Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | SVP Corp Fin Chief Acct Office | September 06, 2019 | September 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date September 06, 2019 · Filed September 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,037 |
Ending reported balance
After 2019-09-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-06 · Exercise / conversion · Acquired 3,143 · Balance 5,180 Row 2 · 2019-09-06 · Disposition to issuer · Disposed 1,629 · Balance 3,551 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018. Row 3 · 2019-09-06 · Sale · Disposed 1,514 · Balance 2,037 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $134.73 · Expires 2024-11-25 | Direct | 0 |
Reported balance
After 2019-09-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-09-06 · Exercise / conversion · Disposed 3,143 · Balance 0 F2: The stock appreciation rights vest in four annual installments beginning November 25, 2015. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 67 |
Reported balance
Holding disclosure · report date 2019-09-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 67 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018.
F2: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2019 Filed Sep 9, 2019 17:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 3,143 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-19-000048 · edgar.xml · derivative · entry 5 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,143 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,514 | $260.08 | $393,761.12 |
DisclosureSEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 3 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,037 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,629 | $260.08 | $423,670.32 |
DisclosureSEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 2 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,551 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on November 29, 2018. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 3,143 | $134.73 | $423,456.39 |
DisclosureSEC source: 0001543407-19-000048 · edgar.xml · nonDerivative · entry 1 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 3,543 | $0.00 Strike: $242.10 | $0.00 |
DisclosureSEC source: 0001543407-18-000080 · edgar.xml · derivative · entry 5 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 Underlying: Common Stock · 3,543 shares Expires 2028-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2019. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000080 · edgar.xml · nonDerivative · entry 3 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,037 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 826 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000080 · edgar.xml · nonDerivative · entry 2 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000080 · edgar.xml · nonDerivative · entry 1 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 F1 · shares: Represents shares vesting under performance units granted on November 26, 2015. Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:41 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 2,500 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-18-000072 · edgar.xml · derivative · entry 6 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143 Underlying: Common Stock · 2,500 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:41 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 950 | $245.82 | $233,529.00 |
DisclosureSEC source: 0001543407-18-000072 · edgar.xml · nonDerivative · entry 4 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:41 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,130 | $245.84 | $277,799.20 |
DisclosureSEC source: 0001543407-18-000072 · edgar.xml · nonDerivative · entry 3 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:41 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,370 | $245.84 | $336,800.80 |
DisclosureSEC source: 0001543407-18-000072 · edgar.xml · nonDerivative · entry 2 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,127 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:41 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 2,500 | $134.73 | $336,825.00 |
DisclosureSEC source: 0001543407-18-000072 · edgar.xml · nonDerivative · entry 1 Bodner Charles R · CIK 0001745188 · SVP Corp Fin Chief Acct Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.