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BECTON DICKINSON & CO

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2498
SEC CIK
0000010795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202603
Feb 202602
Mar 202601
Apr 202601
May 202601
Jun 202604
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Exercise / conversionStock Appreciation Rights · Derivative 4,864 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001543407-19-000025 · edgar.xml · derivative · entry 7

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483

Underlying: Common Stock · 4,864 shares

Expires 2023-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
SaleCommon Stock 2,021 $255.03 $515,415.63
Disclosure

SEC source: 0001543407-19-000025 · edgar.xml · nonDerivative · entry 4

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.75. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
SaleCommon Stock 2,787 $255.03 $710,768.61
Disclosure

SEC source: 0001543407-19-000025 · edgar.xml · nonDerivative · entry 3

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,612

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.75. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Disposition to issuerCommon Stock 2,077 $255.03 $529,697.31
Disclosure

SEC source: 0001543407-19-000025 · edgar.xml · nonDerivative · entry 2

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,399

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.75. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Exercise / conversionCommon Stock 4,864 $108.89 $529,640.96
Disclosure

SEC source: 0001543407-19-000025 · edgar.xml · nonDerivative · entry 1

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:58 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionStock Appreciation Rights · Derivative 16,343 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000023 · edgar.xml · derivative · entry 6

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,029

Underlying: Common Stock · 16,343 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:58 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
SaleCommon Stock 11,340 $250.40 $2,839,536.00
Disclosure

SEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,907

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $250.10 through $251.09. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:58 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Disposition to issuerCommon Stock 5,003 $250.40 $1,252,751.20
Disclosure

SEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,247

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $250.10 through $251.09. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:58 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionCommon Stock 16,343 $76.64 $1,252,527.52
Disclosure

SEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:03 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 107 $246.58 $26,384.06
Disclosure

SEC source: 0001543407-19-000022 · edgar.xml · derivative · entry 1

RING TIMOTHY M · CIK 0001204666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 13:57 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 187 $246.58 $46,110.46
Disclosure

SEC source: 0001543407-19-000021 · edgar.xml · derivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,947

Underlying: Common Stock · 187 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 13:49 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 107 $246.58 $26,384.06
Disclosure

SEC source: 0001543407-19-000020 · edgar.xml · derivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,631

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:34 UTC
Khichi Samrat S.EVP and General Counsel
Tax withholdingCommon Stock 3,539 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000019 · edgar.xml · nonDerivative · entry 2

Khichi Samrat S. · CIK 0001612227 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,681

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 13:49 UTC
Larson Betty DEVP HR & CHRO
Tax withholdingCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000018 · edgar.xml · nonDerivative · entry 1

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,293

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 13:44 UTC
Campion Simon DEVP and Segment President
Tax withholdingCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000017 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 18:39 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000014 · edgar.xml · nonDerivative · entry 1

RING TIMOTHY M · CIK 0001204666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,305

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:05 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000015 · edgar.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,248

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 18:11 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000013 · edgar.xml · nonDerivative · entry 1

RIMEL REBECCA W · CIK 0001250391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 18:01 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000012 · edgar.xml · nonDerivative · entry 1

LARSEN MARSHALL O · CIK 0001024382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,912

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:50 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000011 · edgar.xml · nonDerivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes righs acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:15 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000010 · edgar.xml · nonDerivative · entry 1

Fraser Claire · CIK 0001382031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,842

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 15:54 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000009 · edgar.xml · nonDerivative · entry 1

ECKERT R ANDREW · CIK 0001210525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 15:40 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000008 · edgar.xml · nonDerivative · entry 1

BURZIK CATHERINE M · CIK 0001261141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,692

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 15:16 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000007 · edgar.xml · nonDerivative · entry 1

Melcher David F · CIK 0001451646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 14:50 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000006 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 14:38 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000005 · edgar.xml · nonDerivative · entry 1

Pomeroy Claire · CIK 0001603648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,242

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
January 22, 2019 Filed Jan 25, 2024 21:08 UTC Amendment GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001292 · form4a.xml · nonDerivative · entry 1

BURZIK CATHERINE M · CIK 0001261141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,324

F1 · balance_after: This Form 4 is being amended to reflect the proper number of shares owned by the reporting person which incorrectly included shares previously gifted.

Read SEC document
January 04, 2019 Filed Feb 13, 2019 14:34 UTC
Khichi Samrat S.EVP and General Counsel
GiftCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000019 · edgar.xml · nonDerivative · entry 1

Khichi Samrat S. · CIK 0001612227 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,220

Read SEC document
January 02, 2019 Filed Jan 4, 2019 15:16 UTC
Khichi Samrat S.EVP and General Counsel
Tax withholdingCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000004 · edgar.xml · nonDerivative · entry 1

Khichi Samrat S. · CIK 0001612227 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,289

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 15:15 UTC
Larson Betty DEVP HR & CHRO
Tax withholdingCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000003 · edgar.xml · nonDerivative · entry 1

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,512

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 15:14 UTC
Campion Simon DEVP and Segment President
Tax withholdingCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000002 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,001

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:01 UTC Tax withholdingCommon Stock 13,306 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000001 · edgar.xml · nonDerivative · entry 1

RING TIMOTHY M · CIK 0001204666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,382

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 17:34 UTC
Campion Simon DEVP and Segment President
Tax withholdingCommon Stock 134 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000090 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,059

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 18:39 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000089 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,907

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:18 UTC
Campion Simon DEVP and Segment President
Tax withholdingCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000088 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 18:57 UTC
Campion Simon DEVP and Segment President
Tax withholdingCommon Stock 147 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000087 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,326

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
December 04, 2018 Filed Dec 12, 2018 18:39 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001543407-18-000089 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,167

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionStock Appreciation Rights · Derivative 2,938 $0.00 Strike: $170.69 $0.00
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 14

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941

Underlying: Common Stock · 2,938 shares

Expires 2026-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionStock Appreciation Rights · Derivative 6,054 $0.00 Strike: $150.12 $0.00
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 13

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 6,054 shares

Expires 2025-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionStock Appreciation Rights · Derivative 1,413 $0.00 Strike: $134.73 $0.00
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 12

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,413 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
SaleCommon Stock 1,825 $252.32 $460,484.00
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 10

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
SaleCommon Stock 951 $252.39 $240,022.89
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 9

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Disposition to issuerCommon Stock 1,987 $252.39 $501,498.93
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 8

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,551

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionCommon Stock 2,938 $170.69 $501,487.22
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 7

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
SaleCommon Stock 2,453 $252.39 $619,112.67
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 6

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Disposition to issuerCommon Stock 3,601 $252.39 $908,856.39
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 5

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,053

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionCommon Stock 6,054 $150.12 $908,826.48
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 4

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
SaleCommon Stock 658 $252.39 $166,072.62
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 3

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Disposition to issuerCommon Stock 755 $252.39 $190,554.45
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 2

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,258

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:43 UTC
Borzi James WEVP & Chief Supply Chain Offcr
Exercise / conversionCommon Stock 1,413 $134.73 $190,373.49
Disclosure

SEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.