Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Co
Report date July 10, 2018 · Filed March 08, 2019
Section 16 reporting ended · disclosed 2019-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,043 |
Ending reported balance
After 2018-11-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-19 · Other · Acquired 100 · Balance 3,843 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. Row 2 · 2018-11-28 · Other · Acquired 200 · Balance 4,043 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-08-17 | Direct | 30 |
Reported balance
After 2018-07-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-10 · Sale · Disposed 30 · Balance 30 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $36.00 · Expires 2018-08-17 | Direct | 5 |
Reported balance
After 2018-07-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-10 · Sale · Disposed 5 · Balance 5 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-10-19 | Direct | 5 |
Reported balance
After 2018-07-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-07-20 · Sale · Disposed 5 · Balance 5 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-09-21 | Direct | 30 |
Reported balance
After 2018-07-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-07-27 · Sale · Disposed 30 · Balance 30 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-10-19 | Direct | 35 |
Reported balance
After 2018-08-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-08-07 · Sale · Disposed 30 · Balance 35 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $25.00 · Expires 2019-03-15 | Direct | 10 |
Reported balance
After 2019-02-01 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2019-02-01 · Sale · Disposed 10 · Balance 10 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.00 · Expires 2018-08-17 | Direct | 0 |
Reported balance
After 2018-07-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-20 · Purchase · Acquired 5 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-08-17 | Direct | 0 |
Reported balance
After 2018-07-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-07-27 · Purchase · Acquired 30 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-09-21 | Direct | 0 |
Reported balance
After 2018-08-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-08-07 · Purchase · Acquired 30 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-10-19 | Direct | 32 |
Reported balance
After 2018-10-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-10-16 · Purchase · Acquired 3 · Balance 32 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.00 · Expires 2018-10-19 | Direct | 0 |
Reported balance
After 2018-10-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-10-16 · Purchase · Acquired 32 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.00 · Expires 2019-03-15 | Direct | 0 |
Reported balance
After 2019-02-12 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2019-02-12 · Purchase · Acquired 10 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-09-21 | Direct | 3 |
Reported balance
After 2018-08-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-08-07 · Sale · Disposed 3 · Balance 3 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-10-19 | Direct | 3 |
Reported balance
After 2018-08-22 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-08-22 · Sale · Disposed 3 · Balance 3 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-11-16 | Direct | 3 |
Reported balance
After 2018-10-16 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-10-16 · Sale · Disposed 3 · Balance 3 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2019-01-18 | Direct | 1 |
Reported balance
After 2018-10-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-10-29 · Sale · Disposed 1 · Balance 1 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2019-01-18 | Direct | 3 |
Reported balance
After 2018-10-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-10-29 · Sale · Disposed 2 · Balance 3 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2: Exercisable by the holder at any time. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2019-01-18 | Direct | 2 |
Reported balance
After 2018-11-19 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-11-19 · Other · Disposed 1 · Balance 2 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2019-01-18 | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2018-11-28 · Other · Disposed 2 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. |
| Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-09-21 | Direct | 0 |
Reported balance
After 2018-08-22 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-08-22 · Purchase · Acquired 3 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-10-19 | Direct | 0 |
Reported balance
After 2018-10-16 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-10-16 · Purchase · Acquired 3 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
| Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2018-11-16 | Direct | 0 |
Reported balance
After 2018-10-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-10-29 · Purchase · Acquired 3 · Balance 0 F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3: Exercisable by the reporting person at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.
F2: Exercisable by the holder at any time.
F3: Exercisable by the reporting person at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2019 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 10 | $78.00 Strike: $25.00 | $780.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 24 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2019-03-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| February 01, 2019 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 10 | $75.00 Strike: $25.00 | $750.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 23 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2019-03-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 19:16 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantStock Option (Right to Buy) · Derivative | 78,492 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001701605-19-000005 · wf-form4_154837539785697.xml · derivative · entry 2 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,492 Underlying: Class A Common Stock · 78,492 shares Expires 2029-01-23 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 19:16 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantRestricted Stock Unit 01_19 · Derivative | 21,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000005 · wf-form4_154837539785697.xml · derivative · entry 1 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,758 Underlying: Class A Common Stock · 21,758 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| November 28, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | OtherPut Option (obligation to buy) · Derivative | 2 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 22 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200 shares Expires 2019-01-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. Read SEC document |
| November 28, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | OtherClass A Common Stock | 200 | $34.00 | $6,800.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · nonDerivative · entry 2 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,043 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. Read SEC document |
| November 19, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | OtherPut Option (obligation to buy) · Derivative | 1 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 21 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 100 shares Expires 2019-01-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. Read SEC document |
| November 19, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | OtherClass A Common Stock | 100 | $34.00 | $3,400.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · nonDerivative · entry 1 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. Read SEC document |
| October 29, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SalePut Option (obligation to buy) · Derivative | 2 | $707.00 Strike: $34.00 | $1,414.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 20 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Class A Common Stock · 200 shares Expires 2019-01-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 29, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SalePut Option (obligation to buy) · Derivative | 1 | $704.00 Strike: $34.00 | $704.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 19 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2019-01-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 29, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchasePut Option (right to sell) · Derivative | 3 | $694.00 Strike: $34.00 | $2,082.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 18 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 300 shares Expires 2018-11-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 16, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SalePut Option (obligation to buy) · Derivative | 3 | $360.00 Strike: $34.00 | $1,080.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 17 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Class A Common Stock · 300 shares Expires 2018-11-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 16, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchasePut Option (right to sell) · Derivative | 3 | $320.00 Strike: $34.00 | $960.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 16 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 300 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 16, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 32 | $5.00 Strike: $33.00 | $160.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 15 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,200 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 16, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 3 | $5.00 Strike: $33.00 | $15.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 14 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Class A Common Stock · 300 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| August 22, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SalePut Option (obligation to buy) · Derivative | 3 | $237.00 Strike: $34.00 | $711.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 13 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Class A Common Stock · 300 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| August 22, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchasePut Option (right to sell) · Derivative | 3 | $200.00 Strike: $34.00 | $600.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 12 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 300 shares Expires 2018-09-21 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| August 07, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SalePut Option (obligation to buy) · Derivative | 3 | $85.00 Strike: $34.00 | $255.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 11 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Class A Common Stock · 300 shares Expires 2018-09-21 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| August 07, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 30 | $324.00 Strike: $33.00 | $9,720.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 10 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 Underlying: Class A Common Stock · 3,000 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| August 07, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 30 | $283.00 Strike: $33.00 | $8,490.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 9 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2018-09-21 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 15:19 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleClass A Common Stock | 12,000 | $34.00 | $408,000.00 |
DisclosureSEC source: 0001701605-18-000095 · wf-form4_153366941007763.xml · nonDerivative · entry 1 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:44 UTC | Baker Hughes Co BHGE · Entity 2993 | Exercise / conversionRestricted Stock Unit · Derivative | 24,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000087 · wf-form4_153324266037997.xml · derivative · entry 3 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,568 Underlying: Class A Common Stock · 24,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:44 UTC | Baker Hughes Co BHGE · Entity 2993 | Tax withholdingClass A Common Stock | 12,040 | $34.58 | $416,343.20 |
DisclosureSEC source: 0001701605-18-000087 · wf-form4_153324266037997.xml · nonDerivative · entry 2 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,743 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:44 UTC | Baker Hughes Co BHGE · Entity 2993 | Exercise / conversionClass A Common Stock | 24,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000087 · wf-form4_153324266037997.xml · nonDerivative · entry 1 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| July 27, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 30 | $235.00 Strike: $33.00 | $7,050.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 8 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 3,000 shares Expires 2018-09-21 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| July 27, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 30 | $181.00 Strike: $33.00 | $5,430.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 7 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2018-08-17 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| July 20, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 5 | $161.00 Strike: $33.00 | $805.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 6 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Class A Common Stock · 500 shares Expires 2018-10-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| July 20, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 5 | $11.00 Strike: $36.00 | $55.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 5 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 500 shares Expires 2018-08-17 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| July 10, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 5 | $86.00 Strike: $36.00 | $430.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 4 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Class A Common Stock · 500 shares Expires 2018-08-17 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| July 10, 2018 Filed Mar 8, 2019 15:27 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 30 | $243.00 Strike: $33.00 | $7,290.00 |
DisclosureSEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 3 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 3,000 shares Expires 2018-08-17 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| July 10, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 30 | $202.00 Strike: $33.00 | $6,060.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 28 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2018-07-20 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| July 10, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 5 | $41.00 Strike: $36.00 | $205.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 27 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 500 shares Expires 2018-07-20 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| June 04, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 30 | $137.00 Strike: $33.00 | $4,110.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 26 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 3,000 shares Expires 2018-07-20 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| June 04, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 30 | $7.00 Strike: $36.00 | $210.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 25 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2018-06-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| June 01, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 5 | $137.00 Strike: $36.00 | $685.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 24 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Class A Common Stock · 500 shares Expires 2018-07-20 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| June 01, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 5 | $28.00 Strike: $37.00 | $140.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 23 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 500 shares Expires 2018-06-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| May 09, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 5 | $150.00 Strike: $37.00 | $750.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 22 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Class A Common Stock · 500 shares Expires 2018-06-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| May 09, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 30 | $192.00 Strike: $36.00 | $5,760.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 21 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 3,000 shares Expires 2018-06-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| May 09, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 30 | $130.00 Strike: $36.00 | $3,900.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 20 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2018-05-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| April 20, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 15 | $95.00 Strike: $36.00 | $1,425.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 19 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 1,500 shares Expires 2018-05-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| April 20, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 15 | $100.00 Strike: $36.00 | $1,500.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 18 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Class A Common Stock · 1,500 shares Expires 2018-05-18 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| February 09, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 10 | $10.00 Strike: $33.00 | $100.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 17 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-03-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| January 31, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 10 | $104.00 Strike: $33.00 | $1,040.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 16 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-03-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 31, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 10 | $25.00 Strike: $34.00 | $250.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 15 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-02-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| January 19, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 10 | $78.00 Strike: $34.00 | $780.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 14 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| January 19, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 10 | $225.00 Strike: $32.50 | $2,250.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 13 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 11, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 10 | $270.00 Strike: $34.00 | $2,700.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 12 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-02-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 11, 2018 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 10 | $225.00 Strike: $34.00 | $2,250.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 11 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| December 06, 2017 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseCall Option (right to buy) · Derivative | 40 | $5.00 Strike: $33.00 | $200.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 10 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 30, 2017 Filed Mar 8, 2019 15:23 UTC | Baker Hughes Co BHGE · Entity 2993 | SaleCall Option (obligation to sell) · Derivative | 20 | $62.00 Strike: $33.00 | $1,240.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 9 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Class A Common Stock · 2,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.