Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BGC Group, Inc.BGCP · Entity 3818 | Director | November 22, 2021 | November 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BGC Group, Inc.
Report date November 22, 2021 · Filed November 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 101,675 |
Reported balance
After 2021-11-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-22 · Grant · Acquired 10,661 · Balance 101,675 F1: The 10,661 shares of Class A Common Stock are represented by 10,661 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Eighth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 10,661 RSUs, 5,331 RSUs will vest on November 22, 2022 and 5,330 RSUs will vest on November 22, 2023, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2: Includes 8,711 RSUs granted on June 11, 2020, all of which will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The 10,661 shares of Class A Common Stock are represented by 10,661 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Eighth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 10,661 RSUs, 5,331 RSUs will vest on November 22, 2022 and 5,330 RSUs will vest on November 22, 2023, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.
F2: Includes 8,711 RSUs granted on June 11, 2020, all of which will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 23, 2021 22:52 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 10,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-027325 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,675 F1 · shares: The 10,661 shares of Class A Common Stock are represented by 10,661 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Eighth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 10,661 RSUs, 5,331 RSUs will vest on November 22, 2022 and 5,330 RSUs will vest on November 22, 2023, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2 · balance_after: Includes 8,711 RSUs granted on June 11, 2020, all of which will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such date. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:51 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 17,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013067 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,014 F1 · shares: The 17,422 shares of Class A Common Stock are represented by 17,422 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 17,422 RSUs, 8,711 RSUs will vest on June 11, 2021 and 8,711 RSUs will vest on June 11, 2022, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2 · balance_after: Includes (i) 2,015 RSUs granted on June 20, 2018, all of which will vest on June 20, 2020 and (ii) 9,746 RSUs granted on June 25, 2019, of which 4,873 RSUs will vest on June 25, 2020 and 4,873 RSUs will vest on June 25, 2021, provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 21:29 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 9,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012831 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,592 F1 · shares: The 9,746 shares of Class A Common Stock are represented by 9,746 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,746 RSUs, 4,873 RSUs will vest on June 25, 2020 and 4,873 RSUs will vest on June 25, 2021, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. F2 · balance_after: Includes 2,015 RSUs granted on June 20, 2018, all of which will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such date. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 14:50 UTC | BGC Group, Inc. BGCP · Entity 3818 | PurchaseClass A Common Stock, par value $0.01 per share | 10,000 | $11.09 | $110,900.00 |
DisclosureSEC source: 0001437749-18-014387 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,846 F1 · balance_after: Includes (i) 4,030 RSUs granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "Plan") on June 20, 2018 of which 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020; (ii) 2,068 RSUs granted under the Plan on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:08 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 4,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-012289 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,846 F1 · shares: The 4,030 shares of Class A Common Stock are represented by 4,030 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,030 RSUs, 2,015 RSUs will vest on June 29, 2019 and 2,015 RSUs will vest on June 20, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. F2 · balance_after: Includes 2,068 RSUs granted on June 6, 2017, all of which will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such date. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 22:06 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 4,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-010994 · rdgdoc.xml · nonDerivative · entry 1 MORAN WILLIAM J · CIK 0001251172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,816 F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.