Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLDiscovery Inc.PVT · Entity 138111 | Chief Financial Officer | January 31, 2019 | January 31, 2019 |
| Northern Star Investment Corp. IINSTB · Entity 92129 | Chief Financial Officer | February 26, 2024 | February 28, 2024 |
| Northern Star Investment Corp. IIINSTC · Entity 92610 | Chief Financial Officer | March 25, 2024 | March 27, 2024 |
| Northern Star Investment Corp. IVNSTD · Entity 92608 | Chief Financial Officer | March 25, 2024 | March 27, 2024 |
| Pivotal Investment Corp IIIPICC.U · Entity 110751 | Chief Financial Officer | February 08, 2021 | February 08, 2021 |
| SPRUCE POWER HOLDING CORPPIC · Entity 7389 | Chief Financial Officer | July 11, 2019 | July 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLDiscovery Inc.
Report date January 31, 2019 · Filed January 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2019-01-31 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.
Northern Star Investment Corp. II
Report date February 26, 2024 · Filed February 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 116,667 |
Reported balance
After 2024-02-26 transaction · row 1
1 source rowRow 1 · 2024-02-26 · Conversion · Acquired 116,667 · Balance 116,667 F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-26 · Conversion · Disposed 116,667 · Balance 0 F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
Northern Star Investment Corp. III
Report date March 25, 2024 · Filed March 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 116,667 |
Reported balance
After 2024-03-25 transaction · row 1
1 source rowRow 1 · 2024-03-25 · Conversion · Acquired 116,667 · Balance 116,667 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-25 · Conversion · Disposed 116,667 · Balance 0 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
Northern Star Investment Corp. IV
Report date March 25, 2024 · Filed March 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 116,667 |
Reported balance
After 2024-03-25 transaction · row 1
1 source rowRow 1 · 2024-03-25 · Conversion · Acquired 116,667 · Balance 116,667 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-25 · Conversion · Disposed 116,667 · Balance 0 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
Pivotal Investment Corp III
Report date February 08, 2021 · Filed February 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.
SPRUCE POWER HOLDING CORP
Report date July 11, 2019 · Filed July 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2019-07-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bark, Inc.
Report date June 01, 2021 · Filed June 03, 2021
Section 16 reporting ended · disclosed 2021-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2021-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-01 · Conversion · Acquired 100,000 · Balance 100,000 F1: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-01 · Conversion · Disposed 100,000 · Balance 0 F1: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2024 Filed Mar 27, 2024 17:01 UTC | Northern Star Investment Corp. III NSTC · Entity 92610 | ConversionClass B Common Stock · Derivative | 116,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007232 · form4.xml · derivative · entry 2 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 116,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.exercise_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.expiration_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 17:01 UTC | Northern Star Investment Corp. III NSTC · Entity 92610 | ConversionClass A Common Stock | 116,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007232 · form4.xml · nonDerivative · entry 1 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 17:02 UTC | Northern Star Investment Corp. IV NSTD · Entity 92608 | ConversionClass B Common Stock · Derivative | 116,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007233 · form4.xml · derivative · entry 2 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 116,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.exercise_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.expiration_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 17:02 UTC | Northern Star Investment Corp. IV NSTD · Entity 92608 | ConversionClass A Common Stock | 116,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007233 · form4.xml · nonDerivative · entry 1 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 16:33 UTC | Northern Star Investment Corp. II NSTB · Entity 92129 | ConversionClass B Common Stock · Derivative | 116,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004772 · form4.xml · derivative · entry 2 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 116,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 16:33 UTC | Northern Star Investment Corp. II NSTB · Entity 92129 | ConversionClass A Common Stock | 116,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004772 · form4.xml · nonDerivative · entry 1 Brady James HR · CIK 0001405736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 09:41 UTC | Bark, Inc. STIC.U · Entity 6772 | ConversionClass B Common Stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-21-000234 · edgar.xml · derivative · entry 2 Brady James HR · CIK 0001405736 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 09:41 UTC | Bark, Inc. STIC.U · Entity 6772 | ConversionCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-21-000234 · edgar.xml · nonDerivative · entry 1 Brady James HR · CIK 0001405736 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.