Last 12 months
Inside the activity.
82 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 25 | 0 |
| Jan 2026 | 10 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 14 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 15 | 0 |
| Sep 2026 | 15 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Jun 22, 2022 06:16 UTC Amendment |
Manning James EdwardDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock Units · Derivative | 142,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034115 · ownership.xml · derivative · entry 2 Manning James Edward · CIK 0001850349 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,796 Underlying: Common Stock · 142,796 shares Expires 2031-12-15 F1 · security: On November 3, 2021 reporting person filed a Form 4 ("November 2021 Form 4") reporting 600,000 restricted stock units (RSUs) as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 695,148 shares of Common Stock, including those RSUs (amended to 609,515 in a Form 4a filed on January 21 2022). On January 21, 2022 the reporting person filed a Form 4 ("January 2022 Form 4") reporting 142,796 RSUs as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 752,311 shares of Common Stock, including both the RSUs reported in the November 2021 Form 4 and in the January 2022 Form 4 (together, "Prior Form 4s"). RSUs reported in the Prior Forms 4s may be settled in cash under the Plan (defined below). The Prior Form 4s are amended hereby to report the RSUs reported in Table I of the Prior Form 4s in Table II as Derivative Securities to correct the reporting person's beneficial ownership of Common Stock. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc. 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination thereof, at the discretion of the Plan administrator. F4 · derivative.exercise_date: The RSUs granted under this award vest upon the Issuer achieving certain operational performance goals during a specified performance period ending June 30, 2024, subject to additional terms set forth in the Award Agreement by and between the Reporting Person and the Issuer and in the Plan. Read SEC document |
| December 15, 2021 Filed Jun 22, 2022 10:30 UTC Amendment |
MAJITHIA HETALChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 14,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034127 · ownership.xml · derivative · entry 1 MAJITHIA HETAL · CIK 0001880660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 Underlying: Common Stock · 14,803 shares Expires 2031-12-15 F1 · security: On January 21, 2022, the reporting person filed a Form 4 ("the Prior Form 4") which reported 14,803 restricted stock units (RSUs) as Common Stock in Table I and that the reporting person beneficially owned 14,803 shares of Common Stock. Because the reporting person at settlement may receive each of the RSUs reported in the Prior Form 4 as either one share of common stock or an equivalent cash amount or a combination at the discretion of the Administrator of the Plan (as defined below) the Prior Form 4 is being amended hereby to report the RSUs reported in Table I of the Prior Form 4 in Table II as Derivative Securities and to correct the reporting person's beneficial ownership of Common Stock by excluding those RSUs. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination, at the discretion of the Administrator of the Plan. F3 · derivative.exercise_date: These RSUs shall vest upon the Issuer achieving certain operational performance goals during a specified performance period ending June 30, 2024, subject to additional terms set forth in the Award Agreement by and between the Reporting Person and the Issuer and in the Plan. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:03 UTC |
Martin Gregory John WaltonDirector
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056483 · ownership.xml · nonDerivative · entry 1 Martin Gregory John Walton · CIK 0001850393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,866 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:05 UTC |
HUGHES-JONES NICHOLAS JEREMYChief Commercial Officer
|
GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056486 · ownership.xml · nonDerivative · entry 1 HUGHES-JONES NICHOLAS JEREMY · CIK 0001882927 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:05 UTC |
Hughes Michael ForrestDirector
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056485 · ownership.xml · nonDerivative · entry 2 Hughes Michael Forrest · CIK 0001852975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,608 F1 · security: On November 1, 2021 the Reporting Person was granted 120,000 Restricted Stock Units (RSUs), each of which represent a contingent right to receive one share of the Issuer's Common Stock, and which vest in the following two tranches: (i) 90,000 RSUs (75% of the total RSUs) vested upon the date of grant; and (ii) 30,000 RSUs (the remaining 25% of the total RSUs) shall vest upon the Issuer achieving certain milestones relating to the Issuer's operational performance during a specified performance period, subject to additional terms set forth in the Award Agreement by and between the Reporting Person and the Issuer and in the Issuer's 2021 Equity Incentive Plan. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 22:56 UTC |
WILSON LIAM DANIELChief Operating Officer
|
GrantCommon Stock | 440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056512 · ownership.xml · nonDerivative · entry 1 WILSON LIAM DANIEL · CIK 0001851031 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,268 F1 · security: On November 1, 2021, the Reporting Person was granted 440,000 Restricted Stock Units (RSUs), each of which represent a contingent right to receive one share of the Issuer's Common Stock, and which are subject to vesting in certain performance-based tranches on or before March 9, 2023, subject to additional terms set forth in the Award Agreement by and between the Reporting Person and the Issuer and in the Issuer's 2021 Equity Incentive Plan. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:04 UTC |
Manning James EdwardDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056484 · ownership.xml · nonDerivative · entry 1 Manning James Edward · CIK 0001850349 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,148 Read SEC document |
| November 01, 2021 Filed Jun 22, 2022 06:13 UTC Amendment |
Martin Gregory John WaltonDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034113 · ownership.xml · derivative · entry 1 Martin Gregory John Walton · CIK 0001850393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-10-31 F1 · security: On November 3, 2021 the reporting person filed a Form 4 (the "November 2021 Form 4") which reported 120,000 RSUs as Common Stock in Table I. Because the RSUs represent the right to receive one share of common stock, an equivalent cash amount or a combination thereof at the discretion of the Administrator of the Plan (as defined below) the November 2021 Form 4 is being amended hereby to report the RSUs reported in Table I of the November 2021 Form 4 in Table II as Derivative Securities and to correct the reporting person's beneficial ownership of Common Stock by excluding those RSUs. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination, at the discretion of the Administrator of the Plan. F3 · derivative.exercise_date: All RSUs granted under this award vested at the latest on December 31, 2021. Read SEC document |
| November 01, 2021 Filed Jun 22, 2022 10:11 UTC Amendment |
HUGHES-JONES NICHOLAS JEREMYChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034111 · ownership.xml · derivative · entry 1 HUGHES-JONES NICHOLAS JEREMY · CIK 0001882927 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2031-10-31 F1 · security: On November 3, 2021 the reporting person filed a Form 4 (the "November 2021 Form 4") which reported 600,000 restricted stock units (RSUs) as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 600,000 shares of Common Stock, including those RSUs. Similarly, on January 21, 2022, the reporting person filed a Form 4 (the "January 2022 Form 4") which reported 69,079 RSUs as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 669,079 shares of Common Stock, including the RSUs reported in the November 2021 Form 4 and in the January 2022 Form 4 (together, the "Prior Form 4s"). RSUs reported in the Prior Form 4s may be settled in cash under the Plan (as defined below). The Prior Form 4s are being amended hereby to report the RSUs reported in Table I of the Prior Form 4s in Table II as Derivative Securities and to correct the reporting person's beneficial ownership of Common Stock. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination, at the discretion of the Administrator of the Plan. F3 · derivative.exercise_date: All RSUs granted under this award vested at the latest on December 31, 2021. Read SEC document |
| November 01, 2021 Filed Jun 22, 2022 06:09 UTC Amendment |
Hughes Michael ForrestDirector
|
GrantRestricted Stock Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034109 · ownership.xml · derivative · entry 1 Hughes Michael Forrest · CIK 0001852975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-10-31 F1 · security: On November 3, 2021 the reporting person filed a Form 4 (the "November 2021 Form 4") which reported 120,000 RSUs as Common Stock in Table I. Because the RSUs represent the right to receive one share of common stock, an equivalent cash amount or a combination thereof at the discretion of the Administrator of the Plan (as defined below) the November 2021 Form 4 is being amended hereby to report the RSUs reported in Table I of the November 2021 Form 4 in Table II as Derivative Securities and to correct the reporting person's beneficial ownership of Common Stock by excluding those RSUs. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination, at the discretion of the Administrator of the Plan. F3 · derivative.exercise_date: All RSUs granted under this award vested at the latest on December 31, 2021. Read SEC document |
| November 01, 2021 Filed Jun 22, 2022 06:16 UTC Amendment |
Manning James EdwardDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034115 · ownership.xml · derivative · entry 1 Manning James Edward · CIK 0001850349 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2031-10-31 F1 · security: On November 3, 2021 reporting person filed a Form 4 ("November 2021 Form 4") reporting 600,000 restricted stock units (RSUs) as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 695,148 shares of Common Stock, including those RSUs (amended to 609,515 in a Form 4a filed on January 21 2022). On January 21, 2022 the reporting person filed a Form 4 ("January 2022 Form 4") reporting 142,796 RSUs as Common Stock in Table I and that the reporting person beneficially owned an aggregate of 752,311 shares of Common Stock, including both the RSUs reported in the November 2021 Form 4 and in the January 2022 Form 4 (together, "Prior Form 4s"). RSUs reported in the Prior Forms 4s may be settled in cash under the Plan (defined below). The Prior Form 4s are amended hereby to report the RSUs reported in Table I of the Prior Form 4s in Table II as Derivative Securities to correct the reporting person's beneficial ownership of Common Stock. F2 · derivative.exercise_price: Each RSU is issued under and subject to the terms of the Mawson Infrastructure Group Inc. 2021 Equity Incentive Plan ("Plan"), and represents the right to receive, at settlement, one share of common stock, an equivalent cash amount at fair market value, or a combination thereof, at the discretion of the Plan administrator. F3 · derivative.exercise_date: All RSUs granted under this award vested at the latest on December 31, 2021. Read SEC document |
| August 12, 2021 Filed Oct 12, 2021 15:03 UTC |
Hughes Michael ForrestDirector
|
ConversionConvertible Note · Derivative | Not disclosed | $0.00 Strike: $3.48 | $80,048.26 |
DisclosureSEC source: 0001213900-21-052384 · ownership.xml · derivative · entry 4 Hughes Michael Forrest · CIK 0001852975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael Hughes Family Trust Disclosed balance after: 0 Underlying: Common Stock · 23,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The convertible note converted on August 12, 2021, and the Issuer effected a one-for-ten (1:10) reverse stock split on August 13, 2021. The share numbers reflect the Reporting Person's post-reverse stock split holdings, such that the numbers are current as of the date of the filing. The conversion price for the convertible note is also adjusted to conform with the post-reverse stock split share amount. F2 · derivative.exercise_date: The earlier of (a) August 12, 2021; and (b) the admission of the Issuer's shares to quotation on the NASDAQ Stock Market. F3 · derivative.expiration_date: The Convertible Note is required to be repaid on earliest of: (a) a trustee, receiver or other custodian is appointed for the Issuer, or the Issuer makes a general assignment for the benefit of its creditors; (b) the Issuer files for bankruptcy (c) an involuntary petition is filed against the Issuer (unless such petition is dismissed or discharged within 60 days under any bankruptcy statute now or hereafter in effect or a custodian, receiver, trustee, assignee for the benefit of creditors (or other similar official) is appointed to take possession, custody or control of any property of the Issuer; or (d) the Issuer resolves to dissolve. Read SEC document |
| August 12, 2021 Filed Oct 12, 2021 15:03 UTC |
Hughes Michael ForrestDirector
|
ConversionCommon Stock | 23,025 | $3.48 | $80,127.00 |
DisclosureSEC source: 0001213900-21-052384 · ownership.xml · nonDerivative · entry 1 Hughes Michael Forrest · CIK 0001852975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael Hughes Family Trust Disclosed balance after: 23,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The convertible note converted on August 12, 2021, and the Issuer effected a one-for-ten (1:10) reverse stock split on August 13, 2021. The share numbers reflect the Reporting Person's post-reverse stock split holdings, such that the numbers are current as of the date of the filing. The conversion price for the convertible note is also adjusted to conform with the post-reverse stock split share amount. Read SEC document |
| June 15, 2021 Filed Aug 16, 2021 20:43 UTC |
Manning James EdwardDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 95,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-043213 · ownership.xml · nonDerivative · entry 1 Manning James Edward · CIK 0001850349 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,148 F1 · kind: Received in exchange for 1,557 shares of Mawson Infrastructure Group Pty Ltd. (formerly known as Cosmos Capital Limited) stock ("Cosmos Shares") in connection with a Bid Implementation Agreement (the "BIA"). The exchange ratio for shares of Mawson Infrastructure Group Inc. common stock ("MIGI Stock") for Cosmos Shares under the BIA was set based on the value of one share of MIGI Stock being $0.12. F2 · price: Received in BIA transaction in exchange for Cosmos Shares based on the value of one share of MIGI Stock being $0.12. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:37 UTC |
Rimon Gold Assets Ltd10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 10,833,333 | $0.12 | $1,299,999.96 |
DisclosureSEC source: 0001213900-21-014910 · ownership.xml · nonDerivative · entry 1 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,761,199 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:37 UTC |
Eisenberg OrCFO and Secretary
|
PurchaseCommon Stock, par value $0.001 per share | 833,333 | $0.12 | $99,999.96 |
DisclosureSEC source: 0001213900-21-014909 · ownership.xml · nonDerivative · entry 1 Eisenberg Or · CIK 0001721412 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,433 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:38 UTC |
Rubini Jonathan Brian10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 10,416,667 | $0.12 | $1,250,000.04 |
DisclosureSEC source: 0001213900-21-014912 · ownership.xml · nonDerivative · entry 1 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,516,715 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:36 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.001 per share | 2,916,667 | $0.12 | $350,000.04 |
DisclosureSEC source: 0001213900-21-014908 · ownership.xml · nonDerivative · entry 1 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165,705 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherFuture Investment Rights · Derivative | 350,334 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · derivative · entry 12 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,334 shares Expires 2024-12-12 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherWarrant (right to buy) · Derivative | 520,820 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · derivative · entry 11 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 520,820 shares Expires 2021-05-30 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherWarrant (right to buy) · Derivative | 3,385,212 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · derivative · entry 10 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,385,212 shares Expires 2024-12-12 F6 · derivative.exercise_date: Exercisable five days following the public announcement of positive clinical data results for LO2A. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherWarrant (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · derivative · entry 9 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2023-10-23 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
SaleCommon Stock | 2,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 8 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,520,077 F5 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 350,334 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,919 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 347,415 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherCommon Stock | 350,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 7 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,522,996 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
SaleCommon Stock | 4,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 6 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,873,330 F4 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 520,820 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 4,340 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 516,480 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherCommon Stock | 520,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 5 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,877,670 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
SaleCommon Stock | 28,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 4 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,356,850 F3 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 3,385,212 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 28,210 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,357,002 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherCommon Stock | 3,385,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 3 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385,060 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
SaleCommon Stock | 3,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 2 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,999,848 F2 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 400,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 3,077 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 396,923 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:25 UTC |
Rimon Gold Assets Ltd10% owner
|
OtherCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045810 · ownership.xml · nonDerivative · entry 1 Rimon Gold Assets Ltd · CIK 0001721808 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002,925 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherFuture Investment Rights · Derivative | 63,236 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · derivative · entry 12 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 63,236 shares Expires 2024-12-12 F6 · ownership.nature: Securities held by Mobigo Inc. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 173,607 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · derivative · entry 11 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 173,607 shares Expires 2021-05-30 F6 · ownership.nature: Securities held by Mobigo Inc. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 1,505,162 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · derivative · entry 10 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,505,162 shares Expires 2024-12-12 F7 · derivative.exercise_date: Exercisable five days following the public announcement of positive clinical data results for LO2A. F6 · ownership.nature: Securities held by Mobigo Inc. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 125,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · derivative · entry 9 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2023-10-23 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
SaleCommon Stock | 507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 8 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,804,227 F5 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherCommon Stock | 63,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 7 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,804,734 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
SaleCommon Stock | 1,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 6 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,741,498 F4 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 173,607 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 1,447 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 172,160 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherCommon Stock | 173,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 5 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,742,945 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
SaleCommon Stock | 12,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 4 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,569,338 F3 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 1,505,162 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 12,543 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,492,619 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherCommon Stock | 1,505,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 3 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,581,881 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. F5 · ownership.nature: On December 29, 2020 the reporting person exercised a warrant to purchase 63,236 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 507 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 62,729 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
SaleCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 2 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,719 F2 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 125,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 962 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 124,038 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC |
Danenberg NoamDirector · Chief Executive Officer
|
OtherCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045807 · ownership.xml · nonDerivative · entry 1 Danenberg Noam · CIK 0001720898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,681 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
OtherWarrant (right to buy) · Derivative | 259,037 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · derivative · entry 9 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 259,037 shares Expires 2020-12-31 F6 · derivative.expiration_date: The expiration date was extended from 11/16/2029 to 12/31/2020. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
OtherWarrant (right to buy) · Derivative | 350,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · derivative · entry 8 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,000 shares Expires 2023-10-23 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
OtherWarrant (right to buy) · Derivative | 4,074,074 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · derivative · entry 7 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,074,074 shares Expires 2024-12-19 F5 · derivative.exercise_date: Exercisable five days following the public announcement of positive clinical data results for LO2A. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
SaleCommon Stock | 2,159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · nonDerivative · entry 6 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100,048 F4 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 259,037 shares of the registrant's common stock for $1.97 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,159 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 256,878 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
OtherCommon Stock | 259,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · nonDerivative · entry 5 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,102,207 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
SaleCommon Stock | 2,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · nonDerivative · entry 4 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,843,170 F3 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 350,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,692 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 347,308 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
OtherCommon Stock | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · nonDerivative · entry 3 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,845,862 F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:22 UTC |
Rubini Jonathan Brian10% owner
|
SaleCommon Stock | 33,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-045804 · ownership.xml · nonDerivative · entry 2 Rubini Jonathan Brian · CIK 0001723667 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,495,862 F2 · kind: On December 29, 2020 the reporting person exercised a warrant to purchase 4,074,074 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 33,951 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 4,040,123 shares. F1 · price: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.