 19:47 UTC
Saunders NeilPres & CEO, Oilfield Equipment
GrantRestricted Stock Unit · Derivative 52,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000075 · wf-form4_150170323882668.xml · derivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,704

Underlying: Class A Common Stock · 52,704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 28, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 10 $55.00 Strike: $40.00 $550.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 2

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Class A Common Stock · 1,000 shares

Expires 2017-09-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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July 28, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 10 $60.00 Strike: $40.00 $600.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 1

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2017-09-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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July 03, 2017 Filed Jul 6, 2017 17:58 UTC
Chariag BelgacemChief Global Ops Officer
Tax withholdingClass A Common Stock 48,725 $37.25 $1,815,006.25
Disclosure

SEC source: 0001701605-17-000057 · wf-form4_149937826873991.xml · nonDerivative · entry 1

Chariag Belgacem · CIK 0001463291 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,177.7745

F1 · shares: Represents shares of Class A Common Stock of the Issuer withheld to satisfy tax withholding obligations arising on settlement of restricted stock units.

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July 03, 2017 Filed Jul 6, 2017 18:02 UTC
Mathieson DerekChief Mktg & Tech Officer
Tax withholdingClass A Common Stock 22,173 $37.25 $825,944.25
Disclosure

SEC source: 0001701605-17-000059 · wf-form4_149937856035453.xml · nonDerivative · entry 1

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,799.6422

F1 · shares: Represents shares of Class A Common Stock of the Issuer withheld to satisfy tax withholding obligations arising on settlement of restricted stock units.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Exercise / conversionRestricted Stock Unit 1_17B · Derivative 83,974 $0.00 $0.00
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · derivative · entry 7

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 83,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Under the terms of the award agreement, the vesting of restricted stock units granted to the Reporting Person on January 25, 2017 accelerated on termination of his employment on July 3, 2017.

F3 · derivative.expiration_date: Under the terms of the award agreement, the vesting of restricted stock units granted to the Reporting Person on January 25, 2017 accelerated on termination of his employment on July 3, 2017.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Exercise / conversionRestricted Stock Unit 1_17A · Derivative 83,974 $0.00 $0.00
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · derivative · entry 6

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 83,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Under the terms of the award agreement, the vesting of restricted stock units granted to the Reporting Person on January 25, 2017 accelerated on termination of his employment on July 3, 2017.

F3 · derivative.expiration_date: Under the terms of the award agreement, the vesting of restricted stock units granted to the Reporting Person on January 25, 2017 accelerated on termination of his employment on July 3, 2017.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Tax withholdingClass A Common Stock 35,228 $37.25 $1,312,243.00
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · nonDerivative · entry 5

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,455.5127

F1 · shares: Represents shares of Class A Common Stock of the Issuer withheld to satisfy tax withholding obligations arising on settlement of restricted stock units.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Exercise / conversionClass A Common Stock 83,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · nonDerivative · entry 4

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,683.5127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Tax withholdingClass A Common Stock 35,228 $37.25 $1,312,243.00
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · nonDerivative · entry 3

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,709.5127

F1 · shares: Represents shares of Class A Common Stock of the Issuer withheld to satisfy tax withholding obligations arising on settlement of restricted stock units.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Exercise / conversionClass A Common Stock 83,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · nonDerivative · entry 2

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,937.5127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:56 UTC Tax withholdingClass A Common Stock 90,332 $37.25 $3,364,867.00
Disclosure

SEC source: 0001701605-17-000056 · wf-form4_149937814826875.xml · nonDerivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,963.5127

F1 · shares: Represents shares of Class A Common Stock of the Issuer withheld to satisfy tax withholding obligations arising on settlement of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.