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Baker Hughes Co

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2993
SEC CIK
0001701605
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558

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Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2018 Filed Jan 24, 2018 15:36 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
GrantRestricted Stock Unit 01_18 · Derivative 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000012 · wf-form4_151682619267784.xml · derivative · entry 1

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:52 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 199,822 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000017 · wf-form4_151682714024706.xml · derivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,822

Underlying: Class A Common Stock · 199,822 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:52 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
GrantRestricted Stock Unit 01_18 · Derivative 63,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000017 · wf-form4_151682714024706.xml · derivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,291

Underlying: Class A Common Stock · 63,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC
Christie RoderickPres & CEO, Turbomachinery
GrantStock Option (Right to Buy) · Derivative 44,404 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000013 · wf-form4_151682633294829.xml · derivative · entry 2

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

Underlying: Class A Common Stock · 44,404 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC
Christie RoderickPres & CEO, Turbomachinery
GrantRestricted Stock Unit 01_18 · Derivative 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000013 · wf-form4_151682633294829.xml · derivative · entry 1

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Class A Common Stock · 14,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 15:44 UTC
Mathieson DerekChief Mktg & Tech Officer
GrantStock Option (Right to Buy) · Derivative 53,841 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000015 · wf-form4_151682663411468.xml · derivative · entry 2

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,841

Underlying: Class A Common Stock · 53,841 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 15:44 UTC
Mathieson DerekChief Mktg & Tech Officer
GrantRestricted Stock Unit 01_18 · Derivative 17,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000015 · wf-form4_151682663411468.xml · derivative · entry 1

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,053

Underlying: Class A Common Stock · 17,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:40 UTC
MARSH WILLIAM DChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 42,184 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000014 · wf-form4_151682644077217.xml · derivative · entry 2

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184

Underlying: Class A Common Stock · 42,184 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:40 UTC
MARSH WILLIAM DChief Legal Officer
GrantRestricted Stock Unit 01_18 · Derivative 13,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000014 · wf-form4_151682644077217.xml · derivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

Underlying: Class A Common Stock · 13,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:34 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
GrantStock Option (Right to Buy) · Derivative 55,506 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000011 · wf-form4_151682602803872.xml · derivative · entry 2

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,506

Underlying: Class A Common Stock · 55,506 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:34 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
GrantRestricted Stock Unit 01_18 · Derivative 17,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000011 · wf-form4_151682602803872.xml · derivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,580

Underlying: Class A Common Stock · 17,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:55 UTC
Worrell BrianChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 77,708 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000019 · wf-form4_151682734423634.xml · derivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,708

Underlying: Class A Common Stock · 77,708 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:55 UTC
Worrell BrianChief Financial Officer
GrantRestricted Stock Unit 01_18 · Derivative 24,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000019 · wf-form4_151682734423634.xml · derivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,613

Underlying: Class A Common Stock · 24,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:54 UTC
Ukpong UwemChief Global Ops Officer
GrantStock Option (Right to Buy) · Derivative 44,404 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

Underlying: Class A Common Stock · 44,404 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:54 UTC
Ukpong UwemChief Global Ops Officer
GrantRestricted Stock Unit 01_18 · Derivative 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Class A Common Stock · 14,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:49 UTC
Saunders NeilPres & CEO, Oilfield Equipment
GrantStock Option (Right to Buy) · Derivative 44,404 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

Underlying: Class A Common Stock · 44,404 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:49 UTC
Saunders NeilPres & CEO, Oilfield Equipment
GrantRestricted Stock Unit 01_18 · Derivative 14,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Class A Common Stock · 14,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 19, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $78.00 Strike: $34.00 $780.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 14

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-01-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
January 19, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 10 $225.00 Strike: $32.50 $2,250.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 13

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-01-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
January 11, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 10 $270.00 Strike: $34.00 $2,700.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 12

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-02-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
January 11, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $225.00 Strike: $34.00 $2,250.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 11

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-01-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 23:07 UTC
MARSH WILLIAM DChief Legal Officer
SaleClass A Common Stock 5,000 $35.00 $175,000.00
Disclosure

SEC source: 0001701605-18-000002 · wf-form4_151562563891746.xml · nonDerivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,190.1058

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 291,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 8

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 578,929,357

Underlying: Class A common stock · 291,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 64,397 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 7

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,054,898

Underlying: Class A common stock · 64,397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 291,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 578,929,357

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 64,397 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,054,898

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 8,001,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 6

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 579,220,491

Underlying: Class A common stock · 8,001,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

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December 28, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 1,769,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 5

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,119,294

Underlying: Class A common stock · 1,769,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

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December 28, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 8,001,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 579,220,491

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:56 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 1,769,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,119,294

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017.

Read SEC document
December 18, 2017 Filed Oct 10, 2019 18:13 UTC PurchaseClass A Common Stock 201 $31.09 $6,249.09
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 3

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,037

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

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December 15, 2017 Filed Dec 19, 2017 20:37 UTC GrantClass A Common Stock 1,457 $0.00 $0.00
Disclosure

SEC source: 0001701605-17-000108 · wf-form4_151371585903188.xml · nonDerivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,919

F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

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December 15, 2017 Filed Dec 19, 2017 20:51 UTC GrantClass A Common Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0001701605-17-000110 · wf-form4_151371668254303.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2 · balance_after: The amount of shares reported in Column 5 includes 60 shares acquired under the Company's Dividend Reinvestment Plan.

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December 15, 2017 Filed Dec 19, 2017 15:23 UTC GrantClass A Common Stock 1,457 $0.00 $0.00
Disclosure

SEC source: 0001701605-17-000106 · wf-form4_151371500304362.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

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December 15, 2017 Filed Feb 2, 2018 16:56 UTC Amendment GrantClass A Common Stock 1,204 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000023 · wf-form4a_151759054727947.xml · nonDerivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,666

F1 · shares: This amendment is being filed due to an administrative error.

F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

Read SEC document
December 15, 2017 Filed Feb 2, 2018 16:53 UTC Amendment GrantClass A Common Stock 1,331 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000022 · wf-form4a_151759037270953.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

F1 · shares: This form is being amended due to an administrative error.

F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F3 · balance_after: The amount of shares reported in Column 5 includes 60 shares acquired under the Company's Dividend Reinvestment Plan.

Read SEC document
December 15, 2017 Filed Feb 2, 2018 11:58 UTC Amendment GrantClass A Common Stock 1,204 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000024 · wf-form4a_151759068195830.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

F1 · shares: This amendment is being filed due to an administrative error.

F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

Read SEC document
December 06, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 40 $5.00 Strike: $33.00 $200.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 10

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2017-12-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
October 30, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 20 $62.00 Strike: $33.00 $1,240.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 9

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

Underlying: Class A Common Stock · 2,000 shares

Expires 2017-12-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
October 30, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 20 $70.00 Strike: $33.00 $1,400.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 8

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Class A Common Stock · 2,000 shares

Expires 2017-12-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
October 30, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $99.00 Strike: $32.00 $990.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 7

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Class A Common Stock · 1,000 shares

Expires 2017-12-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
October 30, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $110.00 Strike: $32.00 $1,100.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 6

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2017-12-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 16:56 UTC
Heilmann Matthias LChief Digital Officer
PurchaseClass A Common Stock 1,500 $30.04 $45,060.00
Disclosure

SEC source: 0001701605-17-000104 · wf-form4_150965615420359.xml · nonDerivative · entry 1

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.07, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

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October 20, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 20 $125.00 Strike: $34.00 $2,500.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 5

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Class A Common Stock · 2,000 shares

Expires 2018-01-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
October 20, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $200.00 Strike: $32.50 $2,000.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 4

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-01-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
October 17, 2017 Filed Oct 10, 2019 18:13 UTC SaleClass A Common Stock 197 $33.85 $6,668.45
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,836

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

Read SEC document
August 18, 2017 Filed Aug 18, 2017 19:02 UTC
Simonelli LorenzoDirector · President and CEO
PurchaseClass A Common Stock 6,100 $32.99 $201,238.39
Disclosure

SEC source: 0001701605-17-000090 · wf-form4_150308295742735.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,139

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.74 to $33.08, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 15, 2017 Filed Oct 10, 2019 18:13 UTC PurchaseClass A Common Stock 197 $35.12 $6,918.64
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,033

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

Read SEC document
August 14, 2017 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 20 $5.00 Strike: $40.00 $100.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 3

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2017-09-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 01:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,503 $0.00 Strike: $21.80 $0.00
Disclosure

SEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 9

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,503 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.