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NYSE · USD

BCHT

Birchtech Corp.

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7450
SEC CIK
0000728385
Parsed reports
152

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2023 Filed Nov 2, 2023 16:07 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.20 $2,750.00
Disclosure

SEC source: 0000945836-23-000019 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,084,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 6,777 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 6,973 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 15:58 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 16,458 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000945836-23-000018 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,458 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 15:58 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 8,112 $0.41 $3,291.85
Disclosure

SEC source: 0000945836-23-000018 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,817,947

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 8,112 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 8,346 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 15:58 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 16,458 $0.20 $3,291.60
Disclosure

SEC source: 0000945836-23-000018 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,826,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 8,112 shares were withheld by the Issuer with a VWAP of $0.4058 per share to pay the exercise price of $0.20 per share, resulting in 8,346 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:18 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 16,458 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000945836-23-000016 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,458 shares

Expires 2023-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:18 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 10,903 $0.39 $4,279.43
Disclosure

SEC source: 0000945836-23-000016 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,809,601

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 10,903 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 5,555 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:18 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 16,458 $0.26 $4,279.08
Disclosure

SEC source: 0000945836-23-000016 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,820,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 10,903 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 5,555 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC
Kaye David MDirector
Tax withholdingCommon Stock 4,141 $0.39 $1,625.34
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,377

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,141 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 2,109 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:04 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.26 $1,625.00
Disclosure

SEC source: 0000945836-23-000015 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,141 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 2,109 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 13:39 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000945836-23-000017 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 13:39 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 9,109 $0.39 $3,575.28
Disclosure

SEC source: 0000945836-23-000017 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,888

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,109 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 4,641 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 13:39 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.26 $3,575.00
Disclosure

SEC source: 0000945836-23-000017 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,109 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 4,641 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC
Kaye David MDirector
Tax withholdingCommon Stock 3,209 $0.33 $1,062.50
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,268

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,209 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 3,041 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.17 $1,062.50
Disclosure

SEC source: 0000945836-23-000014 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,209 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 3,041 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:32 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0000945836-23-000013 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:32 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 7,060 $0.33 $2,337.57
Disclosure

SEC source: 0000945836-23-000013 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,247

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 7,060 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 6,690 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:32 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.17 $2,337.50
Disclosure

SEC source: 0000945836-23-000013 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,073,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 7,060 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 6,690 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:21 UTC
MacPherson RichardDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,458 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0000945836-23-000012 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,458 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:21 UTC
MacPherson RichardDirector · President and CEO
Tax withholdingCommon Stock 8,451 $0.33 $2,798.13
Disclosure

SEC source: 0000945836-23-000012 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,804,046

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 8,451 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 8,007 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:21 UTC
MacPherson RichardDirector · President and CEO
Exercise / conversionCommon Stock 16,458 $0.17 $2,797.86
Disclosure

SEC source: 0000945836-23-000012 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,812,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 8,451 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 8,007 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 16,458 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · derivative · entry 6

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,458 shares

Expires 2023-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 8,229 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · derivative · entry 5

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,229 shares

Expires 2023-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 11,520 $0.30 $3,456.00
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · nonDerivative · entry 4

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,796,039

F2 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 11,520 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 4,938 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 16,458 $0.21 $3,456.18
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · nonDerivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,807,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 11,520 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 4,938 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 7,954 $0.30 $2,386.20
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,791,101

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 8,229 shares of common stock, pursuant to which 7,954 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.29 per share, resulting in 275 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:42 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 8,229 $0.29 $2,386.41
Disclosure

SEC source: 0000945836-23-000011 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,799,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 8,229 shares of common stock, pursuant to which 7,954 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.29 per share, resulting in 275 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC
Kaye David MDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC
Kaye David MDirector
Tax withholdingCommon Stock 4,375 $0.30 $1,312.50
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,227

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,375 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 1,875 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:31 UTC
Kaye David MDirector
Exercise / conversionCommon Stock 6,250 $0.21 $1,312.50
Disclosure

SEC source: 0000945836-23-000010 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,375 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 1,875 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:23 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000945836-23-000009 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:23 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 9,625 $0.30 $2,887.50
Disclosure

SEC source: 0000945836-23-000009 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,557

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,625 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 4,125 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 21:23 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 13,750 $0.21 $2,887.50
Disclosure

SEC source: 0000945836-23-000009 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,069,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,625 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 4,125 shares of common stock being issued to the Reporting Person on a net basis.

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June 07, 2023 Filed Jun 8, 2023 00:17 UTC
Kaye David MDirector · Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 00:17 UTC
Kaye David MDirector · Secretary
Tax withholdingCommon Stock 4,898 $0.37 $1,812.26
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,352

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,898 shares were withheld by the Issuer at a market price of $0.37 per share to pay the exercise price of $0.29 per share, resulting in 1,352 shares of common stock being issued to the Reporting Person on a net basis.

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June 07, 2023 Filed Jun 8, 2023 00:17 UTC
Kaye David MDirector · Secretary
Exercise / conversionCommon Stock 6,250 $0.29 $1,812.50
Disclosure

SEC source: 0000945836-23-000008 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 4,898 shares were withheld by the Issuer at a market price of $0.37 per share to pay the exercise price of $0.29 per share, resulting in 1,352 shares of common stock being issued to the Reporting Person on a net basis.

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June 05, 2023 Filed Jun 7, 2023 23:05 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,875 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0000945836-23-000007 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 23:05 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 5,246 $0.38 $1,993.48
Disclosure

SEC source: 0000945836-23-000007 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055,432

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,875 shares of common stock, pursuant to which 5,246 shares were withheld by the Issuer at a market price of $0.38 per share to pay the exercise price of $0.29 per share, resulting in 1,629 shares of common stock being issued to the Reporting Person on a net basis.

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June 05, 2023 Filed Jun 7, 2023 23:05 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 6,875 $0.29 $1,993.75
Disclosure

SEC source: 0000945836-23-000007 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,875 shares of common stock, pursuant to which 5,246 shares were withheld by the Issuer at a market price of $0.38 per share to pay the exercise price of $0.29 per share, resulting in 1,629 shares of common stock being issued to the Reporting Person on a net basis.

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February 20, 2023 Filed Feb 22, 2023 16:52 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000945836-23-000004 · primary_doc.xml · derivative · entry 3

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 16:52 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Tax withholdingCommon Stock 32,142 $0.42 $13,499.64
Disclosure

SEC source: 0000945836-23-000004 · primary_doc.xml · nonDerivative · entry 2

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,803

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 50,000 shares of common stock, pursuant to which 32,142 shares were withheld by the Issuer at a market price of $0.42 per share to pay the exercise price of $0.27 per share, resulting in 17,858 shares of common stock being issued to the Reporting Person on a net basis.

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February 20, 2023 Filed Feb 22, 2023 16:52 UTC
Pavlish JohnSenior VP/Chief Tech Officer
Exercise / conversionCommon Stock 50,000 $0.27 $13,500.00
Disclosure

SEC source: 0000945836-23-000004 · primary_doc.xml · nonDerivative · entry 1

Pavlish John · CIK 0001626324 · Senior VP/Chief Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 50,000 shares of common stock, pursuant to which 32,142 shares were withheld by the Issuer at a market price of $0.42 per share to pay the exercise price of $0.27 per share, resulting in 17,858 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:18 UTC
Kaye David MDirector · Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · derivative · entry 3

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:18 UTC
Kaye David MDirector · Secretary
Tax withholdingCommon Stock 95,000 $0.50 $47,500.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · nonDerivative · entry 2

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 95,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.19 per share, resulting in 155,000 shares of common stock being issued to the Reporting Person on a net basis.

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February 01, 2023 Filed Feb 3, 2023 23:18 UTC
Kaye David MDirector · Secretary
Exercise / conversionCommon Stock 250,000 $0.19 $47,500.00
Disclosure

SEC source: 0000945836-23-000003 · primary_doc.xml · nonDerivative · entry 1

Kaye David M · CIK 0001358094 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 95,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.19 per share, resulting in 155,000 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:10 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0000945836-23-000002 · primary_doc.xml · derivative · entry 3

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:10 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 140,000 $0.50 $70,000.00
Disclosure

SEC source: 0000945836-23-000002 · primary_doc.xml · nonDerivative · entry 2

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,790,826

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 140,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.28 per share, resulting in 110,000 shares of common stock being issued to the Reporting Person on a net basis.

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February 01, 2023 Filed Feb 3, 2023 23:10 UTC
MacPherson RichardDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 250,000 $0.28 $70,000.00
Disclosure

SEC source: 0000945836-23-000002 · primary_doc.xml · nonDerivative · entry 1

MacPherson Richard · CIK 0001524386 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,930,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 250,000 shares of common stock, pursuant to which 140,000 shares were withheld by the Issuer at a market price of $0.50 per share to pay the exercise price of $0.28 per share, resulting in 110,000 shares of common stock being issued to the Reporting Person on a net basis.

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February 01, 2023 Filed Feb 3, 2023 23:03 UTC
Greenberg ChristopherDirector · Chairman of the Board
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000945836-23-000001 · primary_doc.xml · derivative · entry 5

Greenberg Christopher · CIK 0001543046 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.