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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 19, 2021 10:14 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 10,793,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000589 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 214,026,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:18 UTC GrantRestricted Stock Unit · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000062 · wf-form4_162136907394280.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · derivative · entry 3

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC Exercise / conversionRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · derivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:39 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000065 · wf-form4_162137020816826.xml · derivative · entry 3

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:39 UTC Exercise / conversionRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000065 · wf-form4_162137020816826.xml · derivative · entry 2

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:39 UTC Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000065 · wf-form4_162137020816826.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:16 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000061 · wf-form4_162136895314548.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:49 UTC
RICE JOHN GDirector
GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000068 · wf-form4_162137097799989.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2022.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2022.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:42 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000066 · wf-form4_162137044101519.xml · derivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:23 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000063 · wf-form4_162136930919336.xml · derivative · entry 3

Carroll Cynthia B · CIK 0001367862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:23 UTC Exercise / conversionRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000063 · wf-form4_162136930919336.xml · derivative · entry 2

Carroll Cynthia B · CIK 0001367862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:23 UTC Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000063 · wf-form4_162136930919336.xml · nonDerivative · entry 1

Carroll Cynthia B · CIK 0001367862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC GrantRestricted Stock Unit D 5_21 · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000067 · wf-form4_162137075922631.xml · derivative · entry 3

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Class A Common Stock · 6,972 shares

Expires 2022-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC Exercise / conversionRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000067 · wf-form4_162137075922631.xml · derivative · entry 2

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000067 · wf-form4_162137075922631.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:34 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 5,054 $24.35 $123,064.90
Disclosure

SEC source: 0001701605-21-000058 · wf-form4_162128363387561.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,371

Read SEC document
May 13, 2021 Filed May 17, 2021 20:34 UTC
Christie RoderickEVP, Turbomachinery
GrantClass A Common Stock 14,438 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000058 · wf-form4_162128363387561.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,425

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending April 30, 2021 as approved by the Compensation Committee of the Board of Directors on May 13, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:31 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 8,523 $24.35 $207,535.05
Disclosure

SEC source: 0001701605-21-000057 · wf-form4_162128346495273.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,371

Read SEC document
May 13, 2021 Filed May 17, 2021 20:31 UTC
BORRAS MARIA CEVP, Oilfield Services
GrantClass A Common Stock 21,657 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000057 · wf-form4_162128346495273.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,894

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending April 30, 2021 as approved by the Compensation Committee of the Board of Directors on May 13, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:44 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 8,014 $24.35 $195,140.90
Disclosure

SEC source: 0001701605-21-000059 · wf-form4_162128422079791.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,284

Read SEC document
May 13, 2021 Filed May 17, 2021 20:44 UTC
Worrell BrianChief Financial Officer
GrantClass A Common Stock 21,657 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000059 · wf-form4_162128422079791.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,298

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending April 30, 2021 as approved by the Compensation Committee of the Board of Directors on May 10, 2021.

Read SEC document
May 05, 2021 Filed May 6, 2021 10:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 42,926,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000489 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 224,820,557

Underlying: Class A Common Stock · 42,926,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
May 05, 2021 Filed May 6, 2021 10:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 42,926,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000489 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,926,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
May 05, 2021 Filed May 6, 2021 10:06 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 42,926,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000489 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 224,820,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 12:37 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 43,685,723 $22.23 $971,133,622.29
Disclosure

SEC source: 0000947871-21-000471 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The reporting person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:05 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionRestricted Stock Unit 04_18 · Derivative 14,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000051 · wf-form4_161956109118926.xml · derivative · entry 3

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:05 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 5,054 $20.14 $101,787.56
Disclosure

SEC source: 0001701605-21-000051 · wf-form4_161956109118926.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,987

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:05 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionClass A Common Stock 14,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000051 · wf-form4_161956109118926.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:01 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionRestricted Stock Unit 04_18 · Derivative 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000050 · wf-form4_161956089029154.xml · derivative · entry 3

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:01 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 8,523 $20.14 $171,653.22
Disclosure

SEC source: 0001701605-21-000050 · wf-form4_161956089029154.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,237

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:01 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionClass A Common Stock 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000050 · wf-form4_161956089029154.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:07 UTC
Worrell BrianChief Financial Officer
Exercise / conversionRestricted Stock Unit 04_18 · Derivative 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000052 · wf-form4_161956123273613.xml · derivative · entry 3

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

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April 26, 2021 Filed Apr 27, 2021 22:07 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 8,014 $20.14 $161,401.96
Disclosure

SEC source: 0001701605-21-000052 · wf-form4_161956123273613.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,641

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April 26, 2021 Filed Apr 27, 2021 22:07 UTC
Worrell BrianChief Financial Officer
Exercise / conversionClass A Common Stock 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000052 · wf-form4_161956123273613.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:27 UTC
Jones ReginaChief Legal Officer
Exercise / conversionRestricted Stock Unit 01_20 · Derivative 19,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000046 · wf-form4_161903685826838.xml · derivative · entry 3

Jones Regina · CIK 0001742205 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,462

Underlying: Class A Common Stock · 19,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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April 20, 2021 Filed Apr 21, 2021 20:27 UTC
Jones ReginaChief Legal Officer
Tax withholdingClass A Common Stock 4,805 $19.51 $93,745.55
Disclosure

SEC source: 0001701605-21-000046 · wf-form4_161903685826838.xml · nonDerivative · entry 2

Jones Regina · CIK 0001742205 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,258.6099

F1 · balance_after: Includes 332.6099 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

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April 20, 2021 Filed Apr 21, 2021 20:27 UTC
Jones ReginaChief Legal Officer
Exercise / conversionClass A Common Stock 19,731 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000046 · wf-form4_161903685826838.xml · nonDerivative · entry 1

Jones Regina · CIK 0001742205 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,063.6099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 332.6099 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

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April 12, 2021 Filed Apr 13, 2021 20:23 UTC
Qasem RamiEVP, Digital Solutions
SaleClass A Common Stock 11,438 $20.33 $232,534.54
Disclosure

SEC source: 0001701605-21-000042 · wf-form4_161834541770704.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 10:02 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 6,856,862 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000391 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 267,746,937

Underlying: Class A Common Stock · 6,856,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 10:02 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 6,856,862 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000391 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,685,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 10:02 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 6,856,862 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000391 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 267,746,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:37 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Tax withholdingClass A Common Stock 1,694 $23.02 $38,995.88
Disclosure

SEC source: 0001701605-21-000028 · wf-form4_161610341959120.xml · nonDerivative · entry 2

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,582

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:37 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
GrantClass A Common Stock 3,602 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000028 · wf-form4_161610341959120.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,276

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 39,874 $23.02 $917,899.48
Disclosure

SEC source: 0001701605-21-000032 · wf-form4_161610395020287.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,367

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
GrantClass A Common Stock 101,328 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000032 · wf-form4_161610395020287.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,241

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:40 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 7,882 $23.02 $181,443.64
Disclosure

SEC source: 0001701605-21-000029 · wf-form4_161610359507053.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,603

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:40 UTC
Christie RoderickEVP, Turbomachinery
GrantClass A Common Stock 22,517 $0.00 $0.00
Disclosure

SEC source: 0001701605-21-000029 · wf-form4_161610359507053.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,485

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:35 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 11,076 $23.02 $254,969.52
Disclosure

SEC source: 0001701605-21-000027 · wf-form4_161610329457208.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,103

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.