Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2019 Filed Oct 18, 2019 23:08 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 10,491 | $74.26 | $779,070.05 |
DisclosureSEC source: 0001562180-19-005196 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F2 · price: This transaction was executed in multiple trades at prices ranging from $73.895 to $74.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 18, 2019 23:08 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 5,600 | $73.55 | $411,900.72 |
DisclosureSEC source: 0001562180-19-005196 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,787.2752 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.89 to $73.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 19:11 UTC Amendment |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 10,491 | $74.26 | $779,070.05 |
DisclosureSEC source: 0001562180-19-005206 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $73.895 to $74.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 19:11 UTC Amendment |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 5,600 | $73.55 | $411,900.72 |
DisclosureSEC source: 0001562180-19-005206 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,787.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.89 to $73.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 01:40 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005162 · primarydocument.xml · derivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,922 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 01:40 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 116 | $72.16 | $8,370.56 |
DisclosureSEC source: 0001562180-19-005162 · primarydocument.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,553.5368 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 01:40 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005162 · primarydocument.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,669.5368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,214 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,706 Underlying: Common Stock · 38,214 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 22,123 | $72.16 | $1,596,395.68 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,387.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 38,214 | $17.92 | $684,718.45 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,510.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 20:25 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 9,577 | $72.62 | $695,481.74 |
DisclosureSEC source: 0001562180-19-005124 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,698.892 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $72.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 07, 2019 Filed Oct 22, 2019 19:11 UTC Amendment |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
SaleCommon Stock | 9,577 | $72.62 | $695,481.74 |
DisclosureSEC source: 0001562180-19-005207 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,719.2752 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $72.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,440 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Tax withholdingCommon Stock | 11,143 | $72.11 | $803,521.73 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,275.892 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,418.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 17, 2019 Filed Oct 18, 2019 00:35 UTC |
BRYANT JOHN ADirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 341.6697 | $75.00 | $25,625.23 |
DisclosureSEC source: 0001562180-19-005183 · primarydocument.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176.5522 Underlying: Common Stock · 341.6697 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 17, 2019 Filed Oct 18, 2019 00:35 UTC |
Ross Cathy DDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 347.5985 | $75.00 | $26,069.89 |
DisclosureSEC source: 0001562180-19-005184 · primarydocument.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146.8889 Underlying: Common Stock · 347.5985 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,800 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · derivative · entry 8 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 6,252 | $72.20 | $451,394.40 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 4 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,178.5194 F4 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 10,800 | $17.92 | $193,514.40 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,430.5194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 6,480 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · derivative · entry 8 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,480 Underlying: Common Stock · 6,480 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 3,485 | $72.20 | $251,617.00 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · nonDerivative · entry 4 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,724.0355 F4 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 6,480 | $12.61 | $81,732.24 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · nonDerivative · entry 3 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,209.0355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 00:30 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-004874 · primarydocument.xml · derivative · entry 5 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720 Underlying: Common Stock · 2,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 00:30 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Tax withholdingCommon Stock | 476 | $72.20 | $34,367.20 |
DisclosureSEC source: 0001562180-19-004874 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,968.0355 Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 00:30 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 2,720 | $12.61 | $34,307.36 |
DisclosureSEC source: 0001562180-19-004874 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,444.0355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of Incentive Stock Options (ISOs). Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004857 · primarydocument.xml · derivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,322 Underlying: Common Stock · 1,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 522 | $72.73 | $37,965.06 |
DisclosureSEC source: 0001562180-19-004857 · primarydocument.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,252.9459 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004857 · primarydocument.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,774.9459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004856 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,744 Underlying: Common Stock · 7,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,942 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restricted stock units. F8 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 2,112 | $72.73 | $153,605.76 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,630.5194 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004855 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,742.5194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004854 · primarydocument.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,707 Underlying: Common Stock · 3,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Knobel Jeff AVice President & Treasurer
|
Tax withholdingCommon Stock | 1,330 | $72.73 | $96,730.90 |
DisclosureSEC source: 0001562180-19-004854 · primarydocument.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,121.571 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionCommon Stock | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004854 · primarydocument.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,451.571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
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Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,639 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
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Tax withholdingCommon Stock | 1,584 | $72.73 | $115,204.32 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,426.6201 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
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Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,010.6201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
Pauley Lisa AnnSR VP, HR & Administration
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Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004852 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,673 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
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Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · derivative · entry 7 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,332 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
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Tax withholdingCommon Stock | 2,639 | $72.73 | $191,934.47 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,729.0355 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC |
MORRISON SCOTT CSR. V.P. and C.F.O.
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Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004851 · primarydocument.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,368.0355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 14:16 UTC Amendment |
Pauley Lisa AnnSR VP, HR & Administration
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Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004859 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,614.7549 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 14:16 UTC Amendment |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004858 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,008.2114 Underlying: Common Stock · 7,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 12:56 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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SaleCommon Stock | 100 | $79.13 | $7,913.00 |
DisclosureSEC source: 0001562180-19-004717 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,642.4557 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 12:56 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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SaleCommon Stock | 9,675 | $78.54 | $759,859.02 |
DisclosureSEC source: 0001562180-19-004717 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,742.4557 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $78.12 to $79.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:19 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-004674 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,160 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:19 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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Tax withholdingCommon Stock | 10,945 | $79.93 | $874,833.85 |
DisclosureSEC source: 0001562180-19-004674 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,417.4557 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:19 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
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Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-004674 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,362.4557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.