BGC

SEC source: 0000899243-18-029719 · doc4.xml · nonDerivative · entry 3

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,881,211

F1 · price: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · price: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · price: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · price: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · balance_after: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · balance_after: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · balance_after: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · balance_after: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · ownership.nature: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · ownership.nature: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · ownership.nature: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · ownership.nature: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F7 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-18-029719 · doc4.xml · nonDerivative · entry 2

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,934,579

F1 · price: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · price: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · price: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · price: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · balance_after: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · balance_after: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · balance_after: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · balance_after: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · ownership.nature: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · ownership.nature: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · ownership.nature: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · ownership.nature: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F5 · ownership.nature: Pursuant to the Exchange Agreement, dated as of June 5, 2015, by and among BGC, CFLP, CFGM and the other parties thereto (the "Exchange Agreement"), on November 21, 2018, CFLP exchanged 10,323,366 shares of Class A common stock, on a one-for-one basis, for 10,323,366 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of BGC, in a transaction exempt pursuant to Rules 16b-3 and 16b-6(b) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock. This transaction does not impact the fully diluted share count of BGC.

F7 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-18-029719 · doc4.xml · nonDerivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,936,658

F1 · price: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · price: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · price: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · price: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · balance_after: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · balance_after: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · balance_after: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · balance_after: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F1 · ownership.nature: On each of August 30, 2018, September 10, 2018 and October 3, 2018, the reporting person made gifts of 8,150 shares, 2,079 shares and 53,368 shares, respectively, of Class A common stock, par value $0.01 per share ("Class A common stock"), of BGC Partners, Inc. ("BGC") to charitable organizations. Such shares were held by the reporting person's personal asset trust. The reporting person's indirect pecuniary interest in 10,881,211 shares of Class A common stock following such gifts consists of (i) 2,050,197 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 160,675 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares") receivable by CF Group Management, Inc.

F2 · ownership.nature: (continued from footnote 1) ("CFGM"), (ii) 3,618,401 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,153,306 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 650,587 shares held by a trust (the "Trust"), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees,

F3 · ownership.nature: (continued from footnote 2) (C) 231,198 shares held in a Keogh retirement account for the reporting person, (D) 537,835 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 28,602 shares held in other retirement accounts, and (F) 16,873 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the United Gifts to Minors Act; (iii) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (iv) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA LLC ("LFA")), (v) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares), (vi) 600,938 shares held by KBCR Management Partners, LLC

F4 · ownership.nature: (continued from footnote 3)("KBCR"), (vii) 2,335,967 distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (viii) 473,251 shares held in the reporting person's 401(k) account as of November 20, 2018.

F5 · ownership.nature: Pursuant to the Exchange Agreement, dated as of June 5, 2015, by and among BGC, CFLP, CFGM and the other parties thereto (the "Exchange Agreement"), on November 21, 2018, CFLP exchanged 10,323,366 shares of Class A common stock, on a one-for-one basis, for 10,323,366 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of BGC, in a transaction exempt pursuant to Rules 16b-3 and 16b-6(b) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock. This transaction does not impact the fully diluted share count of BGC.

F7 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-014387 · rdgdoc.xml · nonDerivative · entry 1

MORAN WILLIAM J · CIK 0001251172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,846

F1 · balance_after: Includes (i) 4,030 RSUs granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan") on June 20, 2018 of which 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020; (ii) 2,068 RSUs granted under the Plan on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

SEC source: 0001437749-18-014426 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,580

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

F1 · shares: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

SEC source: 0001437749-18-012292 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056

F1 · shares: The 4,030 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 4,030 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes 4,603 RSUs granted on December 19, 2017, of which 2,301 RSUs will vest on December 19, 2018 and 2,302 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-18-012291 · rdgdoc.xml · nonDerivative · entry 1

Bell Linda A · CIK 0001583060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,985

F1 · shares: The 4,030 shares of Class A Common Stock are represented by 4,030 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 2,068 RSUs granted on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such date.

SEC source: 0001437749-18-012284 · rdgdoc.xml · nonDerivative · entry 1

Curwood Stephen T · CIK 0001479226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,832

F1 · shares: The 4,030 shares of Class A Common Stock represented by 4,030 restricted stock units ("RSU"s) granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 2,068 RSUs granted on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such date.

SEC source: 0001437749-18-012289 · rdgdoc.xml · nonDerivative · entry 1

MORAN WILLIAM J · CIK 0001251172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,846

F1 · shares: The 4,030 shares of Class A Common Stock are represented by 4,030 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 29, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 2,068 RSUs granted on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such date.

SEC source: 0001437749-18-014426 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

F1 · shares: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

SEC source: 0001437749-18-008727 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Indirect · By various trusts

Disclosed balance after: 6,258

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

F2 · ownership.nature: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediately family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.

SEC source: 0001437749-18-008727 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,428

F1 · kind: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 6

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 21,671,429

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F4 · ownership.nature: The reporting person's indirect pecuniary interest in 21,671,429 shares of Class A Common Stock consists of (i) 10,366,753 shares held by CFLP (after the distribution of the 3,711,675 shares referred to in footnote 1); (ii) 712,907 shares held by CFGM (after the acquisition in the distribution of the 114,836 shares referred to footnote 1), (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 5);

F5 · ownership.nature: (iv) 3,506,486 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,069,456 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 631,046 shares held by a trust (the "Trust") (after the acquisition in the distribution of the 336,072 shares referred to in footnote 1), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 224,254 shares held in a Keogh retirement account for the reporting person, (D) 537,620 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 27,743 shares held in other retirement accounts, and (F) 16,367 shares held in custodial accounts for the benefit of certain members of the reporting person's family (continued in footnote 6);

F6 · ownership.nature: under the United Gifts to Minors Act; (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (vi) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA (after the acquisition in the distribution of the 2,015 shares referred to in footnote 2)), (vii) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 7);

F7 · ownership.nature: (viii) 600,938 shares held by KBCR (after the acquisition in the distribution of the 205,813 shares referred to in footnote 2), (ix) 2,335,967 shares represented by distribution rights receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (x) 456,399 shares held in the reporting person's 401(k) account as of April 30, 2018,

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 5

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,548

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F4 · ownership.nature: The reporting person's indirect pecuniary interest in 21,671,429 shares of Class A Common Stock consists of (i) 10,366,753 shares held by CFLP (after the distribution of the 3,711,675 shares referred to in footnote 1); (ii) 712,907 shares held by CFGM (after the acquisition in the distribution of the 114,836 shares referred to footnote 1), (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 5);

F5 · ownership.nature: (iv) 3,506,486 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,069,456 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 631,046 shares held by a trust (the "Trust") (after the acquisition in the distribution of the 336,072 shares referred to in footnote 1), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 224,254 shares held in a Keogh retirement account for the reporting person, (D) 537,620 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 27,743 shares held in other retirement accounts, and (F) 16,367 shares held in custodial accounts for the benefit of certain members of the reporting person's family (continued in footnote 6);

F6 · ownership.nature: under the United Gifts to Minors Act; (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (vi) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA (after the acquisition in the distribution of the 2,015 shares referred to in footnote 2)), (vii) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 7);

F7 · ownership.nature: (viii) 600,938 shares held by KBCR (after the acquisition in the distribution of the 205,813 shares referred to in footnote 2), (ix) 2,335,967 shares represented by distribution rights receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (x) 456,399 shares held in the reporting person's 401(k) account as of April 30, 2018,

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 4

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 631,046

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F4 · ownership.nature: The reporting person's indirect pecuniary interest in 21,671,429 shares of Class A Common Stock consists of (i) 10,366,753 shares held by CFLP (after the distribution of the 3,711,675 shares referred to in footnote 1); (ii) 712,907 shares held by CFGM (after the acquisition in the distribution of the 114,836 shares referred to footnote 1), (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 5);

F5 · ownership.nature: (iv) 3,506,486 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,069,456 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 631,046 shares held by a trust (the "Trust") (after the acquisition in the distribution of the 336,072 shares referred to in footnote 1), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 224,254 shares held in a Keogh retirement account for the reporting person, (D) 537,620 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 27,743 shares held in other retirement accounts, and (F) 16,367 shares held in custodial accounts for the benefit of certain members of the reporting person's family (continued in footnote 6);

F6 · ownership.nature: under the United Gifts to Minors Act; (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (vi) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA (after the acquisition in the distribution of the 2,015 shares referred to in footnote 2)), (vii) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 7);

F7 · ownership.nature: (viii) 600,938 shares held by KBCR (after the acquisition in the distribution of the 205,813 shares referred to in footnote 2), (ix) 2,335,967 shares represented by distribution rights receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (x) 456,399 shares held in the reporting person's 401(k) account as of April 30, 2018,

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 3

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,936,905

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F4 · ownership.nature: The reporting person's indirect pecuniary interest in 21,671,429 shares of Class A Common Stock consists of (i) 10,366,753 shares held by CFLP (after the distribution of the 3,711,675 shares referred to in footnote 1); (ii) 712,907 shares held by CFGM (after the acquisition in the distribution of the 114,836 shares referred to footnote 1), (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 5);

F5 · ownership.nature: (iv) 3,506,486 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,069,456 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 631,046 shares held by a trust (the "Trust") (after the acquisition in the distribution of the 336,072 shares referred to in footnote 1), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 224,254 shares held in a Keogh retirement account for the reporting person, (D) 537,620 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 27,743 shares held in other retirement accounts, and (F) 16,367 shares held in custodial accounts for the benefit of certain members of the reporting person's family (continued in footnote 6);

F6 · ownership.nature: under the United Gifts to Minors Act; (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (vi) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA (after the acquisition in the distribution of the 2,015 shares referred to in footnote 2)), (vii) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 7);

F7 · ownership.nature: (viii) 600,938 shares held by KBCR (after the acquisition in the distribution of the 205,813 shares referred to in footnote 2), (ix) 2,335,967 shares represented by distribution rights receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (x) 456,399 shares held in the reporting person's 401(k) account as of April 30, 2018,

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 2

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,923,779

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F4 · ownership.nature: The reporting person's indirect pecuniary interest in 21,671,429 shares of Class A Common Stock consists of (i) 10,366,753 shares held by CFLP (after the distribution of the 3,711,675 shares referred to in footnote 1); (ii) 712,907 shares held by CFGM (after the acquisition in the distribution of the 114,836 shares referred to footnote 1), (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 5);

F5 · ownership.nature: (iv) 3,506,486 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,069,456 shares held in a personal asset trust, of which the reporting person is sole trustee, (B) 631,046 shares held by a trust (the "Trust") (after the acquisition in the distribution of the 336,072 shares referred to in footnote 1), for the benefit of the descendants of the reporting person and his immediately family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 224,254 shares held in a Keogh retirement account for the reporting person, (D) 537,620 shares held by trust accounts for the benefit of the reporting person and members of his immediately family, (E) 27,743 shares held in other retirement accounts, and (F) 16,367 shares held in custodial accounts for the benefit of certain members of the reporting person's family (continued in footnote 6);

F6 · ownership.nature: under the United Gifts to Minors Act; (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust, (vi) 5,548 shares (representing the proportional interest of the spouse of the reporting person in shares owned by LFA (after the acquisition in the distribution of the 2,015 shares referred to in footnote 2)), (vii) 26,052 shares represented by such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 7);

F7 · ownership.nature: (viii) 600,938 shares held by KBCR (after the acquisition in the distribution of the 205,813 shares referred to in footnote 2), (ix) 2,335,967 shares represented by distribution rights receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares), and (x) 456,399 shares held in the reporting person's 401(k) account as of April 30, 2018,

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the Chairman and Chief Executive Officer and also the trustee of an entity that is the sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is he beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008726 · rdgdoc.xml · nonDerivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,154,507

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · kind: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of Class A Common Stock , which includes the 1,712,149 shares of Class A Common Stock referred to in the first row of Table I, the 114,836 shares of Class A Common Stock referred to in the second row of Table I, the 205,813 shares of Class A Common Stock referred to in the third row of Table I, the 336,072 shares of Class A Common Stock referred to in the fourth row of Table I, and the 2,015 shares of Class A Common Stock referred to in the fifth Row of Table I, which shares were acquired in such distribution by the reporting person, CF Group Management, Inc. ("CFGM"), KBCR Management Partners, LLC ("KBCR") and the spouse of the reporting person (continued in footnote 2);

F2 · shares: (representing such spouse's proportional interest in the shares distributed to LFA LLC ("LFA")), respectively, in transactions exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully-diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F3 · balance_after: The 14,154,507 shares of Class A Common Stock consist of (1) 5,180,786 shares held by the reporting person (after the acquisition in the distribution of the 1,712,149 shares referred to in footnote 1), and (ii) 8,973,721 shares represented by deferred stock receivable by the reporting person (consisting of 7,742,325 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of CFLP on April 1, 2008 ("April 2008 distribution rights shares") and 1,231,396 shares receivable pursuant to deferred stock distribution rights provided to partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares")).

SEC source: 0001437749-18-008725 · rdgdoc.xml · nonDerivative · entry 2

CF GROUP MANAGEMENT INC · CIK 0001251145 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,366,753

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), which includes the 114,836 shares of Class A Common Stock referred to in the first row of Table I that were acquired by CF Group Management, Inc. ("CFGM") in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), which includes the 114,836 shares of Class A Common Stock referred to in the first row of Table I that were acquired by CF Group Management, Inc. ("CFGM") in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F2 · ownership.nature: These shares of Class A Common Stock are held by CFLP. CFGM is the Managing General Partner of CFLP. CFGM disclaims beneficial ownership of all such shares in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFGM is the beneficial owner of, or has pecuniary interest in, any such excess shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-18-008725 · rdgdoc.xml · nonDerivative · entry 1

CF GROUP MANAGEMENT INC · CIK 0001251145 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923,779

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), which includes the 114,836 shares of Class A Common Stock referred to in the first row of Table I that were acquired by CF Group Management, Inc. ("CFGM") in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), which includes the 114,836 shares of Class A Common Stock referred to in the first row of Table I that were acquired by CF Group Management, Inc. ("CFGM") in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

SEC source: 0001437749-18-008722 · rdgdoc.xml · nonDerivative · entry 1

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,366,753

F1 · kind: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

F1 · shares: On May 3, 2018, Cantor Fitzgerald, L.P. ("CFLP") distributed to its partners pro rata an aggregate of 3,711,675 shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share ("Class A Common Stock"). The shares of Class A Common Stock distributed by CFLP were already outstanding and the distribution does not not impact the fully diluted share count of BGC Partners, Inc. The reporting person does not currently intend to sell these shares.

SEC source: 0001437749-18-006345 · rdgdoc.xml · derivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 110,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F1 · kind: On April 2, 2018, 110,000 exchangeable limited partnership interests of BGC Holdings, L.P., together with a certain number of exchangeable limited partnership interests of Newmark Holdings, L.P., held by the reporting person were exchanged for cash in an exempt transaction with BGC Partners, Inc. (the "Company") pursuant to Rule 16b-3 under the Securities Act of 1934, as amended, at a price per limited partnership interest equal to $12.79, which was the average price received by the Company for a share of the Company's Class A common stock, par value $0.01 per share, sold in the Company's controlled equity offering on April 2, 2018, less 2%.

F1 · price: On April 2, 2018, 110,000 exchangeable limited partnership interests of BGC Holdings, L.P., together with a certain number of exchangeable limited partnership interests of Newmark Holdings, L.P., held by the reporting person were exchanged for cash in an exempt transaction with BGC Partners, Inc. (the "Company") pursuant to Rule 16b-3 under the Securities Act of 1934, as amended, at a price per limited partnership interest equal to $12.79, which was the average price received by the Company for a share of the Company's Class A common stock, par value $0.01 per share, sold in the Company's controlled equity offering on April 2, 2018, less 2%.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-18-004652 · rdgdoc.xml · nonDerivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,442,358

F1 · kind: On March 12, 2018, BGC Partners, Inc. (the "Company") issued to the reporting person 979,344 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $14.33 per share, which was the closing price of the Class A common stock on the trading day prior to the date of issuance, following the redemption and cancellation of an aggregate of 2,348,479 non-exchangeable limited partnership units of BGC Holdings, L.P. and associated non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On March 12, 2018, BGC Partners, Inc. (the "Company") issued to the reporting person 979,344 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $14.33 per share, which was the closing price of the Class A common stock on the trading day prior to the date of issuance, following the redemption and cancellation of an aggregate of 2,348,479 non-exchangeable limited partnership units of BGC Holdings, L.P. and associated non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On March 12, 2018, BGC Partners, Inc. (the "Company") issued to the reporting person 979,344 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $14.33 per share, which was the closing price of the Class A common stock on the trading day prior to the date of issuance, following the redemption and cancellation of an aggregate of 2,348,479 non-exchangeable limited partnership units of BGC Holdings, L.P. and associated non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On March 12, 2018, BGC Partners, Inc. (the "Company") issued to the reporting person 979,344 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $14.33 per share, which was the closing price of the Class A common stock on the trading day prior to the date of issuance, following the redemption and cancellation of an aggregate of 2,348,479 non-exchangeable limited partnership units of BGC Holdings, L.P. and associated non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The 12,442,358 shares of Class A Common Stock consist of (i) 3,468,637 shares held by the reporting person (after the acquisition of the 979,344 shares referred to in footnote 1); and (ii) 8,973,721 shares represented by deferred stock receivable by the reporting person (consisting of 7,742,325 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 1,231,396 shares receivable pursuant to deferred stock distribution rights provided to partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares")).

SEC source: 0001437749-18-003700 · rdgdoc.xml · derivative · entry 9

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A Common Stock, par value $0.01 per share · 110,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 28, 2018, the reporting person was granted 110,000 exchange rights with respect to 110,000 non-exchangeable PSU limited partnership interests of BGC Holdings that were originally granted to the reporting person in 2015. The resulting 110,000 exchangeable PSU limited partnership interests of BGC Holdings, together with a certain number of exchangeable limited partnership interests of Newmark Holdings, are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A Common Stock.

F3 · kind: On February 28, 2018, the reporting person was granted 110,000 exchange rights with respect to 110,000 non-exchangeable PSU limited partnership interests of BGC Holdings that were originally granted to the reporting person in 2015. The resulting 110,000 exchangeable PSU limited partnership interests of BGC Holdings, together with a certain number of exchangeable limited partnership interests of Newmark Holdings, are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A Common Stock.

F3 · derivative.exercise_date: On February 28, 2018, the reporting person was granted 110,000 exchange rights with respect to 110,000 non-exchangeable PSU limited partnership interests of BGC Holdings that were originally granted to the reporting person in 2015. The resulting 110,000 exchangeable PSU limited partnership interests of BGC Holdings, together with a certain number of exchangeable limited partnership interests of Newmark Holdings, are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A Common Stock.

F3 · derivative.expiration_date: On February 28, 2018, the reporting person was granted 110,000 exchange rights with respect to 110,000 non-exchangeable PSU limited partnership interests of BGC Holdings that were originally granted to the reporting person in 2015. The resulting 110,000 exchangeable PSU limited partnership interests of BGC Holdings, together with a certain number of exchangeable limited partnership interests of Newmark Holdings, are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A Common Stock.

SEC source: 0001437749-18-003551 · rdgdoc.xml · nonDerivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,870,684

F1 · shares: Represents the acquisition of 7,883 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by a Keogh retirement account for the benefit of the reporting person in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), at a price equal to the closing price of the Class A Common Stock on the date of such acquisition. This acquisition was approved by the Audit Committee of the Board of Directors.

F1 · balance_after: Represents the acquisition of 7,883 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by a Keogh retirement account for the benefit of the reporting person in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), at a price equal to the closing price of the Class A Common Stock on the date of such acquisition. This acquisition was approved by the Audit Committee of the Board of Directors.

F2 · balance_after: The 11,463,014 shares of Class A Common Stock consist of (i) 2,489,293 shares held by the reporting person; and (ii) 8,973,721 shares represented by deferred stock receivable by the reporting person (consisting of 7,742,325 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 1,231,396 shares receivable pursuant to deferred stock distribution rights provided to partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares")).

F3 · balance_after: The reporting person's indirect pecuniary interest in 24,870,684 shares of Class A Common Stock consists of (i) 14,078,428 shares held by CFLP, (ii) 598,071 shares held by Cantor Fitzgerald Group Management, Inc. ("CFGM"); (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 4);

F4 · balance_after: (iv) 3,163,022 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,051,003 shares held in a personal asset trust, of which the reporting person is the sole trustee, (B) 291,271 shares held by a trust (the "Trust") for the benefit of the descendants of the reporting person and his immediate family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 221,439 shares held in a Keogh retirement account for the reporting person (after the acquisition of the 7,883 shares referred to in footnote 1), (D) 555,753 shares held by trust accounts for the benefit of the reporting person and members of the his immediate family, (E) 27,395 shares held in other retirement accounts, and (F) 16,161 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the Uniform Gifts to Minors Act) (continued in foot

F5 · balance_after: (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust; (vi) 3,533 shares (representing the proportional interest of the spouse of the reporting person in the shares owned by LFA LLC ("LFA")), (vii) 26,052 shares representing such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 6);

F6 · balance_after: (viii) 395,125 shares held by KBCR Management Partners, LLC ("KBCR") (continued in footnote 7);

F7 · balance_after: (ix) 2,335,967 shares represented by distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares; and (x) 449,432 shares held in the reporting person's 401(k) account as of January 31, 2018.

F8 · balance_after: CFGM is the Managing General Partner of CFLP, and the reporting person is the President and Chief Executive Officer and sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: Represents the acquisition of 7,883 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by a Keogh retirement account for the benefit of the reporting person in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), at a price equal to the closing price of the Class A Common Stock on the date of such acquisition. This acquisition was approved by the Audit Committee of the Board of Directors.

F2 · ownership.nature: The 11,463,014 shares of Class A Common Stock consist of (i) 2,489,293 shares held by the reporting person; and (ii) 8,973,721 shares represented by deferred stock receivable by the reporting person (consisting of 7,742,325 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 1,231,396 shares receivable pursuant to deferred stock distribution rights provided to partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares")).

F3 · ownership.nature: The reporting person's indirect pecuniary interest in 24,870,684 shares of Class A Common Stock consists of (i) 14,078,428 shares held by CFLP, (ii) 598,071 shares held by Cantor Fitzgerald Group Management, Inc. ("CFGM"); (iii) 2,050,197 April 2008 distribution rights shares and 160,675 February 2012 distribution rights shares receivable by CFGM (continued in footnote 4);

F4 · ownership.nature: (iv) 3,163,022 shares held in various trust, retirement and custodial accounts of the reporting person (consisting of (A) 2,051,003 shares held in a personal asset trust, of which the reporting person is the sole trustee, (B) 291,271 shares held by a trust (the "Trust") for the benefit of the descendants of the reporting person and his immediate family, of which the reporting person's spouse is one of two trustees and the reporting person has limited powers to remove and replace such trustees, (C) 221,439 shares held in a Keogh retirement account for the reporting person (after the acquisition of the 7,883 shares referred to in footnote 1), (D) 555,753 shares held by trust accounts for the benefit of the reporting person and members of the his immediate family, (E) 27,395 shares held in other retirement accounts, and (F) 16,161 shares held in custodial accounts for the benefit of certain members of the reporting person's family under the Uniform Gifts to Minors Act) (continued in foot

F5 · ownership.nature: (v) 1,610,182 shares represented by April 2008 distribution rights shares receivable by the Trust; (vi) 3,533 shares (representing the proportional interest of the spouse of the reporting person in the shares owned by LFA LLC ("LFA")), (vii) 26,052 shares representing such spouse's proportional interest in the distribution rights shares receivable by LFA (consisting of 23,780 April 2008 distribution rights shares and 2,272 February 2012 distribution rights shares) (continued in footnote 6);

F6 · ownership.nature: (viii) 395,125 shares held by KBCR Management Partners, LLC ("KBCR") (continued in footnote 7);

F7 · ownership.nature: (ix) 2,335,967 shares represented by distribution rights shares receivable by KBCR (consisting of 2,048,000 April 2008 distribution rights shares and 287,967 February 2012 distribution rights shares; and (x) 449,432 shares held in the reporting person's 401(k) account as of January 31, 2018.

F8 · ownership.nature: CFGM is the Managing General Partner of CFLP, and the reporting person is the President and Chief Executive Officer and sole stockholder of CFGM. KBCR is a non-managing General Partner of CFLP, and the reporting person is the managing member of KBCR. The reporting person is the managing member of LFA. The reporting person disclaims beneficial ownership of all shares held by CFLP, CFGM, KBCR and LFA in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001437749-17-021043 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,026

F1 · shares: The 4,603 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 4,603 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,603 RSUs, 2,301 RSUs will vest on December 19, 2018 and 2,302 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-18-003700 · rdgdoc.xml · nonDerivative · entry 6

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,086

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to various charitable organizations.

SEC source: 0001437749-17-021053 · rdgdoc.xml · derivative · entry 4

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,801,347

Underlying: Class A or Class B common stock, par value $0.01 per share · 23,801,347 shares

Expires not disclosed

F4 · security: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · derivative.exercise_price: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · kind: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · shares: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · price: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · derivative.exercise_date: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · derivative.expiration_date: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · derivative.underlying: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · derivative.underlying_shares: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

F4 · balance_after: On December 13, 2017, CFLP acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 23,801,347 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the Separation. The exchange rights with respect to the Interests are exercisable at any time for shares of Class B common stock (or, at CFLP's option, shares of Class A common stock) on a one-for-one basis (subject to adjustment).

SEC source: 0001437749-17-021053 · rdgdoc.xml · nonDerivative · entry 3

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,840,049

F3 · shares: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F3 · price: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F3 · balance_after: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F2 · ownership.nature: CFLP disclaims beneficial ownership of all such securities in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFLP is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

SEC source: 0001437749-17-021053 · rdgdoc.xml · nonDerivative · entry 2

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 115,543,380

F3 · shares: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F3 · price: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F3 · balance_after: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

F2 · ownership.nature: CFLP disclaims beneficial ownership of all such securities in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFLP is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: On December 13, 2017, BGC acquired from Newmark an aggregate of 115,543,830 shares of Class A common stock, par value $0.01 per share ("Class A common stock"), of Newmark and 15,840,049 shares of Class B common stock, par value $0.01 per share ("Class B common stock"), of Newmark in connection with the Separation. Shares of Class B common stock are convertible at any time on a one-for-one basis into shares of Class A common stock.

SEC source: 0001437749-17-021053 · rdgdoc.xml · nonDerivative · entry 1

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · shares: The 100 shares of common stock of Newmark Group, Inc. ("Newmark") were acquired by BGC Partners, Inc. ("BGC") on November 22, 2016 in connection with the formation of Newmark. All such shares were disposed of on December 13, 2017 in a recapitalization in connection with the separation of the Newmark business from the remainder of the businesses held by BGC and its subsidiaries (the "Separation"). A majority of the voting power of BGC is held by Cantor Fitzgerald, L.P. ("CFLP") and its affiliates.

F1 · price: The 100 shares of common stock of Newmark Group, Inc. ("Newmark") were acquired by BGC Partners, Inc. ("BGC") on November 22, 2016 in connection with the formation of Newmark. All such shares were disposed of on December 13, 2017 in a recapitalization in connection with the separation of the Newmark business from the remainder of the businesses held by BGC and its subsidiaries (the "Separation"). A majority of the voting power of BGC is held by Cantor Fitzgerald, L.P. ("CFLP") and its affiliates.

F1 · ownership.nature: The 100 shares of common stock of Newmark Group, Inc. ("Newmark") were acquired by BGC Partners, Inc. ("BGC") on November 22, 2016 in connection with the formation of Newmark. All such shares were disposed of on December 13, 2017 in a recapitalization in connection with the separation of the Newmark business from the remainder of the businesses held by BGC and its subsidiaries (the "Separation"). A majority of the voting power of BGC is held by Cantor Fitzgerald, L.P. ("CFLP") and its affiliates.

F2 · ownership.nature: CFLP disclaims beneficial ownership of all such securities in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFLP is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001437749-18-003700 · rdgdoc.xml · nonDerivative · entry 5

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,876

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to various charitable organizations.

SEC source: 0001437749-17-020078 · rdgdoc.xml · derivative · entry 4

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 1,000,000 shares

Expires 2017-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects a cashless net exercise of an option granted in 2007 and expiring on December 28, 2017, which resulted in 147,448 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of BGC Partners, Inc. (the "Company") being issued to the reporting person. The calculation reflects the number of shares withheld by the Company at the fair market value of $16.24 per share on the date of exercise to pay the exercise price and the tax withholding in connection with the exercise of the 1,000,000 options by the reporting person, in transactions exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · derivative.underlying_shares: Reflects a cashless net exercise of an option granted in 2007 and expiring on December 28, 2017, which resulted in 147,448 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of BGC Partners, Inc. (the "Company") being issued to the reporting person. The calculation reflects the number of shares withheld by the Company at the fair market value of $16.24 per share on the date of exercise to pay the exercise price and the tax withholding in connection with the exercise of the 1,000,000 options by the reporting person, in transactions exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-17-020078 · rdgdoc.xml · nonDerivative · entry 2

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,463,014

F1 · shares: Reflects a cashless net exercise of an option granted in 2007 and expiring on December 28, 2017, which resulted in 147,448 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of BGC Partners, Inc. (the "Company") being issued to the reporting person. The calculation reflects the number of shares withheld by the Company at the fair market value of $16.24 per share on the date of exercise to pay the exercise price and the tax withholding in connection with the exercise of the 1,000,000 options by the reporting person, in transactions exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: Reflects a cashless net exercise of an option granted in 2007 and expiring on December 28, 2017, which resulted in 147,448 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of BGC Partners, Inc. (the "Company") being issued to the reporting person. The calculation reflects the number of shares withheld by the Company at the fair market value of $16.24 per share on the date of exercise to pay the exercise price and the tax withholding in connection with the exercise of the 1,000,000 options by the reporting person, in transactions exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The 11,463,014 shares of Class A Common Stock consist of (i) 2,489,293 shares held by the reporting person (after the acquisition of the 147,448 shares referred to in footnote 1), and (ii) 8,973,721 shares represented by deferred stock receivable by the reporting person (consisting of 7,742,325 shares receivable pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and 1,231,396 shares receivable pursuant to deferred stock distribution rights provided to partners of CFLP on February 14, 2012 ("February 2012 distribution rights shares")).

SEC source: 0001437749-17-020078 · rdgdoc.xml · nonDerivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,315,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects a cashless net exercise of an option granted in 2007 and expiring on December 28, 2017, which resulted in 147,448 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of BGC Partners, Inc. (the "Company") being issued to the reporting person. The calculation reflects the number of shares withheld by the Company at the fair market value of $16.24 per share on the date of exercise to pay the exercise price and the tax withholding in connection with the exercise of the 1,000,000 options by the reporting person, in transactions exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-17-018953 · rdgdoc.xml · derivative · entry 1

LUTNICK HOWARD W · CIK 0001250975 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,549,932

Underlying: Class A or Class B Common Stock, par value $0.01 per share · 1,179,788 shares

Expires not disclosed

F1 · security: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F2 · derivative.exercise_price: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F1 · kind: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F3 · shares: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F3 · price: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F2 · derivative.exercise_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.expiration_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying_shares: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F4 · balance_after: As of the date of this report, an aggregate of 15,813,032 shares of Class A Common Stock remain subject to CFLP's deferred stock distribution obligations, consisting of (i) 14,033,084 shares subject to deferred stock distribution obligations provided to certain current and former partners of CFLP on April 1, 2008 and (ii) 1,779,948 shares subject to deferred stock distribution obligations provided to partners of CFLP on February 14, 2012.

F5 · balance_after: Does not include exchange rights with respect to an aggregate of 15,813,032 Interests assumed to have been exercised for shares of Class A Common Stock to satisfy CFLP's deferred share distribution obligations pursuant to rights provided to certain current and former partners of CFLP on April 1, 2008 and February 14, 2012.

F6 · balance_after: As of the date of this report, CFLP held an aggregate of 52,362,964 Interests.

F7 · ownership.nature: Cantor Fitzgerald Group Management, Inc. ("CFGM") is the managing general partner of CFLP, and the reporting person is the Chief Executive Officer and sole stockholder of CFGM. The reporting person disclaims beneficial ownership of all such securities in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001437749-17-018947 · rdgdoc.xml · derivative · entry 1

CF GROUP MANAGEMENT INC · CIK 0001251145 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,549,932

Underlying: Class A or Class B Common Stock, par value $0.01 per share · 1,179,788 shares

Expires not disclosed

F1 · security: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F2 · derivative.exercise_price: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F1 · kind: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F3 · shares: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F3 · price: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F2 · derivative.exercise_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.expiration_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying_shares: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F4 · balance_after: As of the date of this report, an aggregate of 15,813,032 shares of Class A Common Stock remain subject to CFLP's deferred stock distribution obligations, consisting of (i) 14,033,084 shares subject to deferred stock distribution obligations provided to certain current and former partners of CFLP on April 1, 2008 and (ii) 1,779,948 shares subject to deferred stock distribution obligations provided to partners of CFLP on February 14, 2012.

F5 · balance_after: Does not include exchange rights with respect to an aggregate of 15,813,032 Interests assumed to have been exercised for shares of Class A Common Stock to satisfy CFLP's deferred share distribution obligations pursuant to rights provided to certain current and former partners of CFLP on April 1, 2008 and February 14, 2012.

F6 · balance_after: As of the date of this report, CFLP held an aggregate of 52,362,964 Interests.

F7 · ownership.nature: CFGM is the Managing General Partner of CFLP. CFGM disclaims beneficial ownership of all such securities in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFGM is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001437749-17-018945 · rdgdoc.xml · derivative · entry 1

CANTOR FITZGERALD, L. P. · CIK 0001024896 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549,932

Underlying: Class A or Class B Common Stock, par value $0.01 per share · 1,179,788 shares

Expires not disclosed

F1 · security: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F2 · derivative.exercise_price: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F1 · kind: On November 7, 2017, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings"), an aggregate of 1,179,788 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Agreement of Limited Partnership of BGC Holdings, as amended and restated as of March 31, 2008 (as further amended from time to time, the "BGC Holdings Agreement").

F3 · shares: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F3 · price: Includes 823,178 Interests purchased from BGC Holdings as a result of the redemption of the 823,178 non-exchangeable founding partner units for an aggregate consideration of $2,828,629, and 356,610 Interests purchased from BGC Holdings pursuant to the Sixth Amendment of the BGC Holdings Agreement as a result of the exchange of 356,610 non-exchangeable founding partner units, at an aggregate consideration of $1,091,175.

F2 · derivative.exercise_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.expiration_date: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F2 · derivative.underlying_shares: The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option or if there are no additional authorized but unissued shares of Class B Common Stock available, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.

F4 · balance_after: As of the date of this report, an aggregate of 15,813,032 shares of Class A Common Stock remain subject to CFLP's deferred stock distribution obligations, consisting of (i) 14,033,084 shares subject to deferred stock distribution obligations provided to certain current and former partners of CFLP on April 1, 2008 and (ii) 1,779,948 shares subject to deferred stock distribution obligations provided to partners of CFLP on February 14, 2012.

F5 · balance_after: Does not include exchange rights with respect to an aggregate of 15,813,032 Interests assumed to have been exercised for shares of Class A Common Stock to satisfy CFLP's deferred share distribution obligations pursuant to rights provided to certain current and former partners of CFLP on April 1, 2008 and February 14, 2012.

F6 · balance_after: As of the date of this report, CFLP held an aggregate of 52,362,964 Interests.

SEC source: 0001437749-18-003700 · rdgdoc.xml · nonDerivative · entry 4

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,126

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to various charitable organizations.

SEC source: 0001437749-17-016804 · rdgdoc.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 7,085 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,040

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,537

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

SEC source: 0001437749-18-003700 · rdgdoc.xml · nonDerivative · entry 3

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,786

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to various charitable organizations.

SEC source: 0001437749-17-016708 · rdgdoc.xml · nonDerivative · entry 1

Bell Linda A · CIK 0001583060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,955

F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (thee "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

SEC source: 0001437749-18-003700 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,136

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to various charitable organizations.

SEC source: 0001437749-17-010997 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,537

F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2017 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

SEC source: 0001437749-17-010994 · rdgdoc.xml · nonDerivative · entry 1

MORAN WILLIAM J · CIK 0001251172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,816

F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

SEC source: 0001437749-17-010992 · rdgdoc.xml · nonDerivative · entry 1

Curwood Stephen T · CIK 0001479226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,802

F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that that the reporting person continues to serve as a member of the Company's Board of Directors on such dates.

SEC source: 0001437749-17-010991 · rdgdoc.xml · nonDerivative · entry 1

Bell Linda A · CIK 0001583060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.