BE

SEC source: 0001209191-20-037042 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

SEC source: 0001209191-20-037044 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,001

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

SEC source: 0001209191-20-037043 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,854

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

SEC source: 0001209191-20-037050 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,279

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

SEC source: 0001209191-20-032355 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,854

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.2410 to $8.2750, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-030943 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,279

F1 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 7

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,333

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Four Year Grantor Retained Annuity Trust.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 6

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,333

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F4 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Three Year Grantor Retained Annuity Trust.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,333

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Two Year Grantor Retained Annuity Trust.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 4

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,088

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,421

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 2

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,754

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-030944 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,854

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on May 15, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

SEC source: 0001209191-20-030943 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,982

F1 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.2168 to $8.2538, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3.

SEC source: 0001209191-20-029294 · doc4.xml · nonDerivative · entry 5

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 500,208

F1 · kind: Transfer of shares to reporting person's revocable trust.

F2 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

SEC source: 0001209191-20-029294 · doc4.xml · nonDerivative · entry 4

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,813

SEC source: 0001209191-20-029237 · doc4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,947

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the reporting person on January 1 following the year in which the reporting person terminates service with Bloom Energy Corp.

SEC source: 0001209191-20-029245 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,547

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-20-029233 · doc4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-20-029294 · doc4.xml · nonDerivative · entry 3

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,547

F3 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-20-029266 · doc4.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,760

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the reporting person on January 1 following the year in which the reporting person terminates service with Bloom Energy Corp.

SEC source: 0001209191-20-029249 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,547

F1 · shares: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2022 pursuant to the terms of the Bloom Energy Corporation 2020 Non-Employee Director Deferred Compensation Plan.

F1 · price: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2022 pursuant to the terms of the Bloom Energy Corporation 2020 Non-Employee Director Deferred Compensation Plan.

SEC source: 0001209191-20-029247 · doc4.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,058

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-20-029239 · doc4.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,711

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001104659-20-056966 · tm2018686-1_4.xml · derivative · entry 1

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class B common stock · 8,750,000 shares

Expires not disclosed

F1 · security: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value.

F2 · derivative.exercise_price: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F3 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F1 · kind: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value.

F1 · reported_value: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value.

F1 · price: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value.

F2 · derivative.exercise_date: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F3 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F2 · derivative.expiration_date: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F3 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · derivative.underlying_shares: Represents shares of Class B common stock that would have been issuable (upon the conversion terms described in Note 2 above) upon conversion of the $70,000,000 principal amount of the reported securities that was redeemed by the Issuer in accordance with the terms of the indenture for the reported securities at a price equal to their face value.

SEC source: 0001209191-20-047655 · doc4.xml · derivative · entry 14

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Foris Ventures, LLC

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 1,250,000 shares

Expires 2021-12-01

F16 · derivative.exercise_date: The outstanding principal and accrued interest on the 6% Convertible Notes due 2020 (the "6% Convertible Notes") will be convertible at any time at the option of the holders thereof into shares of Issuer's Class B Common Stock.

F14 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F17 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-024512 · doc4.xml · derivative · entry 1

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2030-04-13

F1 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on April 1, 2021, and the remainder will vest as to 1/36 of the remaining shares monthly thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

SEC source: 0001104659-20-042592 · tm2014823d1_4.xml · derivative · entry 2

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,295,371

Underlying: Class B common stock · 29,982,796 shares

Expires not disclosed

F1 · security: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · security: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F3 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F7 · derivative.exercise_price: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash.

F8 · derivative.exercise_price: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

F1 · kind: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F8 · shares: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

F1 · price: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F3 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F7 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash.

F8 · derivative.exercise_date: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

F3 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F7 · derivative.expiration_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash.

F8 · derivative.expiration_date: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

F8 · derivative.underlying_shares: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

F1 · balance_after: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · balance_after: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F8 · balance_after: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

SEC source: 0001104659-20-042592 · tm2014823d1_4.xml · derivative · entry 1

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,575

Underlying: Class B common stock · 21,321,099 shares

Expires not disclosed

F1 · security: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · security: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F3 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F1 · kind: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F6 · shares: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F1 · price: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F3 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.exercise_date: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F3 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25.

F4 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F5 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.expiration_date: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F6 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F1 · balance_after: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · balance_after: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes.

F9 · balance_after: Represents shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018.

SEC source: 0001209191-20-026552 · doc4.xml · derivative · entry 3

NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner

NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 2,500,000 shares

Expires 2021-12-01

F8 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00; provided, however, that the Amended Indenture provides that all conversions that would require stockholder approval will be settled in cash if such required stockholder approval has not been obtained. KR Sridhar, the Chief Executive Officer of the Company and the beneficial owner of a majority of the voting power of the Issuer, entered into a Support Agreement in which he has agreed to vote in favor of permitting the Issuer to settle all conversions of the 10% Notes in shares of the Company's Class A common stock or Class B common stock, as applicable, in compliance with all applicable rules of the New York Stock Exchange. The 10% Notes will mature on December 1, 2021 and bear interest at a fixed rate of 10% per annum, payable monthly in cash.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F10 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $20,000,000 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes.

F7 · ownership.direct: The securities are directly held by NEA 10 and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-20-026552 · doc4.xml · derivative · entry 2

NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner

NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 1,733,381 shares

Expires 2021-12-01

F1 · kind: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F3 · reported_value: Amount includes original promissory note with a face amount of $12,500,000 plus payable in kind interest received in the form of additional 6% Notes.

F1 · price: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F8 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00; provided, however, that the Amended Indenture provides that all conversions that would require stockholder approval will be settled in cash if such required stockholder approval has not been obtained. KR Sridhar, the Chief Executive Officer of the Company and the beneficial owner of a majority of the voting power of the Issuer, entered into a Support Agreement in which he has agreed to vote in favor of permitting the Issuer to settle all conversions of the 10% Notes in shares of the Company's Class A common stock or Class B common stock, as applicable, in compliance with all applicable rules of the New York Stock Exchange. The 10% Notes will mature on December 1, 2021 and bear interest at a fixed rate of 10% per annum, payable monthly in cash.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $13,867,049 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes.

F7 · ownership.direct: The securities are directly held by NEA 10 and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-20-026552 · doc4.xml · derivative · entry 1

NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner

NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 1,232,627 shares

Expires 2020-12-01

F1 · kind: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F3 · reported_value: Amount includes original promissory note with a face amount of $12,500,000 plus payable in kind interest received in the form of additional 6% Notes.

F1 · price: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F4 · derivative.exercise_date: Following the Issuer's IPO, the outstanding principal and accrued interest on the 6% Notes became convertible at any time at the option of the holders thereof into shares of Issuer's Class B common stock.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $13,867,049 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F7 · ownership.direct: The securities are directly held by NEA 10 and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-20-026554 · doc4.xml · derivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 2,500,000 shares

Expires 2021-12-01

F8 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00; provided, however, that the Amended Indenture provides that all conversions that would require stockholder approval will be settled in cash if such required stockholder approval has not been obtained. KR Sridhar, the Chief Executive Officer of the Company and the beneficial owner of a majority of the voting power of the Issuer, entered into a Support Agreement in which he has agreed to vote in favor of permitting the Issuer to settle all conversions of the 10% Notes in shares of the Company's Class A common stock or Class B common stock, as applicable, in compliance with all applicable rules of the New York Stock Exchange. The 10% Notes will mature on December 1, 2021 and bear interest at a fixed rate of 10% per annum, payable monthly in cash.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F10 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $20,000,000 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes.

F7 · ownership.nature: The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-20-026554 · doc4.xml · derivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 1,733,381 shares

Expires 2021-12-01

F1 · kind: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F3 · reported_value: Amount includes original promissory note with a face amount of $12,500,000 plus payable in kind interest received in the form of additional 6% Notes.

F1 · price: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F8 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00; provided, however, that the Amended Indenture provides that all conversions that would require stockholder approval will be settled in cash if such required stockholder approval has not been obtained. KR Sridhar, the Chief Executive Officer of the Company and the beneficial owner of a majority of the voting power of the Issuer, entered into a Support Agreement in which he has agreed to vote in favor of permitting the Issuer to settle all conversions of the 10% Notes in shares of the Company's Class A common stock or Class B common stock, as applicable, in compliance with all applicable rules of the New York Stock Exchange. The 10% Notes will mature on December 1, 2021 and bear interest at a fixed rate of 10% per annum, payable monthly in cash.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $13,867,049 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes.

F7 · ownership.nature: The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-20-026554 · doc4.xml · derivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: Not disclosed

Underlying: Class B Common Stock · 1,232,627 shares

Expires 2020-12-01

F1 · kind: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · kind: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F3 · reported_value: Amount includes original promissory note with a face amount of $12,500,000 plus payable in kind interest received in the form of additional 6% Notes.

F1 · price: The two reported transactions involve an amendment of outstanding convertible notes. On March 31, 2020, New Enterprise Associates 10, Limited Partnership ("NEA 10") entered into an Amendment Support Agreement with the Issuer and other investors which contemplates an amendment of the Issuer's 6% Convertible Senior Secured Notes due December 1, 2020 (the "6% Notes"). The Reporting Persons' beneficial ownership of the 6% Notes was previously reported on a Form 3/A filed on August 8, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding on April 20, 2020 (the "Amended Indenture"), the conversion price of the 6% Notes was reduced from $11.25 to $8.00, the maturity date was extended from December 1, 2020 to December 1, 2021 and the interest rate was increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes").

F2 · price: The amendment of the 6% Notes results in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Persons of the 10% Notes.

F4 · derivative.exercise_date: Following the Issuer's IPO, the outstanding principal and accrued interest on the 6% Notes became convertible at any time at the option of the holders thereof into shares of Issuer's Class B common stock.

F5 · derivative.underlying: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $13,867,049 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes.

F7 · ownership.nature: The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 securities in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-001461 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,610

F1 · shares: Represents Deferred Stock Units ("DSUs") credited to the Reporting Person's deferral account under the Bloom Energy Corporation 2020 Non-Employee Director Deferred Compensation Plan (the "Plan") for the quarter ending March 31, 2020, issuable to the Reporting Person on January 1, 2021 pursuant to the terms of the Plan.

F2 · balance_after: Amount of securities includes the grant of 19,813 Restricted Stock Units on May 12, 2020, as reported on a Form 4 filed on May 14, 2020.

SEC source: 0001209191-20-012140 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,617

Underlying: Class A common stock · 10,383 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer.

SEC source: 0001209191-20-012140 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F2 · kind: Sale pursuant to a Rule 10b5-1 trading plan entered into by reporting person.

SEC source: 0001209191-20-012140 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares include 2,210 shares acquired on August 14, 2019 pursuant to the issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-012143 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,067

F1 · kind: Sale pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.65 to $14.48, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-010774 · doc4.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,869

F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs (the acquisition of which had already been reported on Table I) that vested on February 15, 2020. Proceeds of the sales were tendered to the issuer for payment to the applicable taxing authorities.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.43 to $11.565. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-010775 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,001

F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020 (the initial acquisition of which had already been reported on Table I), pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.60. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-010776 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,173

F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020 (the initial acquisition of which had already been reported on Table I), executed pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.22 to $11.62, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-010773 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,567

F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.4423 to $11.45 inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-029294 · doc4.xml · nonDerivative · entry 2

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 487,474

F1 · kind: Transfer of shares to reporting person's revocable trust.

F2 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

SEC source: 0001209191-20-029294 · doc4.xml · nonDerivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

SEC source: 0001209191-20-005560 · doc4.xml · derivative · entry 2

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 15,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005560 · doc4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,647

F3 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs, pursuant to a Rule 10b5-1 trading entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.13 to $8.46, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-005565 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,356

F1 · kind: Sales pursuant to Rule 10b5-1 trading plan entered into by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.13 to $8.72, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.