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BAXTER INTERNATIONAL INC

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SEC CIK
0000010456
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561

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Rosenbloom David S.SVP and General Counsel
GrantCommon Stock, $1 par value 13,885 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005855 · form4.xml · nonDerivative · entry 1

Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,101

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Mason Jeanne KSVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 43,496 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005853 · form4.xml · derivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,496

Underlying: Common Stock, $1 par value · 43,496 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Mason Jeanne KSVP, Human Resources
GrantCommon Stock, $1 par value 10,491 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005853 · form4.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,282

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:07 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantStock Option (Right to Buy) · Derivative 25,586 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005850 · form4.xml · derivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

Underlying: Common Stock, $1 par value · 25,586 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:07 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantCommon Stock, $1 par value 6,171 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005850 · form4.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,896

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Franzi CristianoSVP, President, EMEA
GrantStock Option (Right to Buy) · Derivative 63,965 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005848 · form4.xml · derivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,965

Underlying: Common Stock, $1 par value · 63,965 shares

Expires 2033-03-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 24,685 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,292

F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. The shares have terms and conditions which provide for vesting at termination if the reporting person is involuntarily terminated prior to the vesting date for other than cause.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 15,428 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,607

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Flynn StevenSVP, President, APAC
GrantStock Option (Right to Buy) · Derivative 25,586 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005847 · form4.xml · derivative · entry 3

Flynn Steven · CIK 0001938766 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

Underlying: Common Stock, $1 par value · 25,586 shares

Expires 2033-03-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Flynn StevenSVP, President, APAC
GrantCommon Stock, $1 par value 12,343 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005847 · form4.xml · nonDerivative · entry 2

Flynn Steven · CIK 0001938766 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,080

F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. The shares have terms and conditions which provide for vesting at termination if the reporting person is involuntarily terminated prior to the vesting date for other than cause.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Flynn StevenSVP, President, APAC
GrantCommon Stock, $1 par value 6,171 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005847 · form4.xml · nonDerivative · entry 1

Flynn Steven · CIK 0001938766 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,737

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Borzi James WSVP, Global Supply Chain
GrantStock Option (Right to Buy) · Derivative 35,820 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005846 · form4.xml · derivative · entry 2

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,820

Underlying: Common Stock, $1 par value · 35,820 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Borzi James WSVP, Global Supply Chain
GrantCommon Stock, $1 par value 8,640 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005846 · form4.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,552

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantStock Option (Right to Buy) · Derivative 281,445 $0.00 Strike: $39.06 $0.00
Disclosure

SEC source: 0001062993-23-005843 · form4.xml · derivative · entry 2

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,445

Underlying: Common Stock, $1 par value · 281,445 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantCommon Stock, $1 par value 67,884 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005843 · form4.xml · nonDerivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,096

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:03 UTC
Kunzler JacquelineSVP, Chief Quality Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,163 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001062993-23-004525 · form4.xml · derivative · entry 3

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,163 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 5, 2014, the first anniversary of the grant date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:03 UTC
Kunzler JacquelineSVP, Chief Quality Officer
SaleCommon Stock, $1 par value 3,813 $40.50 $154,426.50
Disclosure

SEC source: 0001062993-23-004525 · form4.xml · nonDerivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,725

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:03 UTC
Kunzler JacquelineSVP, Chief Quality Officer
Exercise / conversionCommon Stock, $1 par value 4,163 $37.82 $157,444.66
Disclosure

SEC source: 0001062993-23-004525 · form4.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:14 UTC
Stevens BrianSVP, CAO and Controller
Tax withholdingCommon Stock, $1 par value 224 $40.50 $9,072.00
Disclosure

SEC source: 0001062993-23-003687 · form4.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,872

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:14 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 646 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003687 · form4.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,096

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:13 UTC
Mason Jeanne KSVP, Human Resources
Tax withholdingCommon Stock, $1 par value 1,061 $40.50 $42,970.50
Disclosure

SEC source: 0001062993-23-003685 · form4.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,791

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:13 UTC
Mason Jeanne KSVP, Human Resources
GrantCommon Stock, $1 par value 3,621 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003685 · form4.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,852

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:13 UTC
SACCARO JAMESEVP, Chief Financial Officer
Tax withholdingCommon Stock, $1 par value 1,059 $40.50 $42,889.50
Disclosure

SEC source: 0001062993-23-003686 · form4.xml · nonDerivative · entry 2

SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,744

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:13 UTC
SACCARO JAMESEVP, Chief Financial Officer
GrantCommon Stock, $1 par value 3,362 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003686 · form4.xml · nonDerivative · entry 1

SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,803

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:12 UTC
Kunzler JacquelineSVP, Chief Quality Officer
Tax withholdingCommon Stock, $1 par value 715 $40.50 $28,957.50
Disclosure

SEC source: 0001062993-23-003684 · form4.xml · nonDerivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,375

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:12 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantCommon Stock, $1 par value 2,068 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003684 · form4.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,090

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:06 UTC
Franzi CristianoSVP, President, EMEA
Tax withholdingCommon Stock, $1 par value 275 $40.50 $11,137.50
Disclosure

SEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,179

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:06 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 5,174 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,454

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:05 UTC
Flynn StevenSVP, President, APAC
GrantCommon Stock, $1 par value 516 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003682 · form4.xml · nonDerivative · entry 1

Flynn Steven · CIK 0001938766 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:05 UTC
ALMEIDA JOSE EChairman, CEO and President
Tax withholdingCommon Stock, $1 par value 10,053 $40.50 $407,146.50
Disclosure

SEC source: 0001062993-23-003681 · form4.xml · nonDerivative · entry 2

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,212

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:05 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantCommon Stock, $1 par value 31,044 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003681 · form4.xml · nonDerivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,265

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:36 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 19,826 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001062993-23-001088 · form4.xml · derivative · entry 5

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 19,826 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:36 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 19,826 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001062993-23-001088 · form4.xml · derivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,826

Underlying: Common Stock, $1 par value · 19,826 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:36 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 19,825 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001062993-23-001088 · form4.xml · derivative · entry 3

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,652

Underlying: Common Stock, $1 par value · 19,825 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:36 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 59,477 $44.70 $2,658,621.90
Disclosure

SEC source: 0001062993-23-001088 · form4.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,231

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $44.25 through $45.10. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:36 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionCommon Stock, $1 par value 59,477 $37.82 $2,249,420.14
Disclosure

SEC source: 0001062993-23-001088 · form4.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023.

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September 01, 2022 Filed Sep 6, 2022 20:10 UTC
Borzi James WSVP, Global Supply Chain
Tax withholdingCommon Stock, $1 par value 4,649 $56.76 $263,877.24
Disclosure

SEC source: 0001062993-22-019230 · form4.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,822

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2022 from the settlement of vested restricted stock units granted on September 1, 2020.

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June 01, 2022 Filed Jun 3, 2022 20:09 UTC
Rosenbloom David S.SVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 33,442 $0.00 Strike: $74.47 $0.00
Disclosure

SEC source: 0001062993-22-014274 · form4.xml · derivative · entry 3

Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,442

Underlying: Common Stock, $1 par value · 33,442 shares

Expires 2032-06-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan.

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June 01, 2022 Filed Jun 3, 2022 20:09 UTC
Rosenbloom David S.SVP and General Counsel
GrantCommon Stock, $1 par value 7,636 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014274 · form4.xml · nonDerivative · entry 2

Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,576

F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan.

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June 01, 2022 Filed Jun 3, 2022 20:09 UTC
Rosenbloom David S.SVP and General Counsel
GrantCommon Stock, $1 par value 33,940 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014274 · form4.xml · nonDerivative · entry 1

Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,940

F1 · shares: The reporting person received a grant of 33,940 restricted stock units which are scheduled to vest on June 2, 2025, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan (BII Incentive Plan).

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May 10, 2022 Filed May 12, 2022 20:25 UTC GrantCommon Stock, $1 par value 2,481 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012264 · form4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 10, 2022 Filed May 12, 2022 20:23 UTC GrantCommon Stock, $1 par value 2,481 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012258 · form4.xml · nonDerivative · entry 1

Shafer David Brent · CIK 0001728374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:27 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011694 · form4.xml · nonDerivative · entry 1

Wilkes David S. · CIK 0001842866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,339

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:27 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011693 · form4.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,168

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (BII), subject to the terms and conditions of the applicable grant.

F2 · balance_after: The amount of securities beneficially owned include 42.90 shares acquired under the BII Dividend Reinvestment Plan (DRIP) between April 1, 2019 and April 1, 2021.

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May 03, 2022 Filed May 5, 2022 21:26 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011692 · form4.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,834

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:25 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011691 · form4.xml · nonDerivative · entry 1

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,299

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:25 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011689 · form4.xml · nonDerivative · entry 1

Oesterle Stephen N. · CIK 0001174532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,389

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:25 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011690 · form4.xml · nonDerivative · entry 1

SCHLICHTING NANCY M · CIK 0001376358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,451

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:24 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011688 · form4.xml · nonDerivative · entry 1

MORRISON PATRICIA · CIK 0001204081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,178

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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May 03, 2022 Filed May 5, 2022 21:24 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011687 · form4.xml · nonDerivative · entry 1

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.