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BECTON DICKINSON & CO

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2498
SEC CIK
0000010795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202603
Feb 202602
Mar 202601
Apr 202601
May 202601
Jun 202604
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 26, 2019 Filed Nov 27, 2019 18:59 UTC
Polen Thomas E JrExecutive Vice President
GrantCommon Stock 4,430 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000060 · edgar.xml · nonDerivative · entry 1

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,885

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:08 UTC
Goette RolandEVP and President, EMEA
GrantStock Appreciation Rights · Derivative 4,630 $0.00 Strike: $255.22 $0.00
Disclosure

SEC source: 0001543407-19-000061 · edgar.xml · derivative · entry 4

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,630

Underlying: Common Stock · 4,630 shares

Expires 2029-11-26

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:08 UTC
Goette RolandEVP and President, EMEA
Tax withholdingCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000061 · edgar.xml · nonDerivative · entry 2

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:08 UTC
Goette RolandEVP and President, EMEA
GrantCommon Stock 931 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000061 · edgar.xml · nonDerivative · entry 1

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:41 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
GrantStock Appreciation Rights · Derivative 19,361 $0.00 Strike: $255.22 $0.00
Disclosure

SEC source: 0001543407-19-000058 · edgar.xml · derivative · entry 5

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Common Stock · 19,361 shares

Expires 2029-11-26

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:41 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Tax withholdingCommon Stock 1,403 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000058 · edgar.xml · nonDerivative · entry 2

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,586

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:41 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
GrantCommon Stock 1,507 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000058 · edgar.xml · nonDerivative · entry 1

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,989

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:49 UTC
Lim James CExecutive Vice President
GrantStock Appreciation Rights · Derivative 10,102 $0.00 Strike: $255.22 $0.00
Disclosure

SEC source: 0001543407-19-000059 · edgar.xml · derivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102

Underlying: Common Stock · 10,102 shares

Expires 2029-11-26

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:49 UTC
Lim James CExecutive Vice President
GrantCommon Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000059 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,966

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:33 UTC
Reidy Christopher RCFO and EVP of Administration
GrantStock Appreciation Rights · Derivative 27,778 $0.00 Strike: $255.22 $0.00
Disclosure

SEC source: 0001543407-19-000057 · edgar.xml · derivative · entry 3

Reidy Christopher R · CIK 0001290907 · CFO and EVP of Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,778

Underlying: Common Stock · 27,778 shares

Expires 2029-11-26

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:33 UTC
Reidy Christopher RCFO and EVP of Administration
Tax withholdingCommon Stock 3,747 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000057 · edgar.xml · nonDerivative · entry 2

Reidy Christopher R · CIK 0001290907 · CFO and EVP of Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,210

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:33 UTC
Reidy Christopher RCFO and EVP of Administration
GrantCommon Stock 4,873 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000057 · edgar.xml · nonDerivative · entry 1

Reidy Christopher R · CIK 0001290907 · CFO and EVP of Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,957

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:04 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Tax withholdingCommon Stock 13,190 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,050

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table 1.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:04 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GrantCommon Stock 16,742 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,240

F1 · shares: Represents shares vesting under performance units granted on November 26, 2016.

Read SEC document
November 26, 2019 Filed Dec 16, 2019 14:03 UTC Amendment
Spoerel Thomas JVP Controller & Chief Acct Off
GrantCommon Stock 596 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000070 · edgar.xml · nonDerivative · entry 1

Spoerel Thomas J · CIK 0001790223 · VP Controller & Chief Acct Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The number of units received by the reporting person was incorrectly stated on the prior Form 4.

Read SEC document
November 13, 2019 Filed Nov 13, 2019 19:27 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 104 $256.00 $26,624.00
Disclosure

SEC source: 0001543407-19-000054 · edgar.xml · derivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,268

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
November 13, 2019 Filed Nov 13, 2019 19:20 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 104 $256.00 $26,624.00
Disclosure

SEC source: 0001543407-19-000053 · edgar.xml · derivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
October 21, 2019 Filed Nov 27, 2019 18:04 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 15,590 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,498

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:50 UTC
Polen Thomas E JrExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 13,760 $0.00 Strike: $150.12 $0.00
Disclosure

SEC source: 0001543407-19-000049 · edgar.xml · derivative · entry 4

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,763

Underlying: Common Stock · 13,760 shares

Expires 2025-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:50 UTC
Polen Thomas E JrExecutive Vice President
SaleCommon Stock 5,823 $260.26 $1,515,493.98
Disclosure

SEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 3

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,455

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 3, 2018.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:50 UTC
Polen Thomas E JrExecutive Vice President
Disposition to issuerCommon Stock 7,937 $260.26 $2,065,683.62
Disclosure

SEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 2

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 3, 2018.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:50 UTC
Polen Thomas E JrExecutive Vice President
Exercise / conversionCommon Stock 13,760 $150.12 $2,065,651.20
Disclosure

SEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 1

Polen Thomas E Jr · CIK 0001621793 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:19 UTC
Bodner Charles RSVP Corp Fin Chief Acct Office
Exercise / conversionStock Appreciation Rights · Derivative 3,143 $0.00 Strike: $134.73 $0.00
Disclosure

SEC source: 0001543407-19-000048 · edgar.xml · derivative · entry 5

Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,143 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:19 UTC
Bodner Charles RSVP Corp Fin Chief Acct Office
SaleCommon Stock 1,514 $260.08 $393,761.12
Disclosure

SEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 3

Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:19 UTC
Bodner Charles RSVP Corp Fin Chief Acct Office
Disposition to issuerCommon Stock 1,629 $260.08 $423,670.32
Disclosure

SEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 2

Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:19 UTC
Bodner Charles RSVP Corp Fin Chief Acct Office
Exercise / conversionCommon Stock 3,143 $134.73 $423,456.39
Disclosure

SEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 1

Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC
Lim James CExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 15,848 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · derivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,848 shares

Expires 2023-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC
Lim James CExecutive Vice President
SaleCommon Stock 9,299 $263.53 $2,450,565.47
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $262.74 through $264.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC
Lim James CExecutive Vice President
Disposition to issuerCommon Stock 6,549 $263.53 $1,725,857.97
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $262.74 through $264.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:55 UTC
Lim James CExecutive Vice President
Exercise / conversionCommon Stock 15,848 $108.89 $1,725,688.72
Disclosure

SEC source: 0001543407-19-000047 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionStock Appreciation Rights · Derivative 16,343 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · derivative · entry 9

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,343

Underlying: Common Stock · 16,343 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
SaleCommon Stock 11,532 $260.38 $3,002,702.16
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 6

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,088

F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Disposition to issuerCommon Stock 4,811 $260.38 $1,252,688.18
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 5

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,620

F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionCommon Stock 16,343 $76.64 $1,252,527.52
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 4

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 30, 2019 17:23 UTC
Khichi Samrat S.EVP and General Counsel
GiftCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000051 · edgar.xml · nonDerivative · entry 1

Khichi Samrat S. · CIK 0001612227 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549

Read SEC document
August 30, 2019 Filed Sep 3, 2019 13:47 UTC
Conroy AlexandreEVP of Integrated Supply Chain
SaleCommon Stock 46 $256.72 $11,809.12
Disclosure

SEC source: 0001543407-19-000046 · edgar.xml · nonDerivative · entry 1

Conroy Alexandre · CIK 0001551713 · EVP of Integrated Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,489

Read SEC document
August 29, 2019 Filed Aug 29, 2019 20:39 UTC
Conroy AlexandreEVP of Integrated Supply Chain
SaleCommon Stock 9,829 $255.06 $2,506,984.74
Disclosure

SEC source: 0001543407-19-000045 · edgar.xml · nonDerivative · entry 1

Conroy Alexandre · CIK 0001551713 · EVP of Integrated Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,535

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255.00 through $255.36. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 23, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 6,443 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,088

F2 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 22,709 $0.00 Strike: $76.18 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 13

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,709 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 8,402 $0.00 Strike: $72.12 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 12

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,402 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 2,855 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · derivative · entry 11

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,855 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

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August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
SaleCommon Stock 15,879 $253.31 $4,022,309.49
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 9

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

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August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Disposition to issuerCommon Stock 6,830 $253.31 $1,730,107.30
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 8

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,072

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionCommon Stock 22,709 $76.18 $1,729,971.62
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 7

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
SaleCommon Stock 6,009 $253.31 $1,522,139.79
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 6

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Disposition to issuerCommon Stock 2,393 $253.31 $606,170.83
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionCommon Stock 8,402 $72.12 $605,952.24
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 4

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
SaleCommon Stock 1,991 $253.31 $504,340.21
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Disposition to issuerCommon Stock 864 $253.31 $218,859.84
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,184

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:21 UTC
Lim James CExecutive Vice President
Exercise / conversionCommon Stock 2,855 $76.64 $218,807.20
Disclosure

SEC source: 0001543407-19-000044 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.