Tapewire

Nasdaq · USD

BFST

Business First Bancshares, Inc.

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Tapewire entity
4961
SEC CIK
0001624322
Parsed reports
503

Last 12 months

Inside the activity.

3 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202611
Feb 202613
Mar 202603
Apr 202600
May 202602
Jun 202603
Jul 202617
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2022 Filed Feb 3, 2022 21:02 UTC
JORDAN PHILIPEVP&CBO of b1Bank
GrantCommon Stock 9,344 $27.13 $253,502.72
Disclosure

SEC source: 0001437749-22-002366 · rdgdoc.xml · nonDerivative · entry 1

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,332

F1 · kind: Reflects the grant of restricted stock to reporting person. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 1,871 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, (b) 7,355 shares of unvested restricted stock granted on 2/1/2021, 3,623 shares of which will vest on 3/31/2022 and the remaining 3,732 shares will vest on 3/31/2023, and (c) 9,344 shares of unvested restricted stock granted on 2/1/2022, of which 3,084 shares will vest on 3/31/2022, 3,084 shares will vest on 3/31/2023, and the remaining 3,176 shares will vest on 3/31/2024. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F3 · balance_after: Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 9,412 shares.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:02 UTC
McDonald WarrenChief Credit Officer
GrantCommon Stock 4,060 $27.13 $110,147.80
Disclosure

SEC source: 0001437749-22-002364 · rdgdoc.xml · nonDerivative · entry 1

McDonald Warren · CIK 0001841232 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,630

F1 · kind: Reflects the grant of restricted stock to reporting person. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 472 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, (b) 1,294 shares of unvested restricted stock granted on 2/1/2021, 637 shares of which will vest on 3/31/2022 and the remaining 657 shares will vest on 3/31/2023, and (c) 4,060 shares of unvested restricted stock granted on 2/1/2022, of which 1,340 shares will vest on 3/31/2022, 1,340 shares will vest on 3/31/2023, and the remaining 1,380 shares will vest on 3/31/2024. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:33 UTC
Day Rick D.Director
PurchaseCOMMON STOCK 3,100 $27.50 $85,250.00
Disclosure

SEC source: 0001437749-21-028561 · rdgdoc.xml · nonDerivative · entry 1

Day Rick D. · CIK 0001811427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,660

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:33 UTC PurchaseCOMMON STOCK 3,625 $27.80 $100,775.00
Disclosure

SEC source: 0001437749-21-028562 · rdgdoc.xml · nonDerivative · entry 1

Brees Drew C. · CIK 0001858802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brees Family Trust UA 07/08/04

Disclosed balance after: 3,625

F1 · ownership.nature: Represents the holdings of Brees Family Trust UA 07/08/04, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of registrant common stock held by Brees Family Trust UA 07/08/04 except to the extent of his pecuniary interest.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:32 UTC PurchaseCOMMON STOCK 195 $27.50 $5,362.50
Disclosure

SEC source: 0001437749-21-028560 · rdgdoc.xml · nonDerivative · entry 1

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,545

Read SEC document
November 30, 2021 Filed Feb 23, 2024 21:05 UTC PurchaseCOMMON STOCK 19.842 $27.52 $546.05
Disclosure

SEC source: 0001437749-24-005371 · rdgdoc.xml · nonDerivative · entry 1

Ducrest John P. · CIK 0001852200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,951.842

F2 · shares: Intervening reports do not reflect these transactions.

Read SEC document
November 18, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
SaleCOMMON STOCK 5,000 $27.64 $138,200.00
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 6

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,035

Read SEC document
November 18, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
SaleCOMMON STOCK 397 $27.54 $10,933.38
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 5

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,035

Read SEC document
November 16, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
SaleCOMMON STOCK 1,377 $28.00 $38,556.00
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 4

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,432

Read SEC document
November 10, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
SaleCOMMON STOCK 8,519 $29.00 $247,051.00
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 3

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,809

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:01 UTC PurchaseCOMMON STOCK 34 $27.62 $939.08
Disclosure

SEC source: 0001437749-21-025917 · rdgdoc.xml · nonDerivative · entry 1

Tillage Keith Alexis · CIK 0001819023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698

Read SEC document
October 28, 2021 Filed Nov 16, 2023 17:27 UTC OtherCOMMON STOCK 6,110 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-032373 · rdgdoc.xml · nonDerivative · entry 5

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Buquet III Children's 1998 Trust

Disclosed balance after: 0

F2 · kind: Intervening reports do not reflect the impact of these transactions.

F5 · kind: Represents the distribution of shares to the adult children of the reporting person as beneficiaries of the trust.

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October 25, 2021 Filed Oct 26, 2021 20:01 UTC SaleCommon Stock 4,000 $26.83 $107,320.00
Disclosure

SEC source: 0001437749-21-024295 · rdgdoc.xml · nonDerivative · entry 2

WHITE STEVEN GERARD · CIK 0001736530 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A. Robinson Trust

Disclosed balance after: 32,749

F1 · ownership.nature: Represents the holdings of William A. Robinson Private Foundation, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of registrant common stock held by William A. Robinson Private Foundation except to the extent of his pecuniary interest.

Read SEC document
October 20, 2021 Filed Apr 4, 2022 22:42 UTC
JORDAN PHILIPEVP&CBO of b1Bank
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001437749-22-008236 · rdgdoc.xml · derivative · entry 5

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 20, 2008, and ending October 20, 2018.

Read SEC document
October 20, 2021 Filed Apr 4, 2022 22:42 UTC
JORDAN PHILIPEVP&CBO of b1Bank
Tax withholdingCommon Stock 9,508 $25.30 $240,552.40
Disclosure

SEC source: 0001437749-22-008236 · rdgdoc.xml · nonDerivative · entry 2

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,022

Read SEC document
October 20, 2021 Filed Apr 4, 2022 22:42 UTC
JORDAN PHILIPEVP&CBO of b1Bank
Exercise / conversionCommon Stock 15,000 $12.00 $180,000.00
Disclosure

SEC source: 0001437749-22-008236 · rdgdoc.xml · nonDerivative · entry 1

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:58 UTC
ROBERTSON GREGEVP and CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-21-022703 · rdgdoc.xml · derivative · entry 3

ROBERTSON GREG · CIK 0001734771 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:58 UTC
ROBERTSON GREGEVP and CFO
Tax withholdingCOMMON STOCK 6,497 $23.09 $150,015.73
Disclosure

SEC source: 0001437749-21-022703 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON GREG · CIK 0001734771 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,886

F1 · balance_after: Includes (a) 1,871 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, and (b) 7,355 shares of unvested restricted stock granted on 2/1/2021, 3,623 shares of which will vest on 3/31/2022 and the remaining 3,732 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 21:58 UTC
ROBERTSON GREGEVP and CFO
Exercise / conversionCOMMON STOCK 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001437749-21-022703 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON GREG · CIK 0001734771 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (a) 1,871 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, and (b) 7,355 shares of unvested restricted stock granted on 2/1/2021, 3,623 shares of which will vest on 3/31/2022 and the remaining 3,732 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
September 09, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
GrantCOMMON STOCK 15,293 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 2

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,328

F1 · kind: Acquired under the Pedestal Bancshares, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:04 UTC PurchaseCOMMON STOCK 3,881 $24.02 $93,221.62
Disclosure

SEC source: 0001437749-21-019442 · rdgdoc.xml · nonDerivative · entry 4

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,350

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.96 to $24.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 20:04 UTC GiftCOMMON STOCK 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-019442 · rdgdoc.xml · nonDerivative · entry 3

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,469

Read SEC document
June 30, 2021 Filed Dec 1, 2021 00:11 UTC
Folse Mark P.Director · EVP,Chief Risk Officer- b1BANK
GiftCOMMON STOCK 8,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-027581 · rdgdoc.xml · nonDerivative · entry 1

Folse Mark P. · CIK 0001811376 · Director · EVP,Chief Risk Officer- b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,035

Read SEC document
June 16, 2021 Filed Aug 11, 2021 20:04 UTC GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-019442 · rdgdoc.xml · nonDerivative · entry 2

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,719

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:02 UTC SaleCOMMON STOCK 7,464 $23.85 $178,016.40
Disclosure

SEC source: 0001437749-21-014629 · rdgdoc.xml · nonDerivative · entry 4

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Buquet IV Trust No.2

Disclosed balance after: 3,925

Read SEC document
June 09, 2021 Filed Aug 11, 2021 16:03 UTC Amendment SaleCOMMON STOCK 7,464 $23.85 $178,016.40
Disclosure

SEC source: 0001437749-21-019439 · rdgdoc.xml · nonDerivative · entry 4

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Buquet IV Trust No.2

Disclosed balance after: 3,925

Read SEC document
May 27, 2021 Filed Aug 11, 2021 16:03 UTC Amendment GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019439 · rdgdoc.xml · nonDerivative · entry 1

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,800

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:06 UTC GrantCOMMON STOCK 124 $24.40 $3,025.60
Disclosure

SEC source: 0001437749-21-019450 · rdgdoc.xml · nonDerivative · entry 1

Ducrest John P. · CIK 0001852200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:06 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019449 · rdgdoc.xml · nonDerivative · entry 1

Tillage Keith Alexis · CIK 0001819023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:03 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019440 · rdgdoc.xml · nonDerivative · entry 1

Johnson Joseph Vernon · CIK 0001811639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,336

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:05 UTC
Day Rick D.Director
GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019446 · rdgdoc.xml · nonDerivative · entry 1

Day Rick D. · CIK 0001811427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,560

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:04 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019441 · rdgdoc.xml · nonDerivative · entry 1

WHITE STEVEN GERARD · CIK 0001736530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,719

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 16:06 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019448 · rdgdoc.xml · nonDerivative · entry 1

SMITH KENNETH W. · CIK 0001734781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:07 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019451 · rdgdoc.xml · nonDerivative · entry 1

MONTGOMERY DAVID A. JR. · CIK 0001734788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,557

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 16:05 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019443 · rdgdoc.xml · nonDerivative · entry 1

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,719

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:08 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019455 · rdgdoc.xml · nonDerivative · entry 1

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,119

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:08 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019454 · rdgdoc.xml · nonDerivative · entry 1

Calkins Carol · CIK 0001826992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:07 UTC
PRICE ARTHURDirector
GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019453 · rdgdoc.xml · nonDerivative · entry 1

PRICE ARTHUR · CIK 0001734787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:05 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019447 · rdgdoc.xml · nonDerivative · entry 1

MOCKLER PATRICK E. · CIK 0001734794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed Aug 11, 2021 20:04 UTC GrantCOMMON STOCK 248 $24.40 $6,051.20
Disclosure

SEC source: 0001437749-21-019442 · rdgdoc.xml · nonDerivative · entry 1

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,719

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021.

Read SEC document
May 27, 2021 Filed May 4, 2022 01:09 UTC Amendment GrantCOMMON STOCK 62 $24.40 $1,512.80
Disclosure

SEC source: 0001437749-22-010745 · rdgdoc.xml · nonDerivative · entry 1

Brees Drew C. · CIK 0001858802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62

F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021. These shares were not previously reported.

Read SEC document
May 10, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · derivative · entry 7

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Options (Right to Buy) vested in four equal installments beginning on the first anniversary of the grant date, May 17, 2011, and ending May 17, 2015.

Read SEC document
May 10, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Tax withholdingCommon Stock 37,246 $24.28 $904,332.88
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · nonDerivative · entry 5

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,942

F1 · balance_after: Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares.

Read SEC document
May 10, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $15.00 $750,000.00
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · nonDerivative · entry 4

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares.

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April 30, 2021 Filed May 3, 2021 21:32 UTC SaleCOMMON STOCK 3,000 $23.94 $71,820.00
Disclosure

SEC source: 0001437749-21-010649 · rdgdoc.xml · nonDerivative · entry 2

WHITE STEVEN GERARD · CIK 0001736530 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · HELD BY WILLIAM A. ROBINSON TRUST

Disclosed balance after: 36,749

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.90 to $24.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Represents the holdings of William A. Robinson Private Foundation, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of registrant common stock held by William A. Robinson Private Foundation except to the extent of his pecuniary interest.

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April 30, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · derivative · entry 6

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Options (Right to Buy) vested in four equal installments beginning on the first anniversary of the grant date, May 17, 2011, and ending May 17, 2015.

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April 30, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Tax withholdingCommon Stock 36,836 $24.00 $884,064.00
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · nonDerivative · entry 3

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,188

F1 · balance_after: Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares.

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April 30, 2021 Filed Aug 16, 2021 23:26 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $15.00 $750,000.00
Disclosure

SEC source: 0001437749-21-020237 · rdgdoc.xml · nonDerivative · entry 2

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares.

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April 29, 2021 Filed May 4, 2021 20:48 UTC PurchaseCOMMON STOCK 2,500 $23.85 $59,625.00
Disclosure

SEC source: 0001437749-21-010766 · rdgdoc.xml · nonDerivative · entry 1

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

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April 28, 2021 Filed Apr 28, 2021 23:18 UTC PurchaseCOMMON STOCK 4,550 $23.93 $108,881.50
Disclosure

SEC source: 0001437749-21-010093 · rdgdoc.xml · nonDerivative · entry 1

Ducrest John P. · CIK 0001852200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.