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BARK

Bark, Inc.

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6772
SEC CIK
0001819574
Parsed reports
259

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2022 Filed Apr 13, 2022 22:47 UTC
Richburg RustinChief People Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001819574-22-000032 · wf-form4_164989004084742.xml · nonDerivative · entry 2

Richburg Rustin · CIK 0001913470 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F2 · kind: Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. This RSU vests over a three year period. The first year is monthly vesting, then quarterly for the remaining two years thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

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April 11, 2022 Filed Apr 13, 2022 22:47 UTC
Richburg RustinChief People Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001819574-22-000032 · wf-form4_164989004084742.xml · nonDerivative · entry 1

Richburg Rustin · CIK 0001913470 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. This RSU vests with a one year cliff and the remainder vesting quarterly in 12 substantially equal installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

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March 22, 2022 Filed Mar 24, 2022 23:32 UTC
Werdelin HenrikDirector · Chief Strategy Officer
Tax withholdingStock Option (right to buy) · Derivative 792,338 $4.11 Strike: $1.02 $3,256,509.18
Disclosure

SEC source: 0001819574-22-000028 · wf-form4_164816475821202.xml · derivative · entry 4

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 792,338 shares

Expires 2028-07-18

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 90,630 shares of common stock of BARK in connection with the Merger. The Stock Option is fully vested.

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March 22, 2022 Filed Mar 24, 2022 23:32 UTC
Werdelin HenrikDirector · Chief Strategy Officer
Tax withholdingCommon Stock 196,639 $4.11 $808,186.29
Disclosure

SEC source: 0001819574-22-000028 · wf-form4_164816475821202.xml · nonDerivative · entry 2

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,373

F1 · kind: The Issuer withheld 196,639 shares of common stock of BARK on the net exercise of the Stock Option to satisfy the exercise price of $1.02 per share based on the BARK closing stock price of $4.11 on March 22, 2022.

F1 · acquired: The Issuer withheld 196,639 shares of common stock of BARK on the net exercise of the Stock Option to satisfy the exercise price of $1.02 per share based on the BARK closing stock price of $4.11 on March 22, 2022.

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March 22, 2022 Filed Mar 24, 2022 23:32 UTC
Werdelin HenrikDirector · Chief Strategy Officer
Exercise / conversionCommon Stock 792,338 $1.02 $808,184.76
Disclosure

SEC source: 0001819574-22-000028 · wf-form4_164816475821202.xml · nonDerivative · entry 1

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Mar 2, 2022 21:12 UTC
Koehler AllisonGeneral Counsel and Secretary
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001913920-22-000004 · wf-form4_164625550673483.xml · derivative · entry 2

Koehler Allison · CIK 0001913920 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class A Common Stock · 65,000 shares

Expires 2032-02-21

F2 · derivative.exercise_date: 25% of the shares subject to the option vest one year from the vesting commencement date, and the remainder vests monthly in 36 substantially equal installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
February 22, 2022 Filed Mar 2, 2022 21:12 UTC
Koehler AllisonGeneral Counsel and Secretary
GrantCommon Stock 293,990 $0.00 $0.00
Disclosure

SEC source: 0001913920-22-000004 · wf-form4_164625550673483.xml · nonDerivative · entry 1

Koehler Allison · CIK 0001913920 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,990

F1 · kind: Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. This RSU vests with a one year cliff and the remainder vesting quarterly in 12 substantially equal installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 11:45 UTC
Novotny MikePresident of BARK Eats
Exercise / conversionStock Option (right to buy) · Derivative 262,280 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001819574-21-000074 · wf-form4_163723589075539.xml · derivative · entry 5

Novotny Mike · CIK 0001858520 · President of BARK Eats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,273

Underlying: Common Stock · 262,280 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares underlying the option have vested.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 11:45 UTC
Novotny MikePresident of BARK Eats
Exercise / conversionStock Option (right to buy) · Derivative 296,776 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001819574-21-000074 · wf-form4_163723589075539.xml · derivative · entry 4

Novotny Mike · CIK 0001858520 · President of BARK Eats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,480

Underlying: Common Stock · 296,776 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares underlying the option have vested.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 11:45 UTC
Novotny MikePresident of BARK Eats
SaleCommon Stock 559,056 $6.42 $3,591,822.99
Disclosure

SEC source: 0001819574-21-000074 · wf-form4_163723589075539.xml · nonDerivative · entry 3

Novotny Mike · CIK 0001858520 · President of BARK Eats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.33 to $6.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.

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November 12, 2021 Filed Nov 18, 2021 11:45 UTC
Novotny MikePresident of BARK Eats
Exercise / conversionCommon Stock 262,280 $1.39 $364,569.20
Disclosure

SEC source: 0001819574-21-000074 · wf-form4_163723589075539.xml · nonDerivative · entry 2

Novotny Mike · CIK 0001858520 · President of BARK Eats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 18, 2021 11:45 UTC
Novotny MikePresident of BARK Eats
Exercise / conversionCommon Stock 296,776 $0.88 $261,162.88
Disclosure

SEC source: 0001819574-21-000074 · wf-form4_163723589075539.xml · nonDerivative · entry 1

Novotny Mike · CIK 0001858520 · President of BARK Eats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:03 UTC
Sitaraman NarayananChief Technology Officer
GrantStock Option (right to buy) · Derivative 192,600 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001819574-21-000027 · wf-form4_162889941175616.xml · derivative · entry 2

Sitaraman Narayanan · CIK 0001878303 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,600

Underlying: Common Stock · 192,600 shares

Expires 2031-08-11

F2 · derivative.exercise_date: The shares of Common Stock subject to this option shall vest over four (4) years subject to a service-based vesting requirement, with 25% of the shares vesting on the first anniversary of the Vesting Commencement Date, and the remaining shares vesting in equal monthly installments over the subsequent three (3) year period.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:03 UTC
Sitaraman NarayananChief Technology Officer
GrantRestricted Stock Unit · Derivative 136,462 $0.00 $0.00
Disclosure

SEC source: 0001819574-21-000027 · wf-form4_162889941175616.xml · derivative · entry 1

Sitaraman Narayanan · CIK 0001878303 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,462

Underlying: Common Stock · 136,462 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units (RSUs), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs shall vest over four (4) years subject to a service-based vesting requirement, with 25% of the RSUs vesting on the first anniversary of July 12, 2021 (the Vesting Commencement Date), and the remaining RSUs vesting in equal monthly installments over the subsequent three (3) year period.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units (RSUs), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs shall vest over four (4) years subject to a service-based vesting requirement, with 25% of the RSUs vesting on the first anniversary of July 12, 2021 (the Vesting Commencement Date), and the remaining RSUs vesting in equal monthly installments over the subsequent three (3) year period.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units (RSUs), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs shall vest over four (4) years subject to a service-based vesting requirement, with 25% of the RSUs vesting on the first anniversary of July 12, 2021 (the Vesting Commencement Date), and the remaining RSUs vesting in equal monthly installments over the subsequent three (3) year period.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 19:34 UTC GrantRestricted Stock Unit · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001819574-21-000021 · wf-form4_162889762845166.xml · derivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 23:27 UTC GrantRestricted Stock Unit · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001819574-21-000017 · wf-form4_162889722946514.xml · derivative · entry 1

MCLAUGHLIN ELIZABETH · CIK 0001248257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 19:38 UTC
MCGINTY JIMDirector
GrantRestricted Stock Unit · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001819574-21-000023 · wf-form4_162889791720464.xml · derivative · entry 1

MCGINTY JIM · CIK 0001248270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 23:30 UTC
Coles JoannaDirector
GrantRestricted Stock Unit · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001819574-21-000019 · wf-form4_162889741166652.xml · derivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:43 UTC
Coles JoannaDirector · 10% owner · Former Chief Executive Officer
LEDECKY JONATHAN JDirector · 10% owner · former Chief Operating Officer
ConversionClass B Common Stock · Derivative 6,108,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000237 · edgar.xml · derivative · entry 2

Northern Star Sponsor LLC · CIK 0001828910 · 10% owner

Coles Joanna · CIK 0001699323 · Director · 10% owner · Former Chief Executive Officer

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner · former Chief Operating Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 6,108,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · ownership.nature: These securities are owned directly by Northern Star Sponsor LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Joanna Coles, a director of the Issuer and the Issuer's former Chief Executive Officer, and Jonathan J. Ledecky, a director of the Issuer and the Issuer's former Chief Operating Officer. Each of Ms. Coles and Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star Sponsor LLC, except to the extent of his or her pecuniary interest therein.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:43 UTC
Coles JoannaDirector · 10% owner · Former Chief Executive Officer
LEDECKY JONATHAN JDirector · 10% owner · former Chief Operating Officer
ConversionCommon Stock 6,108,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000237 · edgar.xml · nonDerivative · entry 1

Northern Star Sponsor LLC · CIK 0001828910 · 10% owner

Coles Joanna · CIK 0001699323 · Director · 10% owner · Former Chief Executive Officer

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner · former Chief Operating Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 6,108,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · ownership.nature: These securities are owned directly by Northern Star Sponsor LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Joanna Coles, a director of the Issuer and the Issuer's former Chief Executive Officer, and Jonathan J. Ledecky, a director of the Issuer and the Issuer's former Chief Operating Officer. Each of Ms. Coles and Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star Sponsor LLC, except to the extent of his or her pecuniary interest therein.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:41 UTC
Brady James HRFormer Chief Financial Officer
ConversionClass B Common Stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000234 · edgar.xml · derivative · entry 2

Brady James HR · CIK 0001405736 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:41 UTC
Brady James HRFormer Chief Financial Officer
ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000234 · edgar.xml · nonDerivative · entry 1

Brady James HR · CIK 0001405736 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:33 UTC GrantStock Option (right to buy) · Derivative 657,502 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000899243-21-021887 · doc4.xml · derivative · entry 1

MCLAUGHLIN ELIZABETH · CIK 0001248257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,502

Underlying: Common Stock · 657,502 shares

Expires 2028-01-21

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 75,207 shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger"). The Stock Option shall vest over a four-year period in 48 equal monthly installments after January 1, 2018, provided, that the Reporting Person remains in continuous service on each such vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:28 UTC
Toth JohnChief Financial Officer
GrantStock Option (right to buy) · Derivative 2,185,641 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000899243-21-021882 · doc4.xml · derivative · entry 2

Toth John · CIK 0001334305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185,641

Underlying: Common Stock · 2,185,641 shares

Expires 2026-11-28

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 250,000 shares of common stock of BARK in connection with the Merger and is fully vested.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:28 UTC
Toth JohnChief Financial Officer
GrantCommon Stock 315,326 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021882 · doc4.xml · nonDerivative · entry 1

Toth John · CIK 0001334305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,326

F1 · shares: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 35,000 shares of common stock of BARK in connection with the Merger and (ii) 9,337 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. 87,425 of the shares are subject to vesting in 12 equal monthly installments based on the Reporting Person's continuous service to the Issuer commencing February 23, 2021. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

F1 · price: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 35,000 shares of common stock of BARK in connection with the Merger and (ii) 9,337 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. 87,425 of the shares are subject to vesting in 12 equal monthly installments based on the Reporting Person's continuous service to the Issuer commencing February 23, 2021. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

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June 01, 2021 Filed Jun 3, 2021 13:41 UTC
Spar Debora LFormer Director
ConversionClass B Common Stock · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000236 · edgar.xml · derivative · entry 2

Spar Debora L · CIK 0001523191 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

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June 01, 2021 Filed Jun 3, 2021 13:41 UTC
Spar Debora LFormer Director
ConversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000236 · edgar.xml · nonDerivative · entry 1

Spar Debora L · CIK 0001523191 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:41 UTC
Cheng JustineFormer Director
ConversionClass B Common Stock · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000235 · edgar.xml · derivative · entry 2

Cheng Justine · CIK 0001601773 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 09:41 UTC
Cheng JustineFormer Director
ConversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000235 · edgar.xml · nonDerivative · entry 1

Cheng Justine · CIK 0001601773 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

Read SEC document
June 01, 2021 Filed Jun 4, 2021 01:03 UTC Amendment
Mildenhall JonathanFormer Director
ConversionClass B Common Stock · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000241 · edgar.xml · derivative · entry 2

Mildenhall Jonathan · CIK 0001828806 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · shares: Earlier today, June 3, the reporting person filed a Form 4 which inadvertently reported the number of shares of Class B common stock held by the reporting person, as automatically converted into common stock at the time of the Issuer's initial business combination on a one-for-one basis as further described in footnote 1 above, as 100,000. In fact, the correct number is 50,000.

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · derivative.underlying_shares: Earlier today, June 3, the reporting person filed a Form 4 which inadvertently reported the number of shares of Class B common stock held by the reporting person, as automatically converted into common stock at the time of the Issuer's initial business combination on a one-for-one basis as further described in footnote 1 above, as 100,000. In fact, the correct number is 50,000.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 01:03 UTC Amendment
Mildenhall JonathanFormer Director
ConversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000241 · edgar.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · shares: Earlier today, June 3, the reporting person filed a Form 4 which inadvertently reported the number of shares of Class B common stock held by the reporting person, as automatically converted into common stock at the time of the Issuer's initial business combination on a one-for-one basis as further described in footnote 1 above, as 100,000. In fact, the correct number is 50,000.

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · balance_after: Earlier today, June 3, the reporting person filed a Form 4 which inadvertently reported the number of shares of Class B common stock held by the reporting person, as automatically converted into common stock at the time of the Issuer's initial business combination on a one-for-one basis as further described in footnote 1 above, as 100,000. In fact, the correct number is 50,000.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:37 UTC
Joneja ManishDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 6,496,733 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0000899243-21-021891 · doc4.xml · derivative · entry 1

Joneja Manish · CIK 0001858496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496,733

Underlying: Common Stock · 6,496,733 shares

Expires 2030-08-07

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 743,115 shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger").. The Stock Option shall vest over a four-year period in 48 equal monthly installments after September 20, 2020, provided, that the Reporting Person remains in continuous service on each such vesting date. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the Issuer.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:33 UTC
Novotny MikeChief Operating Officer
GrantStock Option (right to buy) · Derivative 524,553 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0000899243-21-021888 · doc4.xml · derivative · entry 5

Novotny Mike · CIK 0001858520 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,553

Underlying: Common Stock · 524,553 shares

Expires 2029-10-31

F5 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 60,000 shares of common stock of BARK in connection with the Merger. The Stock Option shall vest over a four-year period in 48 equal monthly installments after November 1, 2019, provided, that the Reporting Person remains in continuous service on each such vesting date.

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June 01, 2021 Filed Jun 4, 2021 00:33 UTC
Novotny MikeChief Operating Officer
GrantStock Option (right to buy) · Derivative 874,256 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0000899243-21-021888 · doc4.xml · derivative · entry 4

Novotny Mike · CIK 0001858520 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,256

Underlying: Common Stock · 874,256 shares

Expires 2027-07-31

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 100,000 shares of common stock of BARK in connection with the Merger. The Stock Option shall vest over a five-year period in 60 equal monthly installments after August 1, 2017, provided, that the Reporting Person remains in continuous service on each such vesting date. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the Issuer.

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June 01, 2021 Filed Jun 4, 2021 00:33 UTC
Novotny MikeChief Operating Officer
GrantStock Option (right to buy) · Derivative 5,875 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0000899243-21-021888 · doc4.xml · derivative · entry 3

Novotny Mike · CIK 0001858520 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,875

Underlying: Common Stock · 5,875 shares

Expires 2026-01-01

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 672 shares of common stock of BARK in connection with the Merger. The Stock Option is fully vested.

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June 01, 2021 Filed Jun 4, 2021 00:33 UTC
Novotny MikeChief Operating Officer
GrantStock Option (right to buy) · Derivative 518,346 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0000899243-21-021888 · doc4.xml · derivative · entry 2

Novotny Mike · CIK 0001858520 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,346

Underlying: Common Stock · 518,346 shares

Expires 2025-02-01

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 59,290 shares of common stock of BARK in connection with the Merger. The Stock Option is fully vested.

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June 01, 2021 Filed Jun 4, 2021 00:33 UTC
Novotny MikeChief Operating Officer
GrantCommon Stock 6,119 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021888 · doc4.xml · nonDerivative · entry 1

Novotny Mike · CIK 0001858520 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F1 · price: The shares of Common Stock were received in exchange for 700 common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger").. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:31 UTC
Meeker MattDirector · Executive Chairman
GrantStock Option (right to buy) · Derivative 1,311,385 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0000899243-21-021885 · doc4.xml · derivative · entry 2

Meeker Matt · CIK 0001858646 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,385

Underlying: Common Stock · 1,311,385 shares

Expires 2029-10-10

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 150,000 shares of common stock of BARK in connection with the Merger. The Stock Option shall vest over a four-year period in 48 equal monthly installments after July 1, 2019, provided, that the Reporting Person remains in continuous service on each such vesting date. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the Issuer.

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June 01, 2021 Filed Jun 4, 2021 00:31 UTC
Meeker MattDirector · Executive Chairman
GrantCommon Stock 9,775,597 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021885 · doc4.xml · nonDerivative · entry 1

Meeker Matt · CIK 0001858646 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775,597

F1 · shares: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 1,112,820 shares of common stock of BARK in connection with the Merger and (ii) 46,694 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

F1 · price: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 1,112,820 shares of common stock of BARK in connection with the Merger and (ii) 46,694 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Werdelin HenrikDirector · Chief Strategy Officer
GrantStock Option (right to buy) · Derivative 874,256 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0000899243-21-021880 · doc4.xml · derivative · entry 4

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,256

Underlying: Common Stock · 874,256 shares

Expires 2029-10-10

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 100,000 shares of common stock of BARK in connection with the Merger. The Stock Option shall vest over a four-year period in 48 equal monthly installments after July 1, 2019, provided, that the Reporting Person remains in continuous service on each such vesting date. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the Issuer.

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June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Werdelin HenrikDirector · Chief Strategy Officer
GrantStock Option (right to buy) · Derivative 792,338 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0000899243-21-021880 · doc4.xml · derivative · entry 3

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,338

Underlying: Common Stock · 792,338 shares

Expires 2028-07-18

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 90,630 shares of common stock of BARK in connection with the Merger. The Stock Option is fully vested.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Werdelin HenrikDirector · Chief Strategy Officer
GrantCommon Stock 11,040,385 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021880 · doc4.xml · nonDerivative · entry 2

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 11,040,385

F2 · shares: The shares of Common Stock were received in exchange for 1,262,831 shares of common stock of BARK in connection with the Merger. The shares are held by Prehype Ventures LLC. The Reporting Person is the managing member of Prehype Ventures LLC and has sole voting and investment power with regard to the shares held by Prehype Ventures LLC.

F2 · price: The shares of Common Stock were received in exchange for 1,262,831 shares of common stock of BARK in connection with the Merger. The shares are held by Prehype Ventures LLC. The Reporting Person is the managing member of Prehype Ventures LLC and has sole voting and investment power with regard to the shares held by Prehype Ventures LLC.

F2 · ownership.nature: The shares of Common Stock were received in exchange for 1,262,831 shares of common stock of BARK in connection with the Merger. The shares are held by Prehype Ventures LLC. The Reporting Person is the managing member of Prehype Ventures LLC and has sole voting and investment power with regard to the shares held by Prehype Ventures LLC.

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June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Werdelin HenrikDirector · Chief Strategy Officer
GrantCommon Stock 18,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021880 · doc4.xml · nonDerivative · entry 1

Werdelin Henrik · CIK 0001858563 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,674

F1 · shares: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger"), which were issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person.. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

F1 · price: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger"), which were issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person.. On the closing date of the Merger, the price of the Company's Common Stock was $11.24 per share.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Strife CarlyChief Food Officer
GrantStock Option (right to buy) · Derivative 874,256 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0000899243-21-021879 · doc4.xml · derivative · entry 3

Strife Carly · CIK 0001858814 · Chief Food Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,256

Underlying: Common Stock · 874,256 shares

Expires 2029-10-10

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 100,000 shares of common stock of BARK in connection with the Merger. The Stock Option shall vest over a four-year period in 48 equal monthly installments after July 1, 2019, provided, that the Reporting Person remains in continuous service on each such vesting date. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the Issuer.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Strife CarlyChief Food Officer
GrantCommon Stock 655,692 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021879 · doc4.xml · nonDerivative · entry 2

Strife Carly · CIK 0001858814 · Chief Food Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 655,692

F2 · shares: The shares of Common Stock were received in exchange for 75,000 shares of common stock of BARK in connection with the Merger. The shares are held by the Carly J. Strife Family Trust of which the Reporting Person is a beneficiary.

F2 · price: The shares of Common Stock were received in exchange for 75,000 shares of common stock of BARK in connection with the Merger. The shares are held by the Carly J. Strife Family Trust of which the Reporting Person is a beneficiary.

F2 · ownership.nature: The shares of Common Stock were received in exchange for 75,000 shares of common stock of BARK in connection with the Merger. The shares are held by the Carly J. Strife Family Trust of which the Reporting Person is a beneficiary.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:27 UTC
Strife CarlyChief Food Officer
GrantCommon Stock 11,389,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021879 · doc4.xml · nonDerivative · entry 1

Strife Carly · CIK 0001858814 · Chief Food Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,389,352

F1 · shares: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 1,300,611 shares of common stock of BARK in connection with the Merger and (ii) 18,674 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. On the closing date of the Merger, the closing price of the Company's Common Stock was $11.24 per share.

F1 · price: The shares of Common Stock were received in exchange for shares of common stock of Barkbox, Inc. ("BARK") in connection with the merger of BARK with and into a wholly owned subsidiary of the Issuer (the "Merger") as follows: (i) 1,300,611 shares of common stock of BARK in connection with the Merger and (ii) 18,674 shares of common stock of BARK issued in connection with the conversion of BARK's convertible promissory notes held by the Reporting Person. On the closing date of the Merger, the closing price of the Company's Common Stock was $11.24 per share.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:09 UTC
Mildenhall JonathanFormer Director
ConversionClass B Common Stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000238 · edgar.xml · derivative · entry 2

Mildenhall Jonathan · CIK 0001828806 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

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June 01, 2021 Filed Jun 3, 2021 17:09 UTC
Mildenhall JonathanFormer Director
ConversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-21-000238 · edgar.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.