Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2018 Filed Jan 24, 2018 15:36 UTC |
Camilleri KurtVP/Controller/Chief Acctg Off
|
GrantRestricted Stock Unit 01_18 · Derivative | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000012 · wf-form4_151682619267784.xml · derivative · entry 1 Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Class A Common Stock · 4,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:52 UTC |
Simonelli LorenzoDirector · Chairman, President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 199,822 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000017 · wf-form4_151682714024706.xml · derivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,822 Underlying: Class A Common Stock · 199,822 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:52 UTC |
Simonelli LorenzoDirector · Chairman, President and CEO
|
GrantRestricted Stock Unit 01_18 · Derivative | 63,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000017 · wf-form4_151682714024706.xml · derivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,291 Underlying: Class A Common Stock · 63,291 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:39 UTC |
Christie RoderickPres & CEO, Turbomachinery
|
GrantStock Option (Right to Buy) · Derivative | 44,404 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000013 · wf-form4_151682633294829.xml · derivative · entry 2 Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,404 Underlying: Class A Common Stock · 44,404 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:39 UTC |
Christie RoderickPres & CEO, Turbomachinery
|
GrantRestricted Stock Unit 01_18 · Derivative | 14,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000013 · wf-form4_151682633294829.xml · derivative · entry 1 Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064 Underlying: Class A Common Stock · 14,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 15:44 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,841 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000015 · wf-form4_151682663411468.xml · derivative · entry 2 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,841 Underlying: Class A Common Stock · 53,841 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 15:44 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
GrantRestricted Stock Unit 01_18 · Derivative | 17,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000015 · wf-form4_151682663411468.xml · derivative · entry 1 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,053 Underlying: Class A Common Stock · 17,053 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:40 UTC |
MARSH WILLIAM DChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 42,184 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000014 · wf-form4_151682644077217.xml · derivative · entry 2 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,184 Underlying: Class A Common Stock · 42,184 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:40 UTC |
MARSH WILLIAM DChief Legal Officer
|
GrantRestricted Stock Unit 01_18 · Derivative | 13,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000014 · wf-form4_151682644077217.xml · derivative · entry 1 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,361 Underlying: Class A Common Stock · 13,361 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:34 UTC |
BORRAS MARIA CPres & CEO, Oilfield Services
|
GrantStock Option (Right to Buy) · Derivative | 55,506 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000011 · wf-form4_151682602803872.xml · derivative · entry 2 BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,506 Underlying: Class A Common Stock · 55,506 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:34 UTC |
BORRAS MARIA CPres & CEO, Oilfield Services
|
GrantRestricted Stock Unit 01_18 · Derivative | 17,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000011 · wf-form4_151682602803872.xml · derivative · entry 1 BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 Underlying: Class A Common Stock · 17,580 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:55 UTC |
Worrell BrianChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 77,708 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000019 · wf-form4_151682734423634.xml · derivative · entry 2 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,708 Underlying: Class A Common Stock · 77,708 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:55 UTC |
Worrell BrianChief Financial Officer
|
GrantRestricted Stock Unit 01_18 · Derivative | 24,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000019 · wf-form4_151682734423634.xml · derivative · entry 1 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,613 Underlying: Class A Common Stock · 24,613 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:54 UTC |
Ukpong UwemChief Global Ops Officer
|
GrantStock Option (Right to Buy) · Derivative | 44,404 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 2 Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,404 Underlying: Class A Common Stock · 44,404 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:54 UTC |
Ukpong UwemChief Global Ops Officer
|
GrantRestricted Stock Unit 01_18 · Derivative | 14,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000018 · wf-form4_151682723232168.xml · derivative · entry 1 Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064 Underlying: Class A Common Stock · 14,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:49 UTC |
Saunders NeilPres & CEO, Oilfield Equipment
|
GrantStock Option (Right to Buy) · Derivative | 44,404 | $0.00 Strike: $35.55 | $0.00 |
DisclosureSEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 2 Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,404 Underlying: Class A Common Stock · 44,404 shares Expires 2028-01-22 F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 20:49 UTC |
Saunders NeilPres & CEO, Oilfield Equipment
|
GrantRestricted Stock Unit 01_18 · Derivative | 14,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000016 · wf-form4_151682698180572.xml · derivative · entry 1 Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064 Underlying: Class A Common Stock · 14,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 19, 2018 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 10 | $78.00 Strike: $34.00 | $780.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 14 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| January 19, 2018 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
SaleCall Option (obligation to sell) · Derivative | 10 | $225.00 Strike: $32.50 | $2,250.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 13 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 11, 2018 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
SaleCall Option (obligation to sell) · Derivative | 10 | $270.00 Strike: $34.00 | $2,700.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 12 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-02-16 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| January 11, 2018 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 10 | $225.00 Strike: $34.00 | $2,250.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 11 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 23:07 UTC |
MARSH WILLIAM DChief Legal Officer
|
SaleClass A Common Stock | 5,000 | $35.00 | $175,000.00 |
DisclosureSEC source: 0001701605-18-000002 · wf-form4_151562563891746.xml · nonDerivative · entry 1 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,190.1058 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerCommon Unit · Derivative | 291,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 8 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 578,929,357 Underlying: Class A common stock · 291,134 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerCommon Unit · Derivative | 64,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 7 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,054,898 Underlying: Class A common stock · 64,397 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerClass B Common Stock | 291,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 4 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 578,929,357 F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerClass B Common Stock | 64,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 3 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,054,898 F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerCommon Unit · Derivative | 8,001,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 6 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 579,220,491 Underlying: Class A common stock · 8,001,143 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerCommon Unit · Derivative | 1,769,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · derivative · entry 5 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,119,294 Underlying: Class A common stock · 1,769,794 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerClass B Common Stock | 8,001,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 2 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 579,220,491 F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:56 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerClass B Common Stock | 1,769,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000002 · ss73897_4.xml · nonDerivative · entry 1 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,119,294 F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $30.9690 for each Paired Interest transacted on December 28, 2017 and $31.5229 for each Paired Interest transacted on December 29, 2017. Read SEC document |
| December 18, 2017 Filed Oct 10, 2019 18:13 UTC |
CAZALOT CLARENCE P JRDirector
|
PurchaseClass A Common Stock | 201 | $31.09 | $6,249.09 |
DisclosureSEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,037 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:37 UTC |
BRENNEMAN GREGORY DDirector
|
GrantClass A Common Stock | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-17-000108 · wf-form4_151371585903188.xml · nonDerivative · entry 1 BRENNEMAN GREGORY D · CIK 0001164027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,919 F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:51 UTC |
Beattie William GDirector
|
GrantClass A Common Stock | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-17-000110 · wf-form4_151371668254303.xml · nonDerivative · entry 1 Beattie William G · CIK 0001466308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,153 F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · balance_after: The amount of shares reported in Column 5 includes 60 shares acquired under the Company's Dividend Reinvestment Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:23 UTC |
MULVA JAMES JDirector
|
GrantClass A Common Stock | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-17-000106 · wf-form4_151371500304362.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 16:56 UTC Amendment |
BRENNEMAN GREGORY DDirector
|
GrantClass A Common Stock | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-18-000023 · wf-form4a_151759054727947.xml · nonDerivative · entry 1 BRENNEMAN GREGORY D · CIK 0001164027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F1 · shares: This amendment is being filed due to an administrative error. F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 16:53 UTC Amendment |
Beattie William GDirector
|
GrantClass A Common Stock | 1,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-18-000022 · wf-form4a_151759037270953.xml · nonDerivative · entry 1 Beattie William G · CIK 0001466308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 F1 · shares: This form is being amended due to an administrative error. F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3 · balance_after: The amount of shares reported in Column 5 includes 60 shares acquired under the Company's Dividend Reinvestment Plan. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 11:58 UTC Amendment |
MULVA JAMES JDirector
|
GrantClass A Common Stock | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-18-000024 · wf-form4a_151759068195830.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204 F1 · shares: This amendment is being filed due to an administrative error. F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document |
| December 06, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 40 | $5.00 Strike: $33.00 | $200.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 10 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 30, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
SaleCall Option (obligation to sell) · Derivative | 20 | $62.00 Strike: $33.00 | $1,240.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 9 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Class A Common Stock · 2,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 30, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
SaleCall Option (obligation to sell) · Derivative | 20 | $70.00 Strike: $33.00 | $1,400.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 8 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 Underlying: Class A Common Stock · 2,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 30, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 10 | $99.00 Strike: $32.00 | $990.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 7 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 Underlying: Class A Common Stock · 1,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 30, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 10 | $110.00 Strike: $32.00 | $1,100.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 6 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2017-12-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 26, 2017 Filed Nov 2, 2017 16:56 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseClass A Common Stock | 1,500 | $30.04 | $45,060.00 |
DisclosureSEC source: 0001701605-17-000104 · wf-form4_150965615420359.xml · nonDerivative · entry 1 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.07, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. Read SEC document |
| October 20, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
SaleCall Option (obligation to sell) · Derivative | 20 | $125.00 Strike: $34.00 | $2,500.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 5 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 Underlying: Class A Common Stock · 2,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F2 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| October 20, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 10 | $200.00 Strike: $32.50 | $2,000.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 4 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2018-01-19 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| October 17, 2017 Filed Oct 10, 2019 18:13 UTC |
CAZALOT CLARENCE P JRDirector
|
SaleClass A Common Stock | 197 | $33.85 | $6,668.45 |
DisclosureSEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,836 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 19:02 UTC |
Simonelli LorenzoDirector · President and CEO
|
PurchaseClass A Common Stock | 6,100 | $32.99 | $201,238.39 |
DisclosureSEC source: 0001701605-17-000090 · wf-form4_150308295742735.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,139 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.74 to $33.08, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. Read SEC document |
| August 15, 2017 Filed Oct 10, 2019 18:13 UTC |
CAZALOT CLARENCE P JRDirector
|
PurchaseClass A Common Stock | 197 | $35.12 | $6,918.64 |
DisclosureSEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,033 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document |
| August 14, 2017 Filed Mar 8, 2019 15:23 UTC |
Heilmann Matthias LChief Digital Officer
|
PurchaseCall Option (right to buy) · Derivative | 20 | $5.00 Strike: $40.00 | $100.00 |
DisclosureSEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 3 Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000 shares Expires 2017-09-15 F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer. F3 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 01:31 UTC |
Elsenhans Lynn LavertyDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,503 | $0.00 Strike: $21.80 | $0.00 |
DisclosureSEC source: 0001701605-17-000082 · wf-form4_150181026133462.xml · derivative · entry 9 Elsenhans Lynn Laverty · CIK 0001393665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,503 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.