Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baker Hughes CoBHGE · Entity 2993 | Director | August 01, 2017 | August 03, 2017 |
| SONIC CORPSONC · Entity 161949 | Director | January 19, 2018 | January 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baker Hughes Co
Report date August 01, 2017 · Filed August 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,176 |
Reported balance
After 2017-08-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-01 · Grant · Acquired 4,176 · Balance 4,176 F1: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.
SONIC CORP
Report date January 19, 2018 · Filed January 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,459 |
Reported balance
After 2018-01-19 transaction · row 1
1 source rowRow 1 · 2018-01-19 · Exercise / conversion · Acquired 1,772 · Balance 54,459 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-19 · Exercise / conversion · Disposed 1,772 · Balance 0 F1: Shares vested on January 19, 2018 in accordance with the terms of Restricted Stock Units granted January 19, 2017, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares vested on January 19, 2018 in accordance with the terms of Restricted Stock Units granted January 19, 2017, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Holdings LLC
Report date July 03, 2017 · Filed July 03, 2017
Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Disposition to issuer · Disposed 39,813 · Balance 0 F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.28 · Expires 2017-07-24 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-03 · Disposition to issuer · Disposed 303 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.92 · Expires 2018-01-23 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-03 · Disposition to issuer · Disposed 357 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.20 · Expires 2018-08-11 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-03 · Disposition to issuer · Disposed 323 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.18 · Expires 2019-01-21 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-03 · Disposition to issuer · Disposed 1,028 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.52 · Expires 2019-07-22 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-03 · Disposition to issuer · Disposed 759 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28 · Expires 2020-01-19 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-07-03 · Disposition to issuer · Disposed 634 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.17 · Expires 2020-07-21 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-07-03 · Disposition to issuer · Disposed 1,155 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-07-03 · Disposition to issuer · Disposed 1,077 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-07-03 · Disposition to issuer · Disposed 871 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.44 · Expires 2022-01-25 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-07-03 · Disposition to issuer · Disposed 1,700 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16 | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-07-03 · Disposition to issuer · Disposed 2,053 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-07-03 · Disposition to issuer · Disposed 2,751 · Balance 0 F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). |
Filing footnotes · ownership attribution and instrument terms
F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").
F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2018 Filed Jan 19, 2018 12:05 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionRestricted Stock Units · Derivative | 1,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-002529 · doc1.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares vested on January 19, 2018 in accordance with the terms of Restricted Stock Units granted January 19, 2017, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. F1 · derivative.expiration_date: Shares vested on January 19, 2018 in accordance with the terms of Restricted Stock Units granted January 19, 2017, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 12:05 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionCommon Stock | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-002529 · doc1.xml · nonDerivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 11:12 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionNon-qualified stock options (right ot buy) · Derivative | 9,209 | $0.00 Strike: $11.19 | $0.00 |
DisclosureSEC source: 0001140361-17-045263 · doc1.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,209 shares Expires 2018-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 11:12 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionCommon Stock | 9,209 | $11.19 | $103,048.71 |
DisclosureSEC source: 0001140361-17-045263 · doc1.xml · nonDerivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:33 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantRestricted Stock Unit · Derivative | 4,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-17-000084 · wf-form4_150181040751482.xml · derivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Underlying: Class A Common Stock · 4,176 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerRestricted Stock Units · Derivative | 2,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 13 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 2,751 shares Expires not disclosed F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 2,053 | Not disclosed Strike: $39.30 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 12 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 2,053 shares Expires 2022-07-16 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,700 | Not disclosed Strike: $47.44 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 11 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,700 shares Expires 2022-01-25 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 871 | Not disclosed Strike: $77.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 10 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 871 shares Expires 2021-07-19 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,077 | Not disclosed Strike: $62.32 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 9 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,077 shares Expires 2021-01-26 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,155 | Not disclosed Strike: $49.17 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 8 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,155 shares Expires 2020-07-21 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 634 | Not disclosed Strike: $47.28 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 7 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 634 shares Expires 2020-01-19 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 759 | Not disclosed Strike: $39.52 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 6 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 759 shares Expires 2019-07-22 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,028 | Not disclosed Strike: $29.18 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 5 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,028 shares Expires 2019-01-21 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 323 | Not disclosed Strike: $77.20 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 4 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 323 shares Expires 2018-08-11 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 357 | Not disclosed Strike: $69.92 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 3 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 357 shares Expires 2018-01-23 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerStock Option (Right to Buy) · Derivative | 303 | Not disclosed Strike: $82.28 | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 303 shares Expires 2017-07-24 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:09 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | Disposition to issuerCommon Stock, $1.00 Par Value | 39,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022560 · form4.xml · nonDerivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). F1 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 09:12 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionRestricted Stock UInits · Derivative | 1,447 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003589 · doc1.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares vested on January 28, 2017 in accordance with the terms of Restricted Stock Units granted January 28, 2016, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. F1 · derivative.expiration_date: Shares vested on January 28, 2017 in accordance with the terms of Restricted Stock Units granted January 28, 2016, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 09:12 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionCommon Stock | 1,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003589 · doc1.xml · nonDerivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:37 UTC | Baker Hughes Holdings LLC BHI · Entity 50098 | GrantRestricted Stock Units · Derivative | 2,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-002886 · form4.xml · derivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,751 Underlying: Common Stock, $1.00 Par Value · 2,751 shares Expires 2018-01-26 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 14:59 UTC | SONIC CORP SONC · Entity 161949 | GrantRestricted Stock UInits · Derivative | 1,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002528 · doc1.xml · derivative · entry 3 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772 Underlying: Common Stock · 1,772 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units and Non-qualified Stock Options shall vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the Sonic Corp. annual shareholders' meeting in the following year. F1 · derivative.expiration_date: Restricted Stock Units and Non-qualified Stock Options shall vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the Sonic Corp. annual shareholders' meeting in the following year. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 14:59 UTC | SONIC CORP SONC · Entity 161949 | GrantNon-qualified Stock Option (right to buy) · Derivative | 6,675 | $0.00 Strike: $25.40 | $0.00 |
DisclosureSEC source: 0001140361-17-002528 · doc1.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,675 Underlying: Common Stock · 6,675 shares Expires 2024-01-19 F1 · derivative.exercise_date: Restricted Stock Units and Non-qualified Stock Options shall vest on the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the Sonic Corp. annual shareholders' meeting in the following year. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 15:51 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 2,388 | $0.00 Strike: $8.74 | $0.00 |
DisclosureSEC source: 0001140361-17-001698 · doc1.xml · derivative · entry 2 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,388 shares Expires 2017-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 15:51 UTC | SONIC CORP SONC · Entity 161949 | Exercise / conversionCommon Stock | 2,388 | $8.74 | $20,871.12 |
DisclosureSEC source: 0001140361-17-001698 · doc1.xml · nonDerivative · entry 1 NICHOLS J LARRY · CIK 0001094542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.