BCHT

SEC source: 0000945836-23-000001 · primary_doc.xml · derivative · entry 4

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-23-000001 · primary_doc.xml · nonDerivative · entry 2

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 850,000 shares of common stock at an aggregate cash exercise price of $209,500.

SEC source: 0000945836-23-000001 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 850,000 shares of common stock at an aggregate cash exercise price of $209,500.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 19

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 18

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 17

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 16

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 15

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 14

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 13

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 12

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2023-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · derivative · entry 11

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 9

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,577,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 8

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 7

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 6

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 5

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,544,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 4

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,535,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 3

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 2

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,519,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000008 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through cash exercises of options to acquire a total of 216,664 shares of common stock at an aggregate cash exercise price of $58,332.68.

SEC source: 0000945836-22-000007 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680,826

F1 · price: Such shares represent a retention stock bonus awarded to the Reporting Person. So long as the Reporting Person remains in the continuous employ of the Issuer, the shares shall vest according to the following: 25.0% shall vest six months from the date of grant, and another 25.0% shall vest on each subsequent six-month anniversary of the date of grant so that the stock award is fully vested two years from the date of grant. Any unvested shares shall be forfeited immediately when the Reporting Person is no longer in the continuous employ of the Issuer, unless due to death, disability or a change in control. No cash consideration was paid for the shares. The shares issued to the Reporting Person were valued at $0.30 per share, representing the value as of the date of grant.

SEC source: 0001565778-22-000003 · primary_doc.xml · derivative · entry 1

Alterna Core Capital Assets Fund II, L.P. · CIK 0001565778 · 10% owner

Alterna Capital Partners LLC · CIK 0001619571 · 10% owner

Alterna General Partner II LLC · CIK 0001619585 · 10% owner

AC Midwest Energy LLC · CIK 0001619570 · 10% owner

Press Eric M. · CIK 0001619289 · 10% owner

Goldin Earle · CIK 0001618838 · 10% owner

Miller Roger P. · CIK 0001619288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AC Midwest Energy LLC

Disclosed balance after: 11,700,000

Underlying: Common Stock · 11,700,000 shares

Expires not disclosed

F1 · derivative.expiration_date: On October 28, 2022, the Issuer and AC Midwest LLC ("AC Midwest") entered into a Repurchase Option Agreement pursuant to which AC Midwest granted the Issuer a call option (the "Call Option") to repurchase up to 11,700,000 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") at a repurchase price of $0.50 per share. The Call Option is exercisable through the earlier of (i) the date on which AC Midwest no longer holds in excess of 5% of the Company's issued and outstanding shares of Common Stock, and (ii) August 25, 2025.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Alterna Core Capital Assets Fund II, L.P. ("Fund II"), Alterna Capital Partners LLC ("Alterna"), Alterna General Partner II LLC ("Fund II General Partner"), AC Midwest, Eric M. Press, Roger P. Miller and Earle Goldin. AC Midwest is the record and direct beneficial owner of the securities covered by this statement. Fund II owns all of the outstanding equity interests of AC Midwest and may be deemed to beneficially own securities held by AC Midwest.

F3 · ownership.nature: Alterna, in its capacity as investment adviser to Fund II, has the ability to direct the investment decisions of the Fund II, including the power to vote and dispose of securities held by AC Midwest and may be deemed to beneficially own securities held by AC Midwest. Fund II General Partner, in its capacity as the general partner of Fund II, has the ability to direct the management of Fund II's business, including the power to direct the decisions of Fund II regarding the vote and disposition of securities held by AC Midwest and may be deemed to beneficially own securities held by AC Midwest.

F4 · ownership.nature: Each of Messrs. Press, Miller and Goldin, by virtue of their role as managing partners of Alterna, may be deemed to have shared power regarding the vote and disposition of securities held by AC Midwest and may be deemed to beneficially own securities held by AC Midwest.

SEC source: 0000945836-22-000006 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360,869

F1 · kind: Common stock acquired through open market purchase.

SEC source: 0000945836-22-000004 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: No cash consideration was paid. Such shares were issued for services. The shares issued to the Reporting Person were valued at $0.21 per share, representing the value as of the transaction date.

SEC source: 0000945836-22-000005 · primary_doc.xml · derivative · entry 1

Trettel James · CIK 0001654233 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2027-05-31

SEC source: 0000945836-22-000003 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350,869

F1 · price: No cash consideration was paid. Such shares were issued for services. The shares issued to the Reporting Person were valued at $0.21 per share, representing the value as of the transaction date.

SEC source: 0000945836-22-000002 · primary_doc.xml · derivative · entry 1

Satterthwaite Jami L. · CIK 0001830556 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-05-31

SEC source: 0000945836-22-000001 · primary_doc.xml · derivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2027-05-31

SEC source: 0000945836-21-000010 · primary_doc.xml · derivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000015 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000014 · primary_doc.xml · derivative · entry 1

Satterthwaite Jami L. · CIK 0001830556 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000013 · primary_doc.xml · derivative · entry 1

Trettel James · CIK 0001654233 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000012 · primary_doc.xml · derivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000011 · primary_doc.xml · derivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-11-22

SEC source: 0000945836-21-000006 · primary_doc.xml · derivative · entry 3

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-21-000006 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through a cash exercise of an option to acquire 125,000 shares of common stock at $0.81 per share or $101,250 in the aggregate.

SEC source: 0000945836-21-000005 · primary_doc.xml · derivative · entry 3

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000945836-21-000005 · primary_doc.xml · nonDerivative · entry 2

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084,869

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 25,000 shares of common stock, pursuant to which 9,131 shares were withheld by the Issuer at a market price of $1.15 per share to pay the exercise price of $0.42 per share, resulting in 15,869 shares of common stock being issued to the Reporting Person on a net basis.

SEC source: 0000945836-21-000005 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,094,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 25,000 shares of common stock, pursuant to which 9,131 shares were withheld by the Issuer at a market price of $1.15 per share to pay the exercise price of $0.42 per share, resulting in 15,869 shares of common stock being issued to the Reporting Person on a net basis.

SEC source: 0000945836-21-000004 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680,826

F1 · price: Common stock sold in a private transaction pursuant to a Share Purchase Agreement entered into by the Reporting Person with Scott Drummond, M.D., who is the controlling person of Eleclear Technologies LLC ("Eleclear"). The Issuer recently announced its participation in the formation of Eleclear.

SEC source: 0000945836-21-000003 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262,826

F1 · kind: Common stock acquired through open market purchase.

SEC source: 0000945836-21-000001 · primary_doc.xml · derivative · entry 2

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2021-05-31

F1 · price: As previously reported, on November 30, 2020, the Reporting Person entered into a loan transaction with Richard MacPherson pursuant to which the Reporting Person loaned $460,000 to Mr. MacPherson. In connection therewith, Mr. MacPherson shall have the right to sell and transfer 2,000,000 shares to the Reporting Person in full repayment of the loan and the Reporting Person shall also have the right to purchase and acquire from Mr. MacPherson and obligate Mr. MacPherson to sell and transfer to the Reporting Person such 2,000,000 shares in full repayment of the loan. On January 27, 2021, the Reporting Person exercised the right to purchase such 2,000,000 shares in full repayment of the loan.

SEC source: 0000945836-21-000001 · primary_doc.xml · nonDerivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069,000

F1 · price: As previously reported, on November 30, 2020, the Reporting Person entered into a loan transaction with Richard MacPherson pursuant to which the Reporting Person loaned $460,000 to Mr. MacPherson. In connection therewith, Mr. MacPherson shall have the right to sell and transfer 2,000,000 shares to the Reporting Person in full repayment of the loan and the Reporting Person shall also have the right to purchase and acquire from Mr. MacPherson and obligate Mr. MacPherson to sell and transfer to the Reporting Person such 2,000,000 shares in full repayment of the loan. On January 27, 2021, the Reporting Person exercised the right to purchase such 2,000,000 shares in full repayment of the loan.

SEC source: 0000945836-21-000002 · primary_doc.xml · derivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2021-05-31

F1 · price: As previously reported, on November 30, 2020, the Reporting Person entered into a loan transaction with Christopher Greenberg pursuant to which Mr. Greenberg loaned $460,000 to the Reporting Person. In connection therewith, the Reporting Person shall have the right to sell and transfer 2,000,000 shares to Mr. Greenberg in full repayment of the loan and Mr. Greenberg shall also have the right to purchase and acquire from the Reporting Person and obligate the Reporting Person to sell and transfer to Mr. Greenberg such 2,000,000 shares in full repayment of the loan. On January 27, 2021, Mr. Greenberg exercised the right to purchase such 2,000,000 shares in full repayment of the loan.

SEC source: 0000945836-21-000002 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,237,826

F1 · price: As previously reported, on November 30, 2020, the Reporting Person entered into a loan transaction with Christopher Greenberg pursuant to which Mr. Greenberg loaned $460,000 to the Reporting Person. In connection therewith, the Reporting Person shall have the right to sell and transfer 2,000,000 shares to Mr. Greenberg in full repayment of the loan and Mr. Greenberg shall also have the right to purchase and acquire from the Reporting Person and obligate the Reporting Person to sell and transfer to Mr. Greenberg such 2,000,000 shares in full repayment of the loan. On January 27, 2021, Mr. Greenberg exercised the right to purchase such 2,000,000 shares in full repayment of the loan.

SEC source: 0000945836-20-000014 · primary_doc.xml · derivative · entry 1

Satterthwaite Jami L. · CIK 0001830556 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2025-12-14

SEC source: 0000945836-20-000013 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2025-12-14

SEC source: 0000945836-20-000012 · primary_doc.xml · derivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2025-12-14

SEC source: 0000945836-20-000011 · primary_doc.xml · derivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-12-14