Richards David

SEC source: 0001437749-25-035164 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,999

F1 · shares: The 5,447 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,447 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,447 RSUs, 2,723 will vest on November 12, 2026, and 2,724 will vest on November 12, 2027, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes 13,092 shares held directly. Also includes 6,460 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Company on such dates.

SEC source: 0001437749-24-029477 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,552

F1 · shares: The 5,046 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,046 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,046 RSUs, (i) 2,523 RSUs will vest on September 16, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Also includes 14,506 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2024, (ii) 6,632 RSUs will vest on December 30, 2024, and (iii) 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-24-026064 · rdgdoc.xml · nonDerivative · entry 2

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,506

F2 · balance_after: Includes 14,506 Restricted Stock Units ("RSUs") granted pursuant to the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. 6,632 RSUs will vest on December 30, 2024. 3,937 RSUs will vest on November 14, 2024 and 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-24-026064 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,399

F1 · shares: On August 8, 2024, the reporting person sold 13,063 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3. The sale price per share was the closing price of the Class A common stock on August 8, 2024. The transaction was approved by the Audit Committee of the Company and was pursuant to its stock buyback authorization.

F2 · balance_after: Includes 14,506 Restricted Stock Units ("RSUs") granted pursuant to the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. 6,632 RSUs will vest on December 30, 2024. 3,937 RSUs will vest on November 14, 2024 and 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-23-032342 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,173

F1 · shares: The 7,874 shares of Class A Common Stock are represented by 7,874 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 7,874 RSUs, (i) 3,937 RSUs will vest on November 14, 2024, and (ii) 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Also includes 18,594 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan of which 6,631 RSUs will vest on December 30, 2023, 6,632 RSUs will vest on December 30, 2024, and 5,331 RSUs which will vest on November 22, 2023, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F3 · balance_after: Also includes 44,705 shares of Class A Common Stock held directly.

SEC source: 0000929638-23-001921 · form4.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,299

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share, outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share ("Class A Common Stock"), in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Group and the Compensation Committee thereof.

F2 · price: Includes 18,594 restricted stock units ("RSUs") granted pursuant to the BGC Group, Inc. Long Term Incentive Plan representing contingent shares of Class A Common Stock, of which (i) 6,631 RSUs will vest on December 30, 2023, (ii) 6,632 RSUs will vest on December 30, 2024, and (iii) 5,331 RSUs will vest on November 22, 2023, in each case provided that the reporting person continues to serve as a member of the Board of Directors of BGC Group on such dates.

SEC source: 0000929638-23-001904 · form4.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share ("Class A Common Stock") outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof.

F2 · price: Includes (i) 13,263 restricted stock units ("RSUs") representing contingent shares of Class A Common Stock granted on December 30, 2022, of which 6,631 RSUs would have vested on December 30, 2023 and 6,632 RSUs would have vested on December 30, 2024, and (ii) 5,331 RSUs granted on November 22, 2021, all of which would have vested on November 22, 2023, in each case provided that the reporting person continued to serve as a member of the Board of Directors of BGC Partners on such dates.

SEC source: 0001437749-22-029948 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,777

F1 · shares: The 13,263 shares of Class A Common Stock are represented by 13,263 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Eighth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 13,263 RSUs, 6,631 RSUs will vest on December 30, 2023 and 6,632 RSUs will vest on December 30, 2024, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-21-027347 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,514

F1 · shares: The 10,661 shares of Class A Common Stock are represented by 10,661 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Eighth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 10,661 RSUs, 5,331 RSUs will vest on November 22, 2022 and 5,330 RSUs will vest on November 22, 2023, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes 8,711 RSUs granted on June 11, 2020, all of which will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such date.

SEC source: 0001437749-20-013091 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,224

F1 · shares: The 17,422 shares of Class A Common Stock are represented by 17,422 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 17,422 RSUs, 8,711 RSUs will vest on June 11, 2021 and 8,711 RSUs will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes (i) 2,015 RSUs granted on June 20, 2018, all of which will vest on June 20, 2020 and (ii) 9,746 RSUs granted on June 25, 2019, of which 4,873 RSUs will vest on June 25, 2020 and 4,872 RSUs will vest on June 25, 2021, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-19-012829 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,802

F1 · shares: The 9,746 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 9,746 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,746 RSUs, 4,873 RSUs will vest on June 25, 2020 and 4,873 RSUs will vest on June 25, 2021, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes (i) 2,302 RSUs granted on December 19, 2017, all of which will vest on December 19, 2019 and (ii) 2,015 RSUs granted on June 20, 2018, all of which will vest on June 20, 2020, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-18-012292 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056

F1 · shares: The 4,030 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 4,030 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

F2 · balance_after: Includes 4,603 RSUs granted on December 19, 2017, of which 2,301 RSUs will vest on December 19, 2018 and 2,302 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.

SEC source: 0001437749-17-021043 · rdgdoc.xml · nonDerivative · entry 1

Richards David · CIK 0001726170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,026

F1 · shares: The 4,603 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 4,603 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,603 RSUs, 2,301 RSUs will vest on December 19, 2018 and 2,302 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.