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Baker Hughes Co

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2993
SEC CIK
0001701605
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558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2019 Filed Sep 16, 2019 21:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 23,369,778 $21.07 $492,401,222.46
Disclosure

SEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 16, 2019 Filed Sep 16, 2019 21:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 23,369,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
September 16, 2019 Filed Sep 16, 2019 21:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 23,369,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.

Read SEC document
September 11, 2019 Filed Dec 19, 2023 21:19 UTC PurchaseClass A Common Stock 4,000 $22.34 $89,368.40
Disclosure

SEC source: 0001701605-23-000092 · wk-form4_1703020743.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cannonbury Investments Limited

Disclosed balance after: 17,343

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the transaction date at prices ranging from $22.3153 to $22.3899, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount of shares reported in Column 5 includes 253 shares acquired under a dividend reinvestment plan.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 15:30 UTC
RICE JOHN GDirector
PurchaseClass A Common Stock 10,000 $20.75 $207,500.00
Disclosure

SEC source: 0001701605-19-000071 · wf-form4_156596939879556.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:24 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
PurchaseClass A Common Stock 15,000 $20.61 $309,081.00
Disclosure

SEC source: 0001701605-19-000069 · wf-form4_156596907951976.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,368

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.59 to $20.63, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:28 UTC PurchaseClass A Common Stock 1,200 $20.85 $25,020.00
Disclosure

SEC source: 0001701605-19-000070 · wf-form4_156596927504882.xml · nonDerivative · entry 2

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,150

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:28 UTC PurchaseClass A Common Stock 3,800 $20.85 $79,211.00
Disclosure

SEC source: 0001701605-19-000070 · wf-form4_156596927504882.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Read SEC document
August 12, 2019 Filed Aug 14, 2019 15:53 UTC
Ukpong UwemChief Global Ops Officer
SaleClass A Common Stock 16,686 $23.62 $394,123.32
Disclosure

SEC source: 0001701605-19-000068 · wf-form4_156579798244736.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270.6

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $23.695, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 19:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 60,547 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000067 · wf-form4_156477339188609.xml · derivative · entry 3

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,547

Underlying: Class A Common Stock · 60,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 19:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 23,826 $25.27 $602,083.02
Disclosure

SEC source: 0001701605-19-000067 · wf-form4_156477339188609.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,368

Read SEC document
August 01, 2019 Filed Aug 2, 2019 19:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionClass A Common Stock 60,547 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000067 · wf-form4_156477339188609.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 14:54 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
Exercise / conversionRestricted Stock Unit · Derivative 4,743 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000060 · wf-form4_156477205862981.xml · derivative · entry 3

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

Underlying: Class A Common Stock · 4,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 14:54 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
Tax withholdingClass A Common Stock 2,230 $25.39 $56,619.70
Disclosure

SEC source: 0001701605-19-000060 · wf-form4_156477205862981.xml · nonDerivative · entry 2

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338

Read SEC document
July 31, 2019 Filed Aug 2, 2019 14:54 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
Exercise / conversionClass A Common Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000060 · wf-form4_156477205862981.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:56 UTC
Christie RoderickPres & CEO, Turbomachinery
Exercise / conversionRestricted Stock Unit · Derivative 18,907 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000061 · wf-form4_156477217122279.xml · derivative · entry 3

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,907

Underlying: Class A Common Stock · 18,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:56 UTC
Christie RoderickPres & CEO, Turbomachinery
Tax withholdingClass A Common Stock 6,618 $25.39 $168,031.02
Disclosure

SEC source: 0001701605-19-000061 · wf-form4_156477217122279.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:56 UTC
Christie RoderickPres & CEO, Turbomachinery
Exercise / conversionClass A Common Stock 18,907 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000061 · wf-form4_156477217122279.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 15:03 UTC
Mathieson DerekChief Mktg & Tech Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,434 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000063 · wf-form4_156477259213293.xml · derivative · entry 3

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,434

Underlying: Class A Common Stock · 16,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 15:03 UTC
Mathieson DerekChief Mktg & Tech Officer
Tax withholdingClass A Common Stock 6,467 $25.39 $164,197.13
Disclosure

SEC source: 0001701605-19-000063 · wf-form4_156477259213293.xml · nonDerivative · entry 2

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,864.2422

F1 · balance_after: Includes 270.60 shares purchased in 2019 through the Baker Hughes, a GE company Employee Stock Purchase Plan.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 15:03 UTC
Mathieson DerekChief Mktg & Tech Officer
Exercise / conversionClass A Common Stock 16,434 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000063 · wf-form4_156477259213293.xml · nonDerivative · entry 1

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,060.6422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
MARSH WILLIAM DChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,876 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000062 · wf-form4_156477241850080.xml · derivative · entry 3

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

Underlying: Class A Common Stock · 12,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
MARSH WILLIAM DChief Legal Officer
Tax withholdingClass A Common Stock 5,067 $25.39 $128,651.13
Disclosure

SEC source: 0001701605-19-000062 · wf-form4_156477241850080.xml · nonDerivative · entry 2

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,640.1058

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:00 UTC
MARSH WILLIAM DChief Legal Officer
Exercise / conversionClass A Common Stock 12,876 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000062 · wf-form4_156477241850080.xml · nonDerivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,707.1058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:51 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionRestricted Stock Unit · Derivative 22,027 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000059 · wf-form4_156477188217849.xml · derivative · entry 3

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

Underlying: Class A Common Stock · 22,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:51 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Tax withholdingClass A Common Stock 7,970 $25.39 $202,358.30
Disclosure

SEC source: 0001701605-19-000059 · wf-form4_156477188217849.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,462

Read SEC document
July 31, 2019 Filed Aug 2, 2019 18:51 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 22,027 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000059 · wf-form4_156477188217849.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:11 UTC
Worrell BrianChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 33,086 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000066 · wf-form4_156477309313634.xml · derivative · entry 3

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,087

Underlying: Class A Common Stock · 33,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:11 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 12,243 $25.39 $310,849.77
Disclosure

SEC source: 0001701605-19-000066 · wf-form4_156477309313634.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,578

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:11 UTC
Worrell BrianChief Financial Officer
Exercise / conversionClass A Common Stock 33,086 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000066 · wf-form4_156477309313634.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:09 UTC
Ukpong UwemChief Global Ops Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,097 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · derivative · entry 3

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Class A Common Stock · 9,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:09 UTC
Ukpong UwemChief Global Ops Officer
Tax withholdingClass A Common Stock 2,596 $25.39 $65,912.44
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · nonDerivative · entry 2

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,956.6

F1 · balance_after: Includes 270.60 shares purchased in 2019 through the Baker Hughes, a GE company Employee Stock Purchase Plan.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:09 UTC
Ukpong UwemChief Global Ops Officer
Exercise / conversionClass A Common Stock 9,097 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000065 · wf-form4_156477293962717.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · Chief Global Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:06 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Exercise / conversionRestricted Stock Unit · Derivative 17,568 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · derivative · entry 3

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,569

Underlying: Class A Common Stock · 17,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:06 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Tax withholdingClass A Common Stock 8,258 $25.39 $209,670.62
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,198

Read SEC document
July 31, 2019 Filed Aug 2, 2019 19:06 UTC
Saunders NeilPres & CEO, Oilfield Equipment
Exercise / conversionClass A Common Stock 17,568 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000064 · wf-form4_156477274939157.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · Pres & CEO, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 12:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 759 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · derivative · entry 3

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 759 shares

Expires 2019-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic exercise of options immediately prior to their expiration in accordance with the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan as amended and restated. The Issuer reduced the number of shares issued to the Reporting Person in order to satisfy the option cost. No open market transaction occurred.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 12:29 UTC Tax withholdingClass A Common Stock 710 $23.56 $16,727.60
Disclosure

SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · nonDerivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,836

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July 22, 2019 Filed Jul 24, 2019 12:29 UTC Exercise / conversionClass A Common Stock 759 $22.02 $16,713.18
Disclosure

SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic exercise of options immediately prior to their expiration in accordance with the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan as amended and restated. The Issuer reduced the number of shares issued to the Reporting Person in order to satisfy the option cost. No open market transaction occurred.

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May 13, 2019 Filed May 13, 2019 14:41 UTC Exercise / conversionRestricted Stock Unit D 5_18 · Derivative 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · derivative · entry 3

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

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May 13, 2019 Filed May 13, 2019 14:41 UTC Exercise / conversionClass A Common Stock 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 13, 2019 19:12 UTC Exercise / conversionRestricted Stock Unit D 5_18 · Derivative 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000047 · wf-form4_155777475312493.xml · derivative · entry 3

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

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May 13, 2019 Filed May 13, 2019 19:12 UTC Exercise / conversionClass A Common Stock 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000047 · wf-form4_155777475312493.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 18:36 UTC GrantRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000044 · wf-form4_155777258037014.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

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May 10, 2019 Filed May 13, 2019 14:41 UTC GrantRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · derivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

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May 10, 2019 Filed May 13, 2019 18:33 UTC GrantRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000043 · wf-form4_155777241903685.xml · derivative · entry 2

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F3 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

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May 10, 2019 Filed May 13, 2019 18:56 UTC Exercise / conversionRestricted Stock Unit D 5_18 · Derivative 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000046 · wf-form4_155777375631819.xml · derivative · entry 2

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 10, 2019 Filed May 13, 2019 18:56 UTC Exercise / conversionClass A Common Stock 4,893 $0.00 $0.00
Disclosure

SEC source: 0001701605-19-000046 · wf-form4_155777375631819.xml · nonDerivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,950.5642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 15:15 UTC GrantRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000048 · wf-form4_155777492333014.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

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May 10, 2019 Filed May 13, 2019 19:18 UTC
RICE JOHN GDirector
GrantRestricted Stock Unit D 5 19 · Derivative 7,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-19-000049 · wf-form4_155777506446844.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Class A Common Stock · 7,840 shares

Expires 2020-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.