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NYSE · USD

BCHT

Birchtech Corp.

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Tapewire entity
7450
SEC CIK
0000728385
Parsed reports
152

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2026 Filed Mar 2, 2026 13:39 UTC
MacPherson RichardDirector · President and CEO · 10% owner
PurchaseCommon Stock 312,500 $2.40 $750,000.00
Disclosure

SEC source: 0001358094-26-000001 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,955,095

F1 · shares: Reflects shares of the Issuer's common stock purchased for an aggregate of $750,000 which were purchased by the Reporting Person in a public offering of 6,250,000 shares of the Issuer's common stock at a purchase price of $2.40 per share which closed on February 27, 2026.

F2 · balance_after: Share amount reflects the Issuer's 1-for-5 reverse stock split effective December 26, 2025.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:32 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:32 UTC
Kaye David MDirector
Tax withholdingCommon Stock 155,214 $0.93 $145,000.92
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,142

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:32 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 250,000 $0.58 $145,000.00
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:23 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001358094-25-000007 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:23 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 310,427 $0.93 $290,000.90
Disclosure

SEC source: 0001358094-25-000007 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,212,954

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 310,427 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 189,573 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:23 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 500,000 $0.58 $290,000.00
Disclosure

SEC source: 0001358094-25-000007 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,523,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 310,427 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 189,573 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 11, 2025 Filed Dec 16, 2025 01:49 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001358094-25-000006 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 500,000 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2025 Filed Dec 16, 2025 01:49 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 190,560 $0.91 $174,000.34
Disclosure

SEC source: 0001358094-25-000006 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,528

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option covering 300,000 shares (from an option to purchase up to 500,000 shares), pursuant to which 190,560 shares were withheld by the Issuer with a VWAP of $0.9131 per share to pay the exercise price of $0.58 per share, resulting in 109,440 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 11, 2025 Filed Dec 16, 2025 01:49 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 300,000 $0.58 $174,000.00
Disclosure

SEC source: 0001358094-25-000006 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,389,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option covering 300,000 shares (from an option to purchase up to 500,000 shares), pursuant to which 190,560 shares were withheld by the Issuer with a VWAP of $0.9131 per share to pay the exercise price of $0.58 per share, resulting in 109,440 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 22:00 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-25-000004 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 22:00 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 181,022 $0.52 $95,000.35
Disclosure

SEC source: 0000945836-25-000004 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,089,088

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 181,022 shares were withheld by the Issuer with a VWAP of $0.5248 per share to pay the exercise price of $0.19 per share, resulting in 318,978 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 22:00 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 500,000 $0.19 $95,000.00
Disclosure

SEC source: 0000945836-25-000004 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 181,022 shares were withheld by the Issuer with a VWAP of $0.5248 per share to pay the exercise price of $0.19 per share, resulting in 318,978 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:53 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-25-000003 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:53 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 181,022 $0.52 $95,000.35
Disclosure

SEC source: 0000945836-25-000003 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,023,381

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 181,022 shares were withheld by the Issuer with a VWAP of $0.5248 per share to pay the exercise price of $0.19 per share, resulting in 318,978 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:53 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 500,000 $0.19 $95,000.00
Disclosure

SEC source: 0000945836-25-000003 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,204,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 500,000 shares of common stock, pursuant to which 181,022 shares were withheld by the Issuer with a VWAP of $0.5248 per share to pay the exercise price of $0.19 per share, resulting in 318,978 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 22:33 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0000945836-25-000002 · primary_doc.xml · derivative · entry 1

Coogler Mitzi H · CIK 0002050539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-01-09

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · derivative · entry 6

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · derivative · entry 5

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 245,418 $0.66 $162,000.42
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · nonDerivative · entry 4

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,770,110

F2 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 600,000 shares of common stock, pursuant to which 245,418 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 354,582 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 600,000 $0.27 $162,000.00
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · nonDerivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,015,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 600,000 shares of common stock, pursuant to which 245,418 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 354,582 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 681,715 $0.66 $450,000.07
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415,528

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,000,000 shares of common stock, pursuant to which 681,715 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.45 per share, resulting in 318,285 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:53 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 1,000,000 $0.45 $450,000.00
Disclosure

SEC source: 0000945836-24-000010 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,000,000 shares of common stock, pursuant to which 681,715 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.45 per share, resulting in 318,285 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:36 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000945836-24-000009 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:36 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 613,544 $0.66 $405,000.39
Disclosure

SEC source: 0000945836-24-000009 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,704,403

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,500,000 shares of common stock, pursuant to which 613,544 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 886,456 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:36 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 1,500,000 $0.27 $405,000.00
Disclosure

SEC source: 0000945836-24-000009 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,317,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 1,500,000 shares of common stock, pursuant to which 613,544 shares were withheld by the Issuer with a VWAP of $0.6601 per share to pay the exercise price of $0.27 per share, resulting in 886,456 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:37 UTC
Grant Troy JDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000945836-24-000007 · primary_doc.xml · nonDerivative · entry 1

Grant Troy J · CIK 0001978141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents shares of the Issuer's common stock underlying restricted share units ("RSUs") granted on January 15, 2024. The RSUs are scheduled to vest one year from the grant date, January 15, 2025, and shall be settled 100% in shares of the Issuer's common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · price: Represents shares of the Issuer's common stock underlying restricted share units ("RSUs") granted on January 15, 2024. The RSUs are scheduled to vest one year from the grant date, January 15, 2025, and shall be settled 100% in shares of the Issuer's common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:28 UTC
Fitzmaurice FionaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000006 · primary_doc.xml · derivative · entry 1

Fitzmaurice Fiona · CIK 0001999467 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-01-15

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:25 UTC
Kaye David MDirector
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000005 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-15

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:22 UTC
Trettel JamesVice President of Operations
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000004 · primary_doc.xml · derivative · entry 1

Trettel James · CIK 0001654233 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-01-15

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:19 UTC
Pavlish JohnSenior VP/Chief Tech Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000003 · primary_doc.xml · derivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-15

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:16 UTC
Greenberg ChristopherDirector · Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000002 · primary_doc.xml · derivative · entry 1

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-01-15

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:12 UTC
MacPherson RichardDirector · President and CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000001 · primary_doc.xml · derivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-01-15

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:45 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:45 UTC
Kaye David MDirector
Tax withholdingCommon Stock 1,578 $0.99 $1,562.54
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,356

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 1,578 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 4,672 shares of common stock being issued to the Reporting Person on a net basis.

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December 11, 2023 Filed Dec 13, 2023 22:45 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.25 $1,562.50
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 1,578 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 4,672 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:37 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0000945836-23-000024 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:37 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 3,472 $0.99 $3,437.97
Disclosure

SEC source: 0000945836-23-000024 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097,243

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 3,472 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 10,278 shares of common stock being issued to the Reporting Person on a net basis.

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December 11, 2023 Filed Dec 13, 2023 22:37 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.25 $3,437.50
Disclosure

SEC source: 0000945836-23-000024 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 3,472 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 10,278 shares of common stock being issued to the Reporting Person on a net basis.

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November 30, 2023 Filed Dec 4, 2023 17:16 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:16 UTC
Kaye David MDirector
Tax withholdingCommon Stock 2,112 $0.98 $2,063.00
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,684

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:16 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.33 $2,062.50
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:09 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000945836-23-000022 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:09 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 4,646 $0.98 $4,538.21
Disclosure

SEC source: 0000945836-23-000022 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,965

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 4,646 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 9,104 shares of common stock being issued to the Reporting Person on a net basis.

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November 30, 2023 Filed Dec 4, 2023 17:09 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.33 $4,537.50
Disclosure

SEC source: 0000945836-23-000022 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 4,646 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 9,104 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC
Kaye David MDirector
Tax withholdingCommon Stock 3,081 $0.41 $1,250.27
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,546

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,081 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 3,169 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.20 $1,250.00
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,081 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 3,169 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:07 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000945836-23-000019 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:07 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 6,777 $0.41 $2,750.11
Disclosure

SEC source: 0000945836-23-000019 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077,861

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 6,777 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 6,973 shares of common stock being issued to the Reporting Person on a net basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.