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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 23,252 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 6

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,036

Underlying: Common Stock · 23,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 11,626 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 5

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,288

Underlying: Common Stock · 11,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F5 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 2,030 $72.18 $146,525.40
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,156.5795

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 4,628 $72.18 $334,049.04
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 3

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,186.5795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 8,172 $72.18 $589,854.96
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,558.5795

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 23,252 $72.18 $1,678,329.36
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,730.5795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 9

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,109

Underlying: Common Stock · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 6,557 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 8

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,412

Underlying: Common Stock · 6,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 25,244 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 7

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,969

Underlying: Common Stock · 25,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 5,974 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 6

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,213

Underlying: Common Stock · 5,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 2,876 $72.18 $207,589.68
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,379.1702

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 6,557 $72.18 $473,284.26
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,255.1702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 9,040 $72.18 $652,507.20
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,698.1702

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 25,244 $72.18 $1,822,111.92
Disclosure

SEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,738.1702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 948 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 9

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,735

Underlying: Common Stock · 948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,648 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 8

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,683

Underlying: Common Stock · 3,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 17,502 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 7

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,331

Underlying: Common Stock · 17,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,142 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · derivative · entry 6

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,833

Underlying: Common Stock · 4,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 1,184 $72.18 $85,461.12
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,537.1756

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 2,700 $72.18 $194,886.00
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 3

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,721.1756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 5,661 $72.18 $408,610.98
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,021.1756

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 17,502 $72.18 $1,263,294.36
Disclosure

SEC source: 0001562180-20-000887 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,682.1756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 16,260 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 9

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,679

Underlying: Common Stock · 16,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 8

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,939

Underlying: Common Stock · 46,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 67,340 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 7

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,219

Underlying: Common Stock · 67,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 15,936 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 6

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,559

Underlying: Common Stock · 15,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 20,294 $72.18 $1,464,820.92
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,467.2832

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 46,280 $72.18 $3,340,490.40
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 3

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,761.2832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 29,529 $72.18 $2,131,403.22
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,481.2832

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 67,340 $72.18 $4,860,601.20
Disclosure

SEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,010.2832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 3,929 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · derivative · entry 10

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,922

Underlying: Common Stock · 3,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

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January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 11,185 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · derivative · entry 9

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,851

Underlying: Common Stock · 11,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 36,240 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · derivative · entry 8

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,036

Underlying: Common Stock · 36,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 8,576 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · derivative · entry 7

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,276

Underlying: Common Stock · 8,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

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January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 4,905 $72.18 $354,042.90
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,913.2418

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 11,185 $72.18 $807,333.30
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,818.2418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 13,847 $72.18 $999,476.46
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,633.2418

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 36,240 $72.18 $2,615,803.20
Disclosure

SEC source: 0001562180-20-000885 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,480.2418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 2,167 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 10

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,662

Underlying: Common Stock · 2,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 6,171 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 9

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,829

Underlying: Common Stock · 6,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 26,793 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 8

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 26,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 6,341 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · derivative · entry 7

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,793

Underlying: Common Stock · 6,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 2,706 $72.18 $195,319.08
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 4

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,232.8868

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 6,171 $72.18 $445,422.78
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 3

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,938.8868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 9,720 $72.18 $701,589.60
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,767.8868

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 22:48 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 26,793 $72.18 $1,933,918.74
Disclosure

SEC source: 0001562180-20-000901 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,487.8868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC
Carey Nate CVice President & Controller
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 2,269.0851 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 8

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900.8552

Underlying: Common Stock · 2,269.0851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.expiration_date: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 7

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Underlying: Common Stock · 1,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F5 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Underlying: Common Stock · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.