Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Business First Bancshares, Inc.BFST · Entity 4961 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Business First Bancshares, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 33,158.5 |
Reported balance
After 2026-06-26 transaction · row 1
1 source rowRow 1 · 2026-06-26 · Exercise / conversion · Acquired 1,016 · Balance 33,158.5 F2: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,014 |
Reported balance
After 2026-06-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-25 · Grant · Acquired 998 · Balance 2,014 F1: Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 998 |
Reported balance
After 2026-06-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-26 · Exercise / conversion · Disposed 1,016 · Balance 998 F2: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy: Rita Gardner Mockler Estate Account | 30,888.472 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,888.472 F3: Represents the holdings of the Rita Gardner Mockler Estate account, of which the reporting person is the executor. The reporting person disclaims beneficial ownership of the common stock held by the Rita Garnder Mockler Estate account except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.
F2: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date.
F3: Represents the holdings of the Rita Gardner Mockler Estate account, of which the reporting person is the executor. The reporting person disclaims beneficial ownership of the common stock held by the Rita Garnder Mockler Estate account except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2026 Filed Jun 29, 2026 22:20 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | Exercise / conversionRestricted Stock Units · Derivative | 1,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022049 · rdgdoc.xml · derivative · entry 4 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 998 Underlying: Common Stock · 1,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. F2 · price: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. F2 · derivative.exercise_date: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. F2 · derivative.expiration_date: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. Read SEC document |
| June 26, 2026 Filed Jun 29, 2026 22:20 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | Exercise / conversionCOMMON STOCK | 1,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022049 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,158.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 22:20 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantRestricted Stock Units · Derivative | 998 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-26-022049 · rdgdoc.xml · derivative · entry 3 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,014 Underlying: Common Stock · 998 shares Expires not disclosed F1 · price: Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F1 · derivative.exercise_date: Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F1 · derivative.expiration_date: Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:07 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | OtherCOMMON STOCK | 30,888.472 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027447 · rdgdoc.xml · nonDerivative · entry 2 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Rita Gardner Mockler Estate Account Disclosed balance after: 30,888.472 F1 · price: Shares acquired by inheritance. F2 · ownership.nature: Represents the holdings of the Rita Gardner Mockler Estate account, of which the reporting person is the executor. The reporting person disclaims beneficial ownership of the common stock held by the Rita Garnder Mockler Estate account except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2025 Filed Aug 1, 2025 22:21 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | OtherCOMMON STOCK | 14,095.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-024430 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,142.5 F1 · price: Shares acquired by inheritance. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 23:50 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantRestricted Stock Units · Derivative | 1,016 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-021620 · rdgdoc.xml · derivative · entry 2 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,016 Underlying: Common Stock · 1,016 shares Expires not disclosed F2 · price: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 26, 2025. The time-based restricted stock units will fully vest on June 26, 2026. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F2 · derivative.exercise_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 26, 2025. The time-based restricted stock units will fully vest on June 26, 2026. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F2 · derivative.expiration_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 26, 2025. The time-based restricted stock units will fully vest on June 26, 2026. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:41 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCommon Stock | 1,149 | $21.77 | $25,013.73 |
DisclosureSEC source: 0001437749-24-013781 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,047 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on April 26, 2025. F2 · balance_after: Includes (a) 1,584 shares of restricted stock granted on May 8, 2023, which vest on May 8, 2024, and (b) 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| May 08, 2023 Filed May 9, 2023 21:36 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCOMMON STOCK | 1,584 | $15.78 | $24,995.52 |
DisclosureSEC source: 0001437749-23-013359 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,898 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on May 8, 2024. F2 · balance_after: Includes (a) 1,182 shares of restricted stock granted on June 23, 2022, which vest on the earlier of June 22, 2023 or the day immediately prior to the next annual meeting of shareholders following the grant, and (b) 1,584 shares restricted stock granted on May 8, 2023, which vest on May 8, 2024. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 22:35 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCOMMON STOCK | 1,182 | $21.15 | $24,999.30 |
DisclosureSEC source: 0001437749-22-016034 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on the earlier of (a) June 22, 2023, or (b) the day immediately prior to the next annual meeting of shareholders following the grant. Read SEC document |
| April 28, 2022 Filed May 3, 2022 01:20 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCOMMON STOCK | 780 | $23.08 | $18,002.40 |
DisclosureSEC source: 0001437749-22-010560 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,132 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on May 31, 2022. Read SEC document |
| May 27, 2021 Filed Aug 11, 2021 20:05 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCOMMON STOCK | 248 | $24.40 | $6,051.20 |
DisclosureSEC source: 0001437749-21-019447 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,352 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on May 31, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:29 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCommon Stock | 331 | $22.64 | $7,493.84 |
DisclosureSEC source: 0001437749-21-004619 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on March 31, 2021. Read SEC document |
| March 26, 2020 Filed Apr 3, 2020 01:34 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCommon Stock | 300 | $14.87 | $4,461.00 |
DisclosureSEC source: 0001437749-20-007012 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,773 F1 · kind: Reflects the grant of restricted stock to reporting person. The restricted stock fully vested on March 31, 2020. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 00:13 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | PurchaseCOMMON STOCK | 3,000 | $14.45 | $43,350.00 |
DisclosureSEC source: 0001437749-20-005505 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,473 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.3989 to $14.45. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 31, 2019 Filed Oct 3, 2019 21:39 UTC | Business First Bancshares, Inc. BFST · Entity 4961 | GrantCOMMON STOCK | 296 | $25.33 | $7,497.68 |
DisclosureSEC source: 0001437749-19-019633 · rdgdoc.xml · nonDerivative · entry 1 MOCKLER PATRICK E. · CIK 0001734794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.