MERKEL STEPHEN M

SEC source: 0001437749-26-029178 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,614

F2 · kind: In connection with the grant described in Footnote 1 above, the Company withheld 10,349 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 31,614 shares of Class A Common Stock were issued to the reporting person.

F2 · shares: In connection with the grant described in Footnote 1 above, the Company withheld 10,349 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 31,614 shares of Class A Common Stock were issued to the reporting person.

F2 · balance_after: In connection with the grant described in Footnote 1 above, the Company withheld 10,349 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 31,614 shares of Class A Common Stock were issued to the reporting person.

SEC source: 0001437749-26-029178 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,963

F1 · kind: On August 27, 2026, Newmark Group, Inc. (the "Company") granted to the reporting person 41,963 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 45,316.04 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9260 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On August 27, 2026, Newmark Group, Inc. (the "Company") granted to the reporting person 41,963 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 45,316.04 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9260 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On August 27, 2026, Newmark Group, Inc. (the "Company") granted to the reporting person 41,963 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 45,316.04 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9260 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On August 27, 2026, Newmark Group, Inc. (the "Company") granted to the reporting person 41,963 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 45,316.04 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9260 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-26-010920 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,741

F2 · kind: On April 1, 2026, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 29,973 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 16,576 shares of Class A Common Stock for taxes. The remaining 13,397 shares of Class A Common Stock were issued to the reporting person.

F2 · shares: On April 1, 2026, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 29,973 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 16,576 shares of Class A Common Stock for taxes. The remaining 13,397 shares of Class A Common Stock were issued to the reporting person.

F2 · balance_after: On April 1, 2026, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 29,973 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 16,576 shares of Class A Common Stock for taxes. The remaining 13,397 shares of Class A Common Stock were issued to the reporting person.

F3 · balance_after: Following the vesting and withholding schedule as described in Footnote 2, includes (i) 13,397 shares of Class A Common Stock held directly, (ii) 46,262 RSUs which vest ratably on each of April 1, 2027, 2028 and 2029, provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs, and (iii) 58,200 RSUs which will vest ratably on each of April 1, 2027, 2028, 2029 and 2030, provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs.

SEC source: 0001437749-26-010920 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,317

F1 · price: On April 1, 2026, BGC Group, Inc. (the "Company") granted the reporting person 77,882 restricted stock units ("RSUs") under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably on each of the first (1st) through fifth (5th) anniversaries of April 1, 2026, provided that the reporting person is substantially providing services to the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company, inclusive of its affiliates, generating at least $5 million in revenue for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On April 1, 2026, BGC Group, Inc. (the "Company") granted the reporting person 77,882 restricted stock units ("RSUs") under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably on each of the first (1st) through fifth (5th) anniversaries of April 1, 2026, provided that the reporting person is substantially providing services to the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company, inclusive of its affiliates, generating at least $5 million in revenue for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-26-005859 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 25, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 59,601 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock"), from the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on February 25, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On February 25, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 59,601 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock"), from the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on February 25, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On February 25, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 59,601 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock"), from the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on February 25, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-25-030578 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,435

F1 · price: On October 3, 2025, BGC Group, Inc. (the "Company") repurchased an aggregate of 16,511 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock"), from the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on October 3, 2025. The transaction was approved by the Audit Committee of the Company and was pursuant to its stock buyback authorization.

F2 · balance_after: Includes restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock, consisting of: (i) 61,684 RSUs which vest ratably on each of April 1, 2026, 2027, 2028 and 2029, and (ii) 72,751 RSUs which vest ratably on each of April 1, 2026, 2027, 2028, 2029 and 2030, in each case provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs.

SEC source: 0001437749-25-024188 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,605

F2 · kind: In connection with the grant described in Footnote 1 above, the Company withheld 13,158 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 55,144 shares of Class A Common Stock were issued to the reporting person.

F2 · shares: In connection with the grant described in Footnote 1 above, the Company withheld 13,158 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 55,144 shares of Class A Common Stock were issued to the reporting person.

F2 · balance_after: In connection with the grant described in Footnote 1 above, the Company withheld 13,158 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 55,144 shares of Class A Common Stock were issued to the reporting person.

SEC source: 0001437749-25-024188 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,763

F1 · kind: On July 29, 2025, Newmark Group, Inc. (the "Company") granted to the reporting person 68,302 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 73,657 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9273 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On July 29, 2025, Newmark Group, Inc. (the "Company") granted to the reporting person 68,302 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 73,657 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9273 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On July 29, 2025, Newmark Group, Inc. (the "Company") granted to the reporting person 68,302 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 73,657 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9273 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On July 29, 2025, Newmark Group, Inc. (the "Company") granted to the reporting person 68,302 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 73,657 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9273 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-25-010463 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,946

F2 · kind: On April 1, 2025, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 15,422 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 8,529 shares of Class A Common Stock for taxes. The remaining 6,893 shares of Class A Common Stock were issued to the reporting person.

F2 · shares: On April 1, 2025, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 15,422 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 8,529 shares of Class A Common Stock for taxes. The remaining 6,893 shares of Class A Common Stock were issued to the reporting person.

F2 · balance_after: On April 1, 2025, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 15,422 RSUs became vested and issuable as Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 8,529 shares of Class A Common Stock for taxes. The remaining 6,893 shares of Class A Common Stock were issued to the reporting person.

F3 · balance_after: Also includes (i) 61,684 RSUs which vest ratably on each of April 1, 2026, 2027, 2028 and 2029, provided that the reporting person is still providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs; and (ii) 9,618 of shares of Class A Common Stock held directly.

SEC source: 0001437749-25-010463 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · Director · Chairman of the Board & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,475

F1 · price: On April 1, 2025, the BGC Group, Inc. (the "Company") granted the reporting person 72,751 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably one-fifth (1/5th) on each of the first (1st) through fifth (5th) anniversaries of the grant date, provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On April 1, 2025, the BGC Group, Inc. (the "Company") granted the reporting person 72,751 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably one-fifth (1/5th) on each of the first (1st) through fifth (5th) anniversaries of the grant date, provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-24-010366 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,724

F1 · price: On April 1, 2024, the BGC Group, Inc. (the "Company") granted the reporting person 77,106 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably one-fifth (1/5th) on each of the first (1st) through fifth (5th) anniversaries of the grant date, provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On April 1, 2024, the BGC Group, Inc. (the "Company") granted the reporting person 77,106 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). The RSUs shall vest ratably one-fifth (1/5th) on each of the first (1st) through fifth (5th) anniversaries of the grant date, provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Also includes 9,618 shares of Class A Common Stock held directly by the reporting person.

SEC source: 0001437749-24-000367 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,618

F1 · price: On January 2, 2024, the reporting person sold 136,891 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $6.98 was the closing price of a share of Class A common stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F2 · balance_after: Also includes 9,618 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.

SEC source: 0001437749-24-000362 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,461

F1 · price: On January 2, 2024, the reporting person sold 35,006 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $10.85 was the closing price of a share of Class A Common Stock on January 2, 2024. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F2 · balance_after: Also includes 4,461 shares of Class A Common Stock held by the reporting person that were not reported on the reporting person's previous filing on Form 4 due to administrative error.

SEC source: 0000929638-23-001925 · form4.xml · nonDerivative · entry 3

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 43,012

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share, outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share ("Class A Common Stock"), in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Group and the Compensation Committee thereof.

F3 · ownership.nature: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2023.

SEC source: 0000929638-23-001925 · form4.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By various trusts

Disclosed balance after: 6,258

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share, outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share ("Class A Common Stock"), in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Group and the Compensation Committee thereof.

F2 · ownership.nature: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.

SEC source: 0000929638-23-001925 · form4.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,891

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share, outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share ("Class A Common Stock"), in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Group and the Compensation Committee thereof.

SEC source: 0000929638-23-001902 · form4.xml · nonDerivative · entry 3

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share ("Class A Common Stock") outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof.

F3 · ownership.nature: Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2023.

SEC source: 0000929638-23-001902 · form4.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By various trusts

Disclosed balance after: 0

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share ("Class A Common Stock") outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof.

F2 · ownership.nature: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.

SEC source: 0000929638-23-001902 · form4.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share ("Class A Common Stock") outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof.

SEC source: 0001437749-23-016650 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,891

F1 · kind: On June 2, 2023, the reporting person sold 150,000 shares of BGC Partners, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $4.21 was the closing price of a share of Class A Common Stock on June 2, 2023. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F1 · shares: On June 2, 2023, the reporting person sold 150,000 shares of BGC Partners, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $4.21 was the closing price of a share of Class A Common Stock on June 2, 2023. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

F1 · price: On June 2, 2023, the reporting person sold 150,000 shares of BGC Partners, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), to the Company in an exempt transaction made pursuant to Rule 16b-3 under the Securities Exchange Act of 1936, as amended. The sale price per share of $4.21 was the closing price of a share of Class A Common Stock on June 2, 2023. The transaction was approved by the Audit Committee and the Compensation Committee of the Board of Directors of the Company and was made pursuant to the Company's stock buyback authorization.

SEC source: 0001437749-23-015461 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,891

F2 · kind: In connection with the transaction described in footnote (1) above, the reporting person surrendered to the Company an aggregate of 60,102 shares of Class A Common Stock in a transaction exempt pursuant to Rule 16b-3 under the Exchange Act to pay taxes.

F2 · shares: In connection with the transaction described in footnote (1) above, the reporting person surrendered to the Company an aggregate of 60,102 shares of Class A Common Stock in a transaction exempt pursuant to Rule 16b-3 under the Exchange Act to pay taxes.

F2 · price: In connection with the transaction described in footnote (1) above, the reporting person surrendered to the Company an aggregate of 60,102 shares of Class A Common Stock in a transaction exempt pursuant to Rule 16b-3 under the Exchange Act to pay taxes.

SEC source: 0001437749-23-015461 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,993

F1 · shares: On May 18, 2023, BGC Partners, Inc. (the "Company") granted to the reporting person 256,627 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of 256,627 non-exchangeable limited partnership interests of BGC Holdings, L.P. for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The transaction described in this footnote (1) was made in connection with the Company's corporate conversion transaction.

F1 · price: On May 18, 2023, BGC Partners, Inc. (the "Company") granted to the reporting person 256,627 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of 256,627 non-exchangeable limited partnership interests of BGC Holdings, L.P. for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The transaction described in this footnote (1) was made in connection with the Company's corporate conversion transaction.

SEC source: 0001437749-21-029184 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,366

F1 · shares: On December 22, 2021, BGC Partners, Inc. (the "Company") granted to the reporting person 90,366 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 90,366 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On December 22, 2021, BGC Partners, Inc. (the "Company") granted to the reporting person 90,366 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 90,366 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-21-016097 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,006

F2 · kind: In connection with the transaction described above, 13,066 shares of Class A Common Stock were withheld to pay taxes on the transaction described above.

F2 · shares: In connection with the transaction described above, 13,066 shares of Class A Common Stock were withheld to pay taxes on the transaction described above.

F2 · price: In connection with the transaction described above, 13,066 shares of Class A Common Stock were withheld to pay taxes on the transaction described above.

SEC source: 0001437749-21-016097 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,072

F1 · kind: On June 28, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 48,072 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption of an aggregate of 51,124 non-exchangeable limited partnership interests of Newmark Holdings, L.P. held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On June 28, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 48,072 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption of an aggregate of 51,124 non-exchangeable limited partnership interests of Newmark Holdings, L.P. held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On June 28, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 48,072 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption of an aggregate of 51,124 non-exchangeable limited partnership interests of Newmark Holdings, L.P. held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-21-010619 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On April 29, 2021, the reporting person sold these shares of Class A Common Stock to the Company in an exempt transaction pursuant to Rule 16b-3. The sale price per share was the closing price of the Class A Common Stock on April 29, 2021. The transaction was approved by the Compensation Committee.

SEC source: 0001437749-21-010619 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,350

F1 · shares: On April 29, 2021, BGC Partners, Inc. (the "Company") granted to the reporting person 108,350 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of an aggregate of 108,350 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

F1 · price: On April 29, 2021, BGC Partners, Inc. (the "Company") granted to the reporting person 108,350 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of an aggregate of 108,350 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001437749-21-010209 · rdgdoc.xml · nonDerivative · entry 4

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: On April 27, 2021, the reporting person sold these shares of Class A Common Stock to the Company in an exempt transaction pursuant to Rule 16b-3. The sale price per share was the closing price of the Class A Common Stock on April 27, 2021. The transaction was approved by the Compensation Committee.

SEC source: 0001437749-21-010209 · rdgdoc.xml · nonDerivative · entry 3

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,727

F3 · shares: On April 27, 2021, the Company granted to the reporting person 68,727 shares of its Class A Common Stock, following the redemption of an aggregate of 73,387 non-exchangeable limited partnership interests of Newmark Holdings held by the reporting person for zero. The grant was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3.

F3 · price: On April 27, 2021, the Company granted to the reporting person 68,727 shares of its Class A Common Stock, following the redemption of an aggregate of 73,387 non-exchangeable limited partnership interests of Newmark Holdings held by the reporting person for zero. The grant was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3.

SEC source: 0001437749-21-010209 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On March 16, 2021, the reporting person sold these shares of Class A Common Stock to the Company in an exempt transaction pursuant to Rule 16b-3. The sale price per share was the closing price of the Class A Common Stock on March 16, 2021. The transaction was approved by the Compensation Committee.

SEC source: 0001437749-21-010209 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,962

F1 · shares: On March 16, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 28,962 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of an aggregate of 30,926 non-exchangeable limited partnership interests of Newmark Holdings, L.P. ("Newmark Holdings") held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

F1 · price: On March 16, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 28,962 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption of an aggregate of 30,926 non-exchangeable limited partnership interests of Newmark Holdings, L.P. ("Newmark Holdings") held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended ("Rule 16b-3").

SEC source: 0001437749-21-005035 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By reporting person's spouse

Disclosed balance after: 0

SEC source: 0001437749-21-005187 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By reporting person's spouse

Disclosed balance after: 0

SEC source: 0001437749-20-016191 · rdgdoc.xml · derivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.01 per share · 174,765 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As previously reported, on March 20, 2020, the Company repurchased 185,300 of such 360,065 exchangeable limited partnership interests of BGC Holdings held by the reporting person.The transaction was approved by the Compensation

F2 · derivative.exercise_price: (continued from footnote 1) Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F3 · kind: On July 30, 2020, the Company repurchased the remaining 174,765 exchangeable limited partnership interests of BGC Holdings held by the reporting person at a price of $2.76, the closing price of the Class A common stock on July 30, 2020. The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F3 · price: On July 30, 2020, the Company repurchased the remaining 174,765 exchangeable limited partnership interests of BGC Holdings held by the reporting person at a price of $2.76, the closing price of the Class A common stock on July 30, 2020. The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As previously reported, on March 20, 2020, the Company repurchased 185,300 of such 360,065 exchangeable limited partnership interests of BGC Holdings held by the reporting person.The transaction was approved by the Compensation

F2 · derivative.exercise_date: (continued from footnote 1) Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.expiration_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As previously reported, on March 20, 2020, the Company repurchased 185,300 of such 360,065 exchangeable limited partnership interests of BGC Holdings held by the reporting person.The transaction was approved by the Compensation

F2 · derivative.expiration_date: (continued from footnote 1) Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

SEC source: 0001437749-20-005898 · rdgdoc.xml · derivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,765

Underlying: Class A common stock, par value $0.01 per share · 185,300 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2 · kind: On March 20, 2020, the Company repurchased 185,300 of such 360,065 exchangeable limited partnership interests of BGC Holdings held by the reporting person at the average price of shares of Class A common stock sold under the Company's controlled equity offering from March 10, 2020 to March 13, 2020 less 1% (approximately $4.0024 per limited partnership interest, for an aggregate purchase price of approximately $741,644). The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F2 · price: On March 20, 2020, the Company repurchased 185,300 of such 360,065 exchangeable limited partnership interests of BGC Holdings held by the reporting person at the average price of shares of Class A common stock sold under the Company's controlled equity offering from March 10, 2020 to March 13, 2020 less 1% (approximately $4.0024 per limited partnership interest, for an aggregate purchase price of approximately $741,644). The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · derivative.expiration_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 360,065 exchange rights with respect to 360,065 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 360,065 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 360,065 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001437749-20-004350 · rdgdoc.xml · derivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,065

Underlying: Class A Common Stock, par value $0.01 per share · 250,065 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 2, 2020, the Company granted the reporting person 250,065 exchange rights with respect to 250,065 non-exchangeable limited partnership interests of BGC Holdings that were previously granted to the reporting person. The resulting 250,065 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 250,065 shares of Class A common stock. The grant was approved by the Compensation Committee and was exempt pursuant to Rule 16b-3 under the Exchange Act.

F2 · derivative.exercise_date: On March 2, 2020, the Company granted the reporting person 250,065 exchange rights with respect to 250,065 non-exchangeable limited partnership interests of BGC Holdings that were previously granted to the reporting person. The resulting 250,065 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 250,065 shares of Class A common stock. The grant was approved by the Compensation Committee and was exempt pursuant to Rule 16b-3 under the Exchange Act.

F2 · derivative.expiration_date: On March 2, 2020, the Company granted the reporting person 250,065 exchange rights with respect to 250,065 non-exchangeable limited partnership interests of BGC Holdings that were previously granted to the reporting person. The resulting 250,065 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 250,065 shares of Class A common stock. The grant was approved by the Compensation Committee and was exempt pursuant to Rule 16b-3 under the Exchange Act.

SEC source: 0001437749-20-004350 · rdgdoc.xml · derivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A Common Stock, par value $0.01 per share · 110,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 110,000 exchange rights with respect to 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 110,000 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · derivative.exercise_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 110,000 exchange rights with respect to 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 110,000 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · derivative.expiration_date: On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 110,000 exchange rights with respect to 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 110,000 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001437749-19-024742 · rdgdoc.xml · derivative · entry 6

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.01 per share · 3,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · derivative.exercise_price: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · kind: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · shares: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · price: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · derivative.exercise_date: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · derivative.expiration_date: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · derivative.underlying: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · derivative.underlying_shares: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

SEC source: 0001437749-19-024742 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: These shares of the Class A Common Stock were sold by the reporting person to the Company in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The sale price per share was the closing price of the Class A Common Stock on December 19, 2019. The transaction was approved by the Audit Committee of the Board of Directors of the Company.

SEC source: 0001437749-19-024742 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · shares: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

F1 · price: On December 19, 2019, the reporting person exchanged 4,222 exchangeable limited partnership units of Newmark Holdings, L.P. (the "Holdings Units") into 3,940 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock"), at the current exchange ratio of 0.9332 shares of Class A Common Stock per Holdings Unit. Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then current exchange ratio.

SEC source: 0001437749-19-021296 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: These shares of Newmark Group, Inc. (the "Company") Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), were sold by the reporting person to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The sale price per share for the stock buyback was the closing price of the Class A Common Stock on October 30, 2019. The transaction was approved by the Audit Committee of the Board of Directors of the Company.

SEC source: 0001437749-19-006058 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: These shares of BGC Partners, Inc. (the "Company") Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), were sold by the reporting person to the Company in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The sale price per share was the closing price of the Class A Common Stock on March 26, 2019. The transaction was approved by the Audit Committee of the Board of Directors of the Company.

SEC source: 0001437749-19-003951 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,172

F1 · shares: On February 28, 2019, BGC Partners, Inc. (the "Company") granted to the reporting person 93,560 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On February 28, 2019, BGC Partners, Inc. (the "Company") granted to the reporting person 93,560 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-19-003950 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,193

F1 · shares: On February 28, 2019, Newmark Group, Inc. (the "Company") granted to the reporting person 42,864 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 50,000 non-exchangeable limited partnership interests of Newmark Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On February 28, 2019, Newmark Group, Inc. (the "Company") granted to the reporting person 42,864 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 50,000 non-exchangeable limited partnership interests of Newmark Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-19-000234 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,612

F1 · shares: On December 31, 2018, BGC Partners, Inc. (the "Company") granted to the reporting person 113,032 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") following the redemption and cancellation of an aggregate of 113,032 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On December 31, 2018, BGC Partners, Inc. (the "Company") granted to the reporting person 113,032 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") following the redemption and cancellation of an aggregate of 113,032 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-18-014426 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,580

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

F1 · shares: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

SEC source: 0001437749-18-014426 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

F1 · kind: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

F1 · shares: Represents gifts of shares of BGC Partners, Inc. Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to two separate charitable organizations.

SEC source: 0001437749-18-008727 · rdgdoc.xml · nonDerivative · entry 2

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Indirect · By various trusts

Disclosed balance after: 6,258

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

F2 · ownership.nature: Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediately family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.

SEC source: 0001437749-18-008727 · rdgdoc.xml · nonDerivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,428

F1 · kind: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person in a transaction exempt under Rule 16a-9(a) under the Securities Exchange Act of 1934, as amended, pursuant to a pro rata distribution by Cantor Fitzgerald, L.P. ("CFLP") to partners of CFLP.

SEC source: 0001437749-18-006345 · rdgdoc.xml · derivative · entry 1

MERKEL STEPHEN M · CIK 0001251144 · EVP, General Counsel and Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 110,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F1 · kind: On April 2, 2018, 110,000 exchangeable limited partnership interests of BGC Holdings, L.P., together with a certain number of exchangeable limited partnership interests of Newmark Holdings, L.P., held by the reporting person were exchanged for cash in an exempt transaction with BGC Partners, Inc. (the "Company") pursuant to Rule 16b-3 under the Securities Act of 1934, as amended, at a price per limited partnership interest equal to $12.79, which was the average price received by the Company for a share of the Company's Class A common stock, par value $0.01 per share, sold in the Company's controlled equity offering on April 2, 2018, less 2%.

F1 · price: On April 2, 2018, 110,000 exchangeable limited partnership interests of BGC Holdings, L.P., together with a certain number of exchangeable limited partnership interests of Newmark Holdings, L.P., held by the reporting person were exchanged for cash in an exempt transaction with BGC Partners, Inc. (the "Company") pursuant to Rule 16b-3 under the Securities Act of 1934, as amended, at a price per limited partnership interest equal to $12.79, which was the average price received by the Company for a share of the Company's Class A common stock, par value $0.01 per share, sold in the Company's controlled equity offering on April 2, 2018, less 2%.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.