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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 29, 2022 10:03 UTC Exercise / conversionClass B Common Stock 18,146,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000423 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,590,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:48 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Tax withholdingClass A Common Stock 4,492 $34.87 $156,636.04
Disclosure

SEC source: 0001701605-22-000056 · wf-form4_164755009642038.xml · nonDerivative · entry 2

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,653

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:48 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
GrantClass A Common Stock 9,555 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000056 · wf-form4_164755009642038.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:13 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 94,009 $34.87 $3,278,093.83
Disclosure

SEC source: 0001701605-22-000060 · wf-form4_164755157863386.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,759

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:13 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
GrantClass A Common Stock 238,902 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000060 · wf-form4_164755157863386.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,768

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:55 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 19,644 $34.87 $684,986.28
Disclosure

SEC source: 0001701605-22-000057 · wf-form4_164755052972492.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,600

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:55 UTC
Christie RoderickEVP, Turbomachinery
GrantClass A Common Stock 53,089 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000057 · wf-form4_164755052972492.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,244

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:36 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 26,113 $34.87 $910,560.31
Disclosure

SEC source: 0001701605-22-000055 · wf-form4_164754937409454.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,474

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:36 UTC
BORRAS MARIA CEVP, Oilfield Services
GrantClass A Common Stock 66,360 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000055 · wf-form4_164754937409454.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,587

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:09 UTC
Saunders NeilEVP, Oilfield Equipment
Tax withholdingClass A Common Stock 24,953 $34.87 $870,111.11
Disclosure

SEC source: 0001701605-22-000059 · wf-form4_164755136082895.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,417

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:09 UTC
Saunders NeilEVP, Oilfield Equipment
GrantClass A Common Stock 53,089 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000059 · wf-form4_164755136082895.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,370

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:26 UTC
Worrell BrianChief Financial Officer
Tax withholdingClass A Common Stock 34,376 $34.87 $1,198,691.12
Disclosure

SEC source: 0001701605-22-000061 · wf-form4_164755238452015.xml · nonDerivative · entry 2

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,419

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:26 UTC
Worrell BrianChief Financial Officer
GrantClass A Common Stock 92,905 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000061 · wf-form4_164755238452015.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,795

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:00 UTC
Qasem RamiEVP, Digital Solutions
GrantClass A Common Stock 39,815 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000058 · wf-form4_164755079330504.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,523

F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 10:02 UTC Exercise / conversionCommon Unit · Derivative 15,392,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000364 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,737,430

Underlying: Class A Common Stock · 15,392,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 10:02 UTC Exercise / conversionClass A Common Stock 15,392,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000364 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 57,810,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 10:02 UTC Exercise / conversionClass B Common Stock 15,392,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000364 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,737,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 21:35 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionStock Option (Right to Buy) · Derivative 19,632 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-22-000054 · wf-form4_164703452592849.xml · derivative · entry 3

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,484

Underlying: Class A Common Stock · 19,632 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 21:35 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 19,632 $33.94 $666,310.08
Disclosure

SEC source: 0001701605-22-000054 · wf-form4_164703452592849.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,227

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2022.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 21:35 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionClass A Common Stock 19,632 $22.98 $451,143.36
Disclosure

SEC source: 0001701605-22-000054 · wf-form4_164703452592849.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:48 UTC
Qasem RamiEVP, Digital Solutions
SaleClass A Common Stock 20,000 $29.13 $582,600.00
Disclosure

SEC source: 0001701605-22-000053 · wf-form4_164617124056809.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,708

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.11 to $29.17, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:29 UTC
Saunders NeilEVP, Oilfield Equipment
SaleClass A Common Stock 16,812 $29.53 $496,458.36
Disclosure

SEC source: 0001701605-22-000052 · wf-form4_164513332742350.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,281

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.534 to $29.535, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:10 UTC
Worrell BrianChief Financial Officer
SaleClass A Common Stock 62,193 $28.50 $1,772,500.50
Disclosure

SEC source: 0001701605-22-000051 · wf-form4_164504581796449.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,890

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $29.17, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 11:12 UTC Exercise / conversionCommon Unit · Derivative 42,418,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000145 · ownership.xml · derivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,129,913

Underlying: Class A Common Stock · 42,418,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F3 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 11:12 UTC Exercise / conversionClass A Common Stock 42,418,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000145 · ownership.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,418,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 11:12 UTC Exercise / conversionClass B Common Stock 42,418,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000145 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,129,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 11:12 UTC SaleClass A Common Stock 50,097,840 $25.98 $1,301,541,883.20
Disclosure

SEC source: 0000947871-22-000145 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The Reporting Person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 22:45 UTC
Jones ReginaChief Legal Officer
SaleClass A Common Stock 9,000 $26.97 $242,730.00
Disclosure

SEC source: 0001701605-22-000041 · wf-form4_164392830893998.xml · nonDerivative · entry 1

Jones Regina · CIK 0001742205 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,497.9698

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:26 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
SaleClass A Common Stock 10,838 $27.68 $299,995.84
Disclosure

SEC source: 0001701605-22-000034 · wf-form4_164375439391716.xml · nonDerivative · entry 3

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.65 to $27.70, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionStock Option (Right to Buy) · Derivative 14,128 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · derivative · entry 6

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,128 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
SaleClass A Common Stock 21,423 $27.18 $582,277.14
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · nonDerivative · entry 4

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.16 to $27.202, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionClass A Common Stock 14,128 $22.98 $324,661.44
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · nonDerivative · entry 3

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:41 UTC
Ukpong UwemEVP, Regions and Alliances
Exercise / conversionStock Option (Right to Buy) · Derivative 78,492 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · derivative · entry 6

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,492 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:41 UTC
Ukpong UwemEVP, Regions and Alliances
SaleClass A Common Stock 78,492 $27.22 $2,136,552.24
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 4

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,921.5521

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:41 UTC
Ukpong UwemEVP, Regions and Alliances
Exercise / conversionClass A Common Stock 78,492 $22.98 $1,803,746.16
Disclosure

SEC source: 0001701605-22-000039 · wf-form4_164375526567941.xml · nonDerivative · entry 3

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,413.5521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:26 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Exercise / conversionRestricted Stock Unit 01_21 · Derivative 13,348 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000034 · wf-form4_164375439391716.xml · derivative · entry 4

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

Underlying: Class A Common Stock · 13,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:26 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Tax withholdingClass A Common Stock 6,274 $27.16 $170,401.84
Disclosure

SEC source: 0001701605-22-000034 · wf-form4_164375439391716.xml · nonDerivative · entry 2

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,993

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:26 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Exercise / conversionClass A Common Stock 13,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000034 · wf-form4_164375439391716.xml · nonDerivative · entry 1

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionRestricted Stock Unit 01_21 · Derivative 5,865 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · derivative · entry 5

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,732

Underlying: Class A Common Stock · 5,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 28, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Tax withholdingClass A Common Stock 2,757 $27.16 $74,880.12
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · nonDerivative · entry 2

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,885

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:21 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
Exercise / conversionClass A Common Stock 5,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000032 · wf-form4_164375407648284.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:37 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit 01_21 · Derivative 64,724 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · derivative · entry 3

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,450

Underlying: Class A Common Stock · 64,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:37 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 25,469 $27.16 $691,738.04
Disclosure

SEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,866

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:37 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionClass A Common Stock 64,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:23 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionRestricted Stock Unit 01_21 · Derivative 16,181 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000033 · wf-form4_164375421601272.xml · derivative · entry 3

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362

Underlying: Class A Common Stock · 16,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:23 UTC
Christie RoderickEVP, Turbomachinery
Tax withholdingClass A Common Stock 5,664 $27.16 $153,834.24
Disclosure

SEC source: 0001701605-22-000033 · wf-form4_164375421601272.xml · nonDerivative · entry 2

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,155

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:23 UTC
Christie RoderickEVP, Turbomachinery
Exercise / conversionClass A Common Stock 16,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000033 · wf-form4_164375421601272.xml · nonDerivative · entry 1

Christie Roderick · CIK 0001709238 · EVP, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:16 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionRestricted Stock Unit 01_21 · Derivative 20,226 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000031 · wf-form4_164375377132703.xml · derivative · entry 3

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,453

Underlying: Class A Common Stock · 20,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:16 UTC
BORRAS MARIA CEVP, Oilfield Services
Tax withholdingClass A Common Stock 6,539 $27.16 $177,599.24
Disclosure

SEC source: 0001701605-22-000031 · wf-form4_164375377132703.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,227

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:16 UTC
BORRAS MARIA CEVP, Oilfield Services
Exercise / conversionClass A Common Stock 20,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000031 · wf-form4_164375377132703.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.