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Bloom Energy Corp

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Tapewire entity
2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2020 Filed Aug 4, 2020 21:39 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 4,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044782 · doc4.xml · derivative · entry 3

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Class A Common Stock · 4,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSU will vest 34% on the first anniversary of August 1, 2018; 33% will vest on the second anniversary of August 1, 2018; and 33% will vest on the third anniversary of August 1, 2018, subject to the reporting person's continued service with the Issuer through each vesting date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:39 UTC Exercise / conversionClass A Common Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044782 · doc4.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 7

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 28,029 $12.67 $355,040.54
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,715

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.51 to $13.06, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 23:29 UTC SaleClass A Common Stock 2,550 $13.41 $34,187.60
Disclosure

SEC source: 0001209191-20-044339 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,578

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $13.12 to $13.65, inclusive.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 23:29 UTC SaleClass A Common Stock 53,720 $12.70 $682,281.60
Disclosure

SEC source: 0001209191-20-044339 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,128

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.10 to $13.08, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3).

Read SEC document
July 29, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 39,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 6

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 39,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 5

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 23:31 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 39,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044342 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
GiftClass A Common Stock 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · nonDerivative · entry 3

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 526,033

F3 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

Read SEC document
July 28, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
GiftClass A Common Stock 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · nonDerivative · entry 2

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,813

F2 · kind: Transfer of shares to reporting person's revocable trust.

Read SEC document
July 28, 2020 Filed Jul 29, 2020 00:53 UTC SaleClass A Common Stock 700 $15.97 $11,178.02
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,848

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.92 to $16.01, inclusive.

Read SEC document
July 28, 2020 Filed Jul 29, 2020 00:53 UTC SaleClass A Common Stock 68,074 $15.27 $1,039,292.57
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,548

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.92 to $15.89, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) and (4).

Read SEC document
July 28, 2020 Filed Jul 29, 2020 00:51 UTC SaleClass A Common Stock 39,071 $15.28 $597,157.26
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,434

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:48 UTC
BUSH MARY KDirector
ConversionClass B Common Stock · Derivative 15,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043904 · doc4.xml · derivative · entry 4

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:48 UTC
BUSH MARY KDirector
ConversionClass A Common Stock 15,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043904 · doc4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
ConversionClass B Common Stock · Derivative 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · derivative · entry 6

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
ConversionClass A Common Stock 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · nonDerivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:46 UTC
PILLAI HARIEVP of CIG
Exercise / conversionStock option (right to buy Class A common stock) · Derivative 2,083 $0.00 Strike: $11.31 $0.00
Disclosure

SEC source: 0001209191-20-043903 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,417

Underlying: Class A common stock · 2,083 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:46 UTC
PILLAI HARIEVP of CIG
SaleClass A common stock 2,083 $17.27 $35,973.41
Disclosure

SEC source: 0001209191-20-043903 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:46 UTC
PILLAI HARIEVP of CIG
Exercise / conversionClass A common stock 2,083 $11.31 $23,558.73
Disclosure

SEC source: 0001209191-20-043903 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:53 UTC ConversionClass B Common Stock · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 9

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:53 UTC ConversionClass A Common Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:51 UTC ConversionClass B Common Stock · Derivative 75,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 75,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:51 UTC ConversionClass A Common Stock 75,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:48 UTC
BUSH MARY KDirector
Exercise / conversionClass B Common Stock · Derivative 15,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043904 · doc4.xml · derivative · entry 3

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Class A Common Stock · 15,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:48 UTC
BUSH MARY KDirector
Exercise / conversionRestricted Stock Units (RSU) · Derivative 15,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043904 · doc4.xml · derivative · entry 2

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 15,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest over two years at six-month intervals from the vesting commencement date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

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July 25, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
Exercise / conversionClass B Common Stock · Derivative 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · derivative · entry 5

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,825

Underlying: Class A Common Stock · 25,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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July 25, 2020 Filed Jul 28, 2020 20:50 UTC
Powell ColinDirector
Exercise / conversionRestricted Stock Units (RSU) · Derivative 25,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043905 · doc4.xml · derivative · entry 4

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 25,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest over two years at six-month intervals from the vesting commencement date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:53 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 91,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 8

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 91,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs vest over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

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July 25, 2020 Filed Jul 29, 2020 00:53 UTC Exercise / conversionClass B Common Stock · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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July 25, 2020 Filed Jul 29, 2020 00:53 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:53 UTC Exercise / conversionClass A Common Stock 91,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:51 UTC Exercise / conversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,651

Underlying: Class A Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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July 25, 2020 Filed Jul 29, 2020 00:51 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:51 UTC Exercise / conversionClass B Common Stock · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Class A Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:51 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 17:59 UTC
PILLAI HARIEVP of CIG
Exercise / conversionStock option (right to buy Class A common stock) · Derivative 27,117 $0.00 Strike: $11.31 $0.00
Disclosure

SEC source: 0001209191-20-042939 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A common stock · 27,117 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer.

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July 15, 2020 Filed Jul 17, 2020 17:59 UTC
PILLAI HARIEVP of CIG
SaleClass A common stock 27,117 $14.50 $393,196.50
Disclosure

SEC source: 0001209191-20-042939 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 17:59 UTC
PILLAI HARIEVP of CIG
Exercise / conversionClass A common stock 27,117 $11.31 $306,693.27
Disclosure

SEC source: 0001209191-20-042939 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:00 UTC SaleClass A common stock 338,847 $15.09 $5,112,726.84
Disclosure

SEC source: 0001209191-20-042941 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,578

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Includes 219,146 shares previously held indirectly as Swaminathan Venkataraman, Trustee of The Venkataraman Living Trust dated June 8, 2011 which were transferred to the reporting person immediately prior to the sale.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.00 to $15.94, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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July 15, 2020 Filed Jul 17, 2020 21:58 UTC SaleClass A common stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001209191-20-042938 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:08 UTC
Sridhar KRDirector · President & CEO
GrantClass A common stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041540 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,000

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly installments thereafter for two years subject to the reporting person's continued service through each vesting date.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:51 UTC SaleClass A common stock 2,000 $9.99 $19,985.60
Disclosure

SEC source: 0001209191-20-040435 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.55 to $10.51, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 30, 2020 Filed Jan 5, 2021 23:00 UTC
SANDELL SCOTT DDirector · 10% owner
GrantClass A Common Stock 1,953 $10.88 $21,248.64
Disclosure

SEC source: 0001209191-21-001461 · doc4.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,563

F3 · shares: Represents DSUs credited to the Reporting Person's deferral account under the Plan for the quarter ending June 30, 2020, issuable to the Reporting Person on January 1, 2021 pursuant to the terms of the Plan.

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June 26, 2020 Filed Jun 30, 2020 21:50 UTC SaleClass A common stock 2,000 $8.06 $16,127.00
Disclosure

SEC source: 0001209191-20-039519 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $7.78 to $8.53, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:51 UTC
White ChristopherEVP Global Sales
SaleClass A common stock 22,755 $9.25 $210,369.98
Disclosure

SEC source: 0001209191-20-038258 · doc4.xml · nonDerivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,245

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on June 17, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

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June 12, 2020 Filed Jun 16, 2020 18:13 UTC
White ChristopherEVP Global Sales
GrantClass A common stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037053 · doc4.xml · nonDerivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,000

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

F2 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.