Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
SaleCommon Stock | 7,000 | $79.59 | $557,103.40 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 7 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,964.7364 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.50 to $79.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 21:37 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
SaleCommon Stock | 4,745 | $79.79 | $378,587.89 |
DisclosureSEC source: 0001562180-19-004483 · primarydocument.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,045 Read SEC document |
| August 23, 2019 Filed Sep 5, 2019 21:19 UTC Amendment |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
SaleCommon Stock | 4,745 | $79.79 | $378,587.89 |
DisclosureSEC source: 0001562180-19-004675 · primarydocument.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,045 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.78 to $79.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: Due to a scriveners error, the Weighted Average Price was reported on the original filing on 8/26/2019 without the range in which the transaction was completed. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,100 | $0.00 Strike: $33.05 | $0.00 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 11 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 5,100 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,470 | $0.00 Strike: $37.59 | $0.00 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 10 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires 2027-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,536 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 9 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,607 Underlying: Common Stock · 2,536 shares Expires 2028-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 1,613 | $79.73 | $128,604.49 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 6 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,964.7364 F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 2,980 | $79.73 | $237,595.40 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 5 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,577.7364 F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 2,168 | $79.73 | $172,854.64 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,557.7364 F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 2,536 | $38.84 | $98,498.24 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 3 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,725.7364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 5,100 | $33.05 | $168,555.00 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,189.7364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:14 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 3,470 | $37.59 | $130,419.95 |
DisclosureSEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089.7364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:32 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
SaleCommon Stock | 29,291 | $79.92 | $2,340,892.78 |
DisclosureSEC source: 0001562180-19-004412 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,932.31 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.70 to $80.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
SaleCommon Stock | 5,748 | $79.34 | $456,034.82 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 6 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,403.4373 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.19 to $79.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 21:32 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
SaleCommon Stock | 19,563 | $80.06 | $1,566,280.29 |
DisclosureSEC source: 0001562180-19-004412 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,223.31 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.3025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,538 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001562180-19-004413 · primarydocument.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,614 Underlying: Common Stock · 16,538 shares Expires 2028-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Tax withholdingCommon Stock | 11,793 | $79.63 | $939,076.59 |
DisclosureSEC source: 0001562180-19-004413 · primarydocument.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,790 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
|
Exercise / conversionCommon Stock | 16,538 | $38.84 | $642,335.92 |
DisclosureSEC source: 0001562180-19-004413 · primarydocument.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 19,700 | $0.00 Strike: $24.54 | $0.00 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · derivative · entry 9 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,700 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 32,394 | $0.00 Strike: $33.08 | $0.00 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · derivative · entry 8 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,394 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
SaleCommon Stock | 12,496 | $79.62 | $994,939.02 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 5 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,151.4373 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.54 to $79.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Tax withholdingCommon Stock | 12,065 | $79.63 | $960,735.95 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,647.4373 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Tax withholdingCommon Stock | 21,785 | $79.63 | $1,734,739.55 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,712.4373 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionCommon Stock | 32,394 | $33.08 | $1,071,431.55 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,497.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
|
Exercise / conversionCommon Stock | 19,700 | $24.54 | $483,339.50 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,103.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 23:21 UTC |
TAYLOR STUART A IIDirector
|
SaleCommon Stock | 24,000 | $77.77 | $1,866,448.80 |
DisclosureSEC source: 0001562180-19-004323 · primarydocument.xml · nonDerivative · entry 2 TAYLOR STUART A II · CIK 0001208954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,966.2877 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.48 to $77.895. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 23:21 UTC |
TAYLOR STUART A IIDirector
|
SaleCommon Stock | 24,000 | $77.05 | $1,849,200.00 |
DisclosureSEC source: 0001562180-19-004323 · primarydocument.xml · nonDerivative · entry 1 TAYLOR STUART A II · CIK 0001208954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,966.2877 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 17:23 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
SaleCommon Stock | 17,224 | $76.40 | $1,315,913.60 |
DisclosureSEC source: 0001562180-19-004250 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,360.8287 F1 · price: This transaction was executed in multiple trades at prices ranging from $76.25 to $76.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 15:27 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 40,000 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-004235 · primarydocument.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,200 Underlying: Common Stock · 40,000 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 15:27 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 22,776 | $77.46 | $1,764,228.96 |
DisclosureSEC source: 0001562180-19-004235 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,584.8287 Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 15:27 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 40,000 | $17.92 | $716,700.00 |
DisclosureSEC source: 0001562180-19-004235 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,360.8287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 20:05 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 500 | $74.85 | $37,425.00 |
DisclosureSEC source: 0001562180-19-004201 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,987.2489 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $74.80 to $74.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 20:05 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 9,148 | $74.21 | $678,873.08 |
DisclosureSEC source: 0001562180-19-004201 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,487.2489 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.67 to $74.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004193 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,786.31 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:01 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-004167 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,880 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:01 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 11,072 | $74.74 | $827,521.28 |
DisclosureSEC source: 0001562180-19-004167 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,635.2489 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:01 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-004167 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,707.2489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · derivative · entry 8 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 2,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 6,480 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · derivative · entry 7 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,960 Underlying: Common Stock · 6,480 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 496 | $69.29 | $34,367.84 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · nonDerivative · entry 4 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,352.8356 Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 2,720 | $12.61 | $34,306.00 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · nonDerivative · entry 3 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,848.8356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of Incentive Stock Options (ISOs). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,511 | $69.29 | $243,277.19 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,128.8356 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 6,480 | $12.61 | $81,729.00 |
DisclosureSEC source: 0001562180-19-003974 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,639.8356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 6,315 | $69.29 | $437,566.35 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,774.9866 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:15 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-003975 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,089.9866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 20:02 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 9,523 | $70.98 | $675,942.54 |
DisclosureSEC source: 0001562180-19-003898 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,979.2558 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.485 to $71.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:34 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-003847 · primarydocument.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,600 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:34 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 11,197 | $70.26 | $786,701.22 |
DisclosureSEC source: 0001562180-19-003847 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,502.2558 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:34 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-003847 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,699.2558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.