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Kaye David M

Disclosed activity across 1 company

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71605
SEC CIK
0001358094

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Birchtech Corp.BCHT · Entity 7450DirectorDecember 12, 2025December 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Birchtech Corp.

Report date December 12, 2025 · Filed December 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect370,142 Ending reported balance After 2025-12-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-12 · Exercise / conversion · Acquired 250,000 · Balance 525,356

F1: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Row 2 · 2025-12-12 · Tax withholding · Disposed 155,214 · Balance 370,142

F1: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2025-12-14Direct0 Reported balance After 2025-12-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-12 · Exercise / conversion · Disposed 250,000 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2025 Filed Dec 16, 2025 02:32 UTC Birchtech Corp. BCHT · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:32 UTC Birchtech Corp. BCHT · Entity 7450 Tax withholdingCommon Stock 155,214 $0.93 $145,000.92
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,142

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 02:32 UTC Birchtech Corp. BCHT · Entity 7450 Exercise / conversionCommon Stock 250,000 $0.58 $145,000.00
Disclosure

SEC source: 0001358094-25-000008 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 155,214 shares were withheld by the Issuer with a VWAP of $0.9342 per share to pay the exercise price of $0.58 per share, resulting in 94,786 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
January 15, 2024 Filed Jan 16, 2024 21:25 UTC Birchtech Corp. MEEC · Entity 7450 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000945836-24-000005 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-15

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:45 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:45 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 1,578 $0.99 $1,562.54
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,356

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 1,578 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 4,672 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:45 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.25 $1,562.50
Disclosure

SEC source: 0000945836-23-000025 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 1,578 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 4,672 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:16 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:16 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 2,112 $0.98 $2,063.00
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,684

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 17:16 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.33 $2,062.50
Disclosure

SEC source: 0000945836-23-000023 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 3,081 $0.41 $1,250.27
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,546

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,081 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 3,169 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 16:14 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.20 $1,250.00
Disclosure

SEC source: 0000945836-23-000020 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,081 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 3,169 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 4,141 $0.39 $1,625.34
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,377

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,141 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 2,109 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.26 $1,625.00
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,141 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 2,109 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 3,209 $0.33 $1,062.50
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,268

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,209 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 3,041 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.17 $1,062.50
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,209 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 3,041 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 4,375 $0.30 $1,312.50
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,227

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,375 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 1,875 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.21 $1,312.50
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,375 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 1,875 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 00:17 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 00:17 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 4,898 $0.37 $1,812.26
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,352

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,898 shares were withheld by the Issuer at a market price of $0.37 per share to pay the exercise price of $0.29 per share, resulting in 1,352 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 00:17 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 6,250 $0.29 $1,812.50
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,898 shares were withheld by the Issuer at a market price of $0.37 per share to pay the exercise price of $0.29 per share, resulting in 1,352 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:18 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:18 UTC Birchtech Corp. MEEC · Entity 7450 Tax withholdingCommon Stock 95,000 $0.50 $47,500.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 95,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.19 per share, resulting in 155,000 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:18 UTC Birchtech Corp. MEEC · Entity 7450 Exercise / conversionCommon Stock 250,000 $0.19 $47,500.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 95,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.19 per share, resulting in 155,000 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 22:21 UTC Birchtech Corp. MEEC · Entity 7450 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000945836-22-000004 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: No cash consideration was paid. Such shares were issued for services. The shares issued to the Reporting Person were valued at $0.21 per share, representing the value as of the transaction date.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:41 UTC Birchtech Corp. MEEC · Entity 7450 GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000945836-21-000015 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-11-22

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:46 UTC Birchtech Corp. MEEC · Entity 7450 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0000945836-20-000013 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2025-12-14

Read SEC document
July 08, 2020 Filed Jul 10, 2020 01:29 UTC Birchtech Corp. MEEC · Entity 7450 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-20-000005 · primary_doc.xml · derivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2025-07-08

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.