Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC |
Rosenbloom David S.SVP and General Counsel
|
GrantCommon Stock, $1 par value | 13,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005855 · form4.xml · nonDerivative · entry 1 Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,101 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC |
Mason Jeanne KSVP, Human Resources
|
GrantStock Option (Right to Buy) · Derivative | 43,496 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005853 · form4.xml · derivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,496 Underlying: Common Stock, $1 par value · 43,496 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC |
Mason Jeanne KSVP, Human Resources
|
GrantCommon Stock, $1 par value | 10,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005853 · form4.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,282 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:07 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,586 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005850 · form4.xml · derivative · entry 2 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586 Underlying: Common Stock, $1 par value · 25,586 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:07 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
GrantCommon Stock, $1 par value | 6,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005850 · form4.xml · nonDerivative · entry 1 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Franzi CristianoSVP, President, EMEA
|
GrantStock Option (Right to Buy) · Derivative | 63,965 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005848 · form4.xml · derivative · entry 3 Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,965 Underlying: Common Stock, $1 par value · 63,965 shares Expires 2033-03-01 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Franzi CristianoSVP, President, EMEA
|
GrantCommon Stock, $1 par value | 24,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 2 Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,292 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. The shares have terms and conditions which provide for vesting at termination if the reporting person is involuntarily terminated prior to the vesting date for other than cause. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Franzi CristianoSVP, President, EMEA
|
GrantCommon Stock, $1 par value | 15,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 1 Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,607 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Flynn StevenSVP, President, APAC
|
GrantStock Option (Right to Buy) · Derivative | 25,586 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005847 · form4.xml · derivative · entry 3 Flynn Steven · CIK 0001938766 · SVP, President, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586 Underlying: Common Stock, $1 par value · 25,586 shares Expires 2033-03-01 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Flynn StevenSVP, President, APAC
|
GrantCommon Stock, $1 par value | 12,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005847 · form4.xml · nonDerivative · entry 2 Flynn Steven · CIK 0001938766 · SVP, President, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,080 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. The shares have terms and conditions which provide for vesting at termination if the reporting person is involuntarily terminated prior to the vesting date for other than cause. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Flynn StevenSVP, President, APAC
|
GrantCommon Stock, $1 par value | 6,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005847 · form4.xml · nonDerivative · entry 1 Flynn Steven · CIK 0001938766 · SVP, President, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,737 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
Borzi James WSVP, Global Supply Chain
|
GrantStock Option (Right to Buy) · Derivative | 35,820 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005846 · form4.xml · derivative · entry 2 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,820 Underlying: Common Stock, $1 par value · 35,820 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
Borzi James WSVP, Global Supply Chain
|
GrantCommon Stock, $1 par value | 8,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005846 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,552 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
ALMEIDA JOSE EChairman, CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 281,445 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005843 · form4.xml · derivative · entry 2 ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,445 Underlying: Common Stock, $1 par value · 281,445 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
ALMEIDA JOSE EChairman, CEO and President
|
GrantCommon Stock, $1 par value | 67,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005843 · form4.xml · nonDerivative · entry 1 ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,096 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:03 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,163 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001062993-23-004525 · form4.xml · derivative · entry 3 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,163 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 5, 2014, the first anniversary of the grant date. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:03 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
SaleCommon Stock, $1 par value | 3,813 | $40.50 | $154,426.50 |
DisclosureSEC source: 0001062993-23-004525 · form4.xml · nonDerivative · entry 2 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,725 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:03 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
Exercise / conversionCommon Stock, $1 par value | 4,163 | $37.82 | $157,444.66 |
DisclosureSEC source: 0001062993-23-004525 · form4.xml · nonDerivative · entry 1 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:14 UTC |
Stevens BrianSVP, CAO and Controller
|
Tax withholdingCommon Stock, $1 par value | 224 | $40.50 | $9,072.00 |
DisclosureSEC source: 0001062993-23-003687 · form4.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,872 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:14 UTC |
Stevens BrianSVP, CAO and Controller
|
GrantCommon Stock, $1 par value | 646 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003687 · form4.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,096 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:13 UTC |
Mason Jeanne KSVP, Human Resources
|
Tax withholdingCommon Stock, $1 par value | 1,061 | $40.50 | $42,970.50 |
DisclosureSEC source: 0001062993-23-003685 · form4.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,791 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:13 UTC |
Mason Jeanne KSVP, Human Resources
|
GrantCommon Stock, $1 par value | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003685 · form4.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,852 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:13 UTC |
SACCARO JAMESEVP, Chief Financial Officer
|
Tax withholdingCommon Stock, $1 par value | 1,059 | $40.50 | $42,889.50 |
DisclosureSEC source: 0001062993-23-003686 · form4.xml · nonDerivative · entry 2 SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,744 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:13 UTC |
SACCARO JAMESEVP, Chief Financial Officer
|
GrantCommon Stock, $1 par value | 3,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003686 · form4.xml · nonDerivative · entry 1 SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,803 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:12 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
Tax withholdingCommon Stock, $1 par value | 715 | $40.50 | $28,957.50 |
DisclosureSEC source: 0001062993-23-003684 · form4.xml · nonDerivative · entry 2 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:12 UTC |
Kunzler JacquelineSVP, Chief Quality Officer
|
GrantCommon Stock, $1 par value | 2,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003684 · form4.xml · nonDerivative · entry 1 Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,090 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:06 UTC |
Franzi CristianoSVP, President, EMEA
|
Tax withholdingCommon Stock, $1 par value | 275 | $40.50 | $11,137.50 |
DisclosureSEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 2 Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,179 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:06 UTC |
Franzi CristianoSVP, President, EMEA
|
GrantCommon Stock, $1 par value | 5,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 1 Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,454 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:05 UTC |
Flynn StevenSVP, President, APAC
|
GrantCommon Stock, $1 par value | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003682 · form4.xml · nonDerivative · entry 1 Flynn Steven · CIK 0001938766 · SVP, President, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,502 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:05 UTC |
ALMEIDA JOSE EChairman, CEO and President
|
Tax withholdingCommon Stock, $1 par value | 10,053 | $40.50 | $407,146.50 |
DisclosureSEC source: 0001062993-23-003681 · form4.xml · nonDerivative · entry 2 ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,212 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:05 UTC |
ALMEIDA JOSE EChairman, CEO and President
|
GrantCommon Stock, $1 par value | 31,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003681 · form4.xml · nonDerivative · entry 1 ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,265 F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:36 UTC |
Mason Jeanne KSVP, Human Resources
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,826 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001062993-23-001088 · form4.xml · derivative · entry 5 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 19,826 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:36 UTC |
Mason Jeanne KSVP, Human Resources
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,826 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001062993-23-001088 · form4.xml · derivative · entry 4 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock, $1 par value · 19,826 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:36 UTC |
Mason Jeanne KSVP, Human Resources
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,825 | $0.00 Strike: $37.82 | $0.00 |
DisclosureSEC source: 0001062993-23-001088 · form4.xml · derivative · entry 3 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,652 Underlying: Common Stock, $1 par value · 19,825 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:36 UTC |
Mason Jeanne KSVP, Human Resources
|
SaleCommon Stock, $1 par value | 59,477 | $44.70 | $2,658,621.90 |
DisclosureSEC source: 0001062993-23-001088 · form4.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,231 F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $44.25 through $45.10. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:36 UTC |
Mason Jeanne KSVP, Human Resources
|
Exercise / conversionCommon Stock, $1 par value | 59,477 | $37.82 | $2,249,420.14 |
DisclosureSEC source: 0001062993-23-001088 · form4.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:10 UTC |
Borzi James WSVP, Global Supply Chain
|
Tax withholdingCommon Stock, $1 par value | 4,649 | $56.76 | $263,877.24 |
DisclosureSEC source: 0001062993-22-019230 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2022 from the settlement of vested restricted stock units granted on September 1, 2020. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:09 UTC |
Rosenbloom David S.SVP and General Counsel
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GrantStock Option (Right to Buy) · Derivative | 33,442 | $0.00 Strike: $74.47 | $0.00 |
DisclosureSEC source: 0001062993-22-014274 · form4.xml · derivative · entry 3 Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,442 Underlying: Common Stock, $1 par value · 33,442 shares Expires 2032-06-01 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:09 UTC |
Rosenbloom David S.SVP and General Counsel
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GrantCommon Stock, $1 par value | 7,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014274 · form4.xml · nonDerivative · entry 2 Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,576 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on June 1, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the BII Incentive Plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:09 UTC |
Rosenbloom David S.SVP and General Counsel
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GrantCommon Stock, $1 par value | 33,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014274 · form4.xml · nonDerivative · entry 1 Rosenbloom David S. · CIK 0001924321 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,940 F1 · shares: The reporting person received a grant of 33,940 restricted stock units which are scheduled to vest on June 2, 2025, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan (BII Incentive Plan). Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:25 UTC |
WILVER PETER MDirector
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GrantCommon Stock, $1 par value | 2,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012264 · form4.xml · nonDerivative · entry 1 WILVER PETER M · CIK 0001234537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,481 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:23 UTC |
Shafer David BrentDirector
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GrantCommon Stock, $1 par value | 2,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012258 · form4.xml · nonDerivative · entry 1 Shafer David Brent · CIK 0001728374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,481 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:27 UTC |
Wilkes David S.Director
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011694 · form4.xml · nonDerivative · entry 1 Wilkes David S. · CIK 0001842866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,339 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:27 UTC |
Wendell Amy McBrideDirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011693 · form4.xml · nonDerivative · entry 1 Wendell Amy McBride · CIK 0001400568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,168 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (BII), subject to the terms and conditions of the applicable grant. F2 · balance_after: The amount of securities beneficially owned include 42.90 shares acquired under the BII Dividend Reinvestment Plan (DRIP) between April 1, 2019 and April 1, 2021. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:26 UTC |
STROUCKEN ALBERT P LDirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011692 · form4.xml · nonDerivative · entry 1 STROUCKEN ALBERT P L · CIK 0001205438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,834 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:25 UTC |
Smith Cathy RDirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011691 · form4.xml · nonDerivative · entry 1 Smith Cathy R · CIK 0001322028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:25 UTC |
Oesterle Stephen N.Director
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011689 · form4.xml · nonDerivative · entry 1 Oesterle Stephen N. · CIK 0001174532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,389 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:25 UTC |
SCHLICHTING NANCY MDirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011690 · form4.xml · nonDerivative · entry 1 SCHLICHTING NANCY M · CIK 0001376358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:24 UTC |
MORRISON PATRICIADirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011688 · form4.xml · nonDerivative · entry 1 MORRISON PATRICIA · CIK 0001204081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:24 UTC |
Mahoney Michael FDirector
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GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011687 · form4.xml · nonDerivative · entry 1 Mahoney Michael F · CIK 0001533022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,004 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.