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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2019 Filed Jan 25, 2019 00:09 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 5,860 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000002 · wf-form4_154837494696022.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:33 UTC
Worrell BrianChief Financial Officer
Exercise / conversionRestricted Stock Unit 01_18 · Derivative 8,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000011 · wf-form4_154837641682465.xml · derivative · entry 5

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,409

Underlying: Class A Common Stock · 8,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:33 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 1,805 $23.77 $42,904.85
Disclosure

SEC source: 0001701605-19-000011 · wf-form4_154837641682465.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,735

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:33 UTC
Worrell BrianChief Financial Officer
Exercise / conversionClass A Common Stock 8,204 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000011 · wf-form4_154837641682465.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC
Ukpong UwemChief Global Ops Officer
Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · derivative · entry 5

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC
Ukpong UwemChief Global Ops Officer
Tax withholdingClass A Common Stock 1,383 $23.77 $32,873.91
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,185

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:30 UTC
Ukpong UwemChief Global Ops Officer
Exercise / conversionClass A Common Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000010 · wf-form4_154837623520936.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:26 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Exercise / conversionRestricted Stock Unit 01_18 · Derivative 4,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · derivative · entry 5

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:26 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Tax withholdingClass A Common Stock 2,110 $23.77 $50,154.70
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,888

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:26 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Exercise / conversionClass A Common Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000008 · wf-form4_154837594355498.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,028 $0.00 Strike: $11.68 $0.00
Disclosure

SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · derivative · entry 3

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,028 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration, which is allowed under the Issuer's Insider Trading Policy.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC Tax withholdingClass A Common Stock 508 $23.65 $12,014.20
Disclosure

SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · nonDerivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,894

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC Exercise / conversionClass A Common Stock 1,028 $11.68 $12,007.04
Disclosure

SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration, which is allowed under the Issuer's Insider Trading Policy.

Read SEC document
December 28, 2018 Filed Oct 10, 2019 18:13 UTC PurchaseClass A Common Stock 245 $21.45 $5,255.25
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 7

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,081

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:11 UTC GrantDeferred Stock Unit · Derivative 3,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000112 · wf-form4_154517108706340.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

Underlying: Class A Common Stock · 3,771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:09 UTC GrantDeferred Stock Unit · Derivative 4,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000111 · wf-form4_154517093408683.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099

Underlying: Class A Common Stock · 4,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:14 UTC
RICE JOHN GDirector
GrantDeferred Stock Unit · Derivative 2,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000114 · wf-form4_154517127425525.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

Underlying: Class A Common Stock · 2,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 17:13 UTC GrantDeferred Stock Unit · Derivative 3,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000113 · wf-form4_154517118184599.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

Underlying: Class A Common Stock · 3,771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
November 28, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
OtherPut Option (obligation to buy) · Derivative 2 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 22

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 200 shares

Expires 2019-01-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

Read SEC document
November 28, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
OtherClass A Common Stock 200 $34.00 $6,800.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · nonDerivative · entry 2

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

Read SEC document
November 21, 2018 Filed Oct 10, 2019 18:13 UTC SaleClass A Common Stock 195 $22.57 $4,401.15
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 6

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,836

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

Read SEC document
November 19, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
OtherPut Option (obligation to buy) · Derivative 1 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 21

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 100 shares

Expires 2019-01-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

Read SEC document
November 19, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
OtherClass A Common Stock 100 $34.00 $3,400.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · nonDerivative · entry 1

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 9,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · derivative · entry 10

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369,778

Underlying: Class A Common Stock · 9,200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

F5 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F3 · derivative.exercise_date: On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 9,200,000 $22.30 $205,183,000.00
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 7

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 9,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 6

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 9,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 5

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 65,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · derivative · entry 9

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 498,173,317

Underlying: Class A Common Stock · 65,000,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $22.4825 for each Paired Interest.

F5 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F2 · derivative.exercise_date: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $22.4825 for each Paired Interest.

F2 · derivative.expiration_date: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $22.4825 for each Paired Interest.

F4 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 92,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · derivative · entry 8

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569,778

Underlying: Class A Common Stock · 92,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

F5 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 65,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 498,173,317

F2 · price: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $22.4825 for each Paired Interest.

F4 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 92,000,000 $22.48 $2,068,390,000.00
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 92,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

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November 16, 2018 Filed Nov 19, 2018 22:13 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 92,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000913 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

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November 09, 2018 Filed Nov 14, 2018 17:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $11.68 $0.00
Disclosure

SEC source: 0001701605-18-000109 · wf-form4_154221727066482.xml · derivative · entry 2

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,427 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2018 Filed Nov 14, 2018 17:41 UTC Exercise / conversionClass A Common Stock 3,427 $11.68 $40,027.36
Disclosure

SEC source: 0001701605-18-000109 · wf-form4_154221727066482.xml · nonDerivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,057.5642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person elected to exercise and hold the 3,427 shares, a permitted transaction under BHGE's Insider Trading Policy.

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October 29, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SalePut Option (obligation to buy) · Derivative 2 $707.00 Strike: $34.00 $1,414.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 20

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Class A Common Stock · 200 shares

Expires 2019-01-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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October 29, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SalePut Option (obligation to buy) · Derivative 1 $704.00 Strike: $34.00 $704.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 19

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Class A Common Stock · 100 shares

Expires 2019-01-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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October 29, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchasePut Option (right to sell) · Derivative 3 $694.00 Strike: $34.00 $2,082.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 18

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 300 shares

Expires 2018-11-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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October 16, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SalePut Option (obligation to buy) · Derivative 3 $360.00 Strike: $34.00 $1,080.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 17

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Class A Common Stock · 300 shares

Expires 2018-11-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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October 16, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchasePut Option (right to sell) · Derivative 3 $320.00 Strike: $34.00 $960.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 16

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 300 shares

Expires 2018-10-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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October 16, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 32 $5.00 Strike: $33.00 $160.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 15

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,200 shares

Expires 2018-10-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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October 16, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 3 $5.00 Strike: $33.00 $15.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 14

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Class A Common Stock · 300 shares

Expires 2018-10-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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August 22, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SalePut Option (obligation to buy) · Derivative 3 $237.00 Strike: $34.00 $711.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 13

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Class A Common Stock · 300 shares

Expires 2018-10-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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August 22, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchasePut Option (right to sell) · Derivative 3 $200.00 Strike: $34.00 $600.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 12

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 300 shares

Expires 2018-09-21

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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August 07, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SalePut Option (obligation to buy) · Derivative 3 $85.00 Strike: $34.00 $255.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 11

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Class A Common Stock · 300 shares

Expires 2018-09-21

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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August 07, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 30 $324.00 Strike: $33.00 $9,720.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 10

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Class A Common Stock · 3,000 shares

Expires 2018-10-19

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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August 07, 2018 Filed Mar 8, 2019 15:27 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 30 $283.00 Strike: $33.00 $8,490.00
Disclosure

SEC source: 0000950103-19-003222 · dp103546_4-heilmann2.xml · derivative · entry 9

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2018-09-21

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/28/2017. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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August 06, 2018 Filed Aug 7, 2018 15:13 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
SaleClass A Common Stock 2,513 $34.00 $85,429.44
Disclosure

SEC source: 0001701605-18-000094 · wf-form4_153366920594218.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 06, 2018 Filed Aug 7, 2018 15:19 UTC
Heilmann Matthias LChief Digital Officer
SaleClass A Common Stock 12,000 $34.00 $408,000.00
Disclosure

SEC source: 0001701605-18-000095 · wf-form4_153366941007763.xml · nonDerivative · entry 1

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:36 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 60,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000093 · wf-form4_153331774817336.xml · derivative · entry 3

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,094

Underlying: Class A Common Stock · 60,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.