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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2024 Filed Dec 17, 2024 23:38 UTC
Lewis Ronald J.SR VP & COO
Exercise / conversionCommon Stock 3,000 $58.24 $174,720.00
Disclosure

SEC source: 0001127602-24-029653 · form4.xml · nonDerivative · entry 1

Lewis Ronald J. · CIK 0001638254 · SR VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · derivative · entry 8

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 5,964

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Convert without costs to shares of common stock on a one for one basis.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restricted stock units.

F8 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · derivative · entry 7

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,840

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Convert without costs to shares of common stock on a one for one basis.

F5 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F5 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

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December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Tax withholdingCommon Stock 258 $58.24 $15,025.92
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 9,888

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Exercise / conversionCommon Stock 900 $58.24 $52,416.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Reporting Person's Spouse

Disclosed balance after: 10,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Tax withholdingCommon Stock 916 $58.24 $53,347.84
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,227

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 23:32 UTC
Fisher Daniel WilliamDirector · Chairman & C.E.O.
Exercise / conversionCommon Stock 2,100 $58.24 $122,304.00
Disclosure

SEC source: 0001127602-24-029650 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · Chairman & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
SaleCommon Stock 5,802 $59.77 $346,794.82
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 5

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,043

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.760 to $59.835. The price reported reflects the weighted average price. The reporting person will, upon request, provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionStock Appreciation Rights (SARS) · Derivative 19,378 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · derivative · entry 8

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,378 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionStock Appreciation Rights (SARS) · Derivative 22,536 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · derivative · entry 7

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,536 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Tax withholdingCommon Stock 14,384 $60.86 $875,410.24
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,845

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionCommon Stock 19,378 $33.05 $640,442.90
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Tax withholdingCommon Stock 16,734 $60.86 $1,018,431.24
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,848.735

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:45 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionCommon Stock 22,536 $33.08 $745,378.20
Disclosure

SEC source: 0001127602-24-027730 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,582.735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:05 UTC
Yu Howard HE.V.P and C.F.O
Exercise / conversionRestricted Stock Units · Derivative 20,289 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017701 · form4.xml · derivative · entry 3

Yu Howard H · CIK 0001787930 · E.V.P and C.F.O

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,606

Underlying: Common Stock · 20,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restricted stock units.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:05 UTC
Yu Howard HE.V.P and C.F.O
Tax withholdingCommon Stock 7,579 $64.64 $489,906.56
Disclosure

SEC source: 0001062993-24-017701 · form4.xml · nonDerivative · entry 2

Yu Howard H · CIK 0001787930 · E.V.P and C.F.O

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,710

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:05 UTC
Yu Howard HE.V.P and C.F.O
Exercise / conversionCommon Stock 20,289 $64.64 $1,311,480.96
Disclosure

SEC source: 0001062993-24-017701 · form4.xml · nonDerivative · entry 1

Yu Howard H · CIK 0001787930 · E.V.P and C.F.O

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:03 UTC
Lim-Johnson Hannah S.SVP, CLO & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 6,478 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017699 · form4.xml · derivative · entry 3

Lim Hannah S. · CIK 0001716412 · SVP, CLO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,757

Underlying: Common Stock · 6,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restricted stock units.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:03 UTC
Lim-Johnson Hannah S.SVP, CLO & CORP SEC
Tax withholdingCommon Stock 1,894 $64.64 $122,428.16
Disclosure

SEC source: 0001062993-24-017699 · form4.xml · nonDerivative · entry 2

Lim Hannah S. · CIK 0001716412 · SVP, CLO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,584

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 23:03 UTC
Lim-Johnson Hannah S.SVP, CLO & CORP SEC
Exercise / conversionCommon Stock 6,478 $64.64 $418,737.92
Disclosure

SEC source: 0001062993-24-017699 · form4.xml · nonDerivative · entry 1

Lim Hannah S. · CIK 0001716412 · SVP, CLO & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:25 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016728 · form4.xml · derivative · entry 2

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:25 UTC Exercise / conversionCommon Stock 900 $66.00 $59,400.00
Disclosure

SEC source: 0001062993-24-016728 · form4.xml · nonDerivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,789.7433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016726 · form4.xml · derivative · entry 2

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:22 UTC Exercise / conversionCommon Stock 900 $66.00 $59,400.00
Disclosure

SEC source: 0001062993-24-016726 · form4.xml · nonDerivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,743.9384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:20 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016724 · form4.xml · derivative · entry 2

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:20 UTC Exercise / conversionCommon Stock 900 $66.00 $59,400.00
Disclosure

SEC source: 0001062993-24-016724 · form4.xml · nonDerivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,789.7433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:18 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:18 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 344 $66.00 $22,704.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,636.6752

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:18 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 1,200 $66.00 $79,200.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,980.6752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:16 UTC
Causey CareySVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016720 · form4.xml · derivative · entry 4

Causey Carey · CIK 0002009451 · SVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:16 UTC
Causey CareySVP & Chief Growth Officer
Tax withholdingCommon Stock 662 $66.00 $43,692.00
Disclosure

SEC source: 0001062993-24-016720 · form4.xml · nonDerivative · entry 2

Causey Carey · CIK 0002009451 · SVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,778.9798

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:16 UTC
Causey CareySVP & Chief Growth Officer
Exercise / conversionCommon Stock 2,100 $66.00 $138,600.00
Disclosure

SEC source: 0001062993-24-016720 · form4.xml · nonDerivative · entry 1

Causey Carey · CIK 0002009451 · SVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,440.9798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:14 UTC
Pitre KathleenSVP & President NCA
Exercise / conversionCommon Stock · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016718 · form4.xml · derivative · entry 4

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:14 UTC
Pitre KathleenSVP & President NCA
Tax withholdingCommon Stock 601 $66.00 $39,666.00
Disclosure

SEC source: 0001062993-24-016718 · form4.xml · nonDerivative · entry 2

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,907.9496

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:14 UTC
Pitre KathleenSVP & President NCA
Exercise / conversionCommon Stock 2,100 $66.00 $138,600.00
Disclosure

SEC source: 0001062993-24-016718 · form4.xml · nonDerivative · entry 1

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,508.9496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:12 UTC
Villatoro FauzeSVP & President South America
Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016716 · form4.xml · derivative · entry 2

Villatoro Fauze · CIK 0002008805 · SVP & President South America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,148

Underlying: Common Stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:12 UTC
Villatoro FauzeSVP & President South America
Exercise / conversionCommon Stock 426 $66.00 $28,116.00
Disclosure

SEC source: 0001062993-24-016716 · form4.xml · nonDerivative · entry 1

Villatoro Fauze · CIK 0002008805 · SVP & President South America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,051.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016714 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:10 UTC Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 660 $66.00 $43,560.00
Disclosure

SEC source: 0001062993-24-016714 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,980.7359

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:07 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016712 · form4.xml · derivative · entry 2

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:07 UTC Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,080 $66.00 $71,280.00
Disclosure

SEC source: 0001062993-24-016712 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,170.3515

Underlying: Common Stock · 1,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016709 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:04 UTC Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,080 $66.00 $71,280.00
Disclosure

SEC source: 0001062993-24-016709 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,321.5347

Underlying: Common Stock · 1,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 23:00 UTC
Pitre KathleenSVP & President NCA
Exercise / conversionCommon Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015401 · form4.xml · derivative · entry 4

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,779

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Lapse of restricted stock units.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 23:00 UTC
Pitre KathleenSVP & President NCA
Tax withholdingCommon Stock 172 $63.00 $10,836.00
Disclosure

SEC source: 0001062993-24-015401 · form4.xml · nonDerivative · entry 2

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,407.9849

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 23:00 UTC
Pitre KathleenSVP & President NCA
Exercise / conversionCommon Stock 600 $63.00 $37,800.00
Disclosure

SEC source: 0001062993-24-015401 · form4.xml · nonDerivative · entry 1

Pitre Kathleen · CIK 0002009449 · SVP & President NCA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,579.9849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F3 · balance_after: The beneficial ownership for the reporting owner includes 370.0417 of shares pursuant to the Company' s Employee Stock Purchase Plan that were inadvertently not included in prior Form 4s due to an administrative error.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 22:41 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,864

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 22:41 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Tax withholdingCommon Stock 115 $61.11 $7,027.65
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,100.1655

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 22:41 UTC
Fisher Daniel WilliamDirector · President & C.E.O.
Exercise / conversionCommon Stock 400 $61.11 $24,444.00
Disclosure

SEC source: 0001062993-24-013896 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,215.1655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 23:13 UTC Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012800 · form4.xml · derivative · entry 2

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,004

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.