Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2023 Filed Jan 28, 2023 00:11 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
GrantRestricted Stock Units · Derivative | 51,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001532 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,127 Underlying: Common Stock · 51,201 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:10 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GrantStock Option (Right to Buy) · Derivative | 42,596 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001531 · form4.xml · derivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,596 Underlying: Common Stock · 42,596 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:10 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GrantRestricted Stock Units · Derivative | 12,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001531 · form4.xml · derivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,916 Underlying: Common Stock · 12,747 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:10 UTC |
Lewis Ronald J.SR VP & COO
|
GrantStock Option (Right to Buy) · Derivative | 38,938 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001530 · form4.xml · derivative · entry 2 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,938 Underlying: Common Stock · 38,938 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:10 UTC |
Lewis Ronald J.SR VP & COO
|
GrantRestricted Stock Units · Derivative | 11,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001530 · form4.xml · derivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,982 Underlying: Common Stock · 11,653 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:09 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantStock Option (Right to Buy) · Derivative | 20,248 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001529 · form4.xml · derivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,248 Underlying: Common Stock · 20,248 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:09 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 6,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001529 · form4.xml · derivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,892 Underlying: Common Stock · 6,059 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:09 UTC |
Goodwin DeronVice President & Treasurer
|
GrantStock Option (Right to Buy) · Derivative | 4,720 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001528 · form4.xml · derivative · entry 2 Goodwin Deron · CIK 0001948384 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,720 Underlying: Common Stock · 4,720 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:09 UTC |
Goodwin DeronVice President & Treasurer
|
GrantRestricted Stock Units · Derivative | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001528 · form4.xml · derivative · entry 1 Goodwin Deron · CIK 0001948384 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412 Underlying: Common Stock · 1,412 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:08 UTC |
HAYES JOHN ADirector
|
GrantStock Option (Right to Buy) · Derivative | 47,198 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001527 · form4.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,198 Underlying: Common Stock · 47,198 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:08 UTC |
HAYES JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001527 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,865 Underlying: Common Stock · 14,124 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:57 UTC |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 443.0124 | $51.65 | $22,881.59 |
DisclosureSEC source: 0001062993-22-024169 · form4.xml · derivative · entry 2 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850.9519 Underlying: Common Stock · 443.0124 shares Expires not disclosed F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:57 UTC |
Ross Cathy DDirector
|
GrantRestricted Stock Units · Derivative | 1,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024169 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680 Underlying: Common Stock · 1,385 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:55 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024168 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:55 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024168 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:57 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
PurchaseCommon Stock | 6,400 | $54.42 | $348,317.44 |
DisclosureSEC source: 0001062993-22-023499 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,996.7214 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.38 to $54.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 27,600 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,600 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 18,458 | $56.08 | $1,035,124.64 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,115.0539 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 27,600 | $22.97 | $633,834.00 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,573.0539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 00:30 UTC |
NIEKAMP CYNTHIA ADirector
|
PurchaseCommon Stock | 2,000 | $51.81 | $103,620.00 |
DisclosureSEC source: 0001062993-22-022126 · form4.xml · nonDerivative · entry 1 NIEKAMP CYNTHIA A · CIK 0001169207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:14 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019716 · form4.xml · derivative · entry 3 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,833 Underlying: Common Stock · 9,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Restricted Stock Units. F5 · derivative.exercise_date: Lapse of restrictions on Restricted Stock Units. F5 · derivative.expiration_date: Lapse of restrictions on Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:14 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Tax withholdingCommon Stock | 4,028 | $57.66 | $232,254.48 |
DisclosureSEC source: 0001062993-22-019716 · form4.xml · nonDerivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,982 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:14 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Exercise / conversionCommon Stock | 9,587 | $57.66 | $552,786.42 |
DisclosureSEC source: 0001062993-22-019716 · form4.xml · nonDerivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:13 UTC |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 602.8618 | $57.66 | $34,761.01 |
DisclosureSEC source: 0001062993-22-019715 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,407.9395 Underlying: Common Stock · 602.8618 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:15 UTC |
Lewis Ronald J.SR VP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019589 · form4.xml · derivative · entry 3 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,329 Underlying: Common Stock · 4,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restricted stock units. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:15 UTC |
Lewis Ronald J.SR VP & COO
|
Tax withholdingCommon Stock | 2,096 | $58.58 | $122,783.68 |
DisclosureSEC source: 0001062993-22-019589 · form4.xml · nonDerivative · entry 2 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,384.6111 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:15 UTC |
Lewis Ronald J.SR VP & COO
|
Exercise / conversionCommon Stock | 4,773 | $58.58 | $279,602.34 |
DisclosureSEC source: 0001062993-22-019589 · form4.xml · nonDerivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,480.6111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:27 UTC |
HAYES JOHN ADirector
|
GiftCommon Stock | 176,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019152 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 176,313 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:27 UTC |
HAYES JOHN ADirector
|
GiftCommon Stock | 176,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019152 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,397.9429 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 01:48 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
PurchaseCommon Stock | 10,000 | $57.46 | $574,627.00 |
DisclosureSEC source: 0001062993-22-017599 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,863.5231 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.39 to $57.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 01:46 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
PurchaseCommon Stock | 17,500 | $57.59 | $1,007,762.00 |
DisclosureSEC source: 0001062993-22-017598 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,102.3031 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.54 to $57.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,396 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Tax withholdingCommon Stock | 116 | $66.48 | $7,711.68 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,208.6856 F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Exercise / conversionCommon Stock | 400 | $66.48 | $26,592.00 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,324.6856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:21 UTC |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 522.9579 | $66.27 | $34,656.42 |
DisclosureSEC source: 0001062993-22-015205 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,805.0777 Underlying: Common Stock · 522.9579 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · derivative · entry 7 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,926 Underlying: Common Stock · 5,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Restricted Stock Units. F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F8 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F8 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Tax withholdingCommon Stock | 2,582 | $66.27 | $171,109.14 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,596.7178 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
|
Exercise / conversionCommon Stock | 5,880 | $66.27 | $389,667.60 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,178.7178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:12 UTC |
Sapp Betty J.Director
|
GrantRestricted Stock Units · Derivative | 2,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015201 · form4.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Underlying: Common Stock · 2,862 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:08 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015199 · form4.xml · derivative · entry 3 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,420 Underlying: Common Stock · 9,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Restricted Stock Units. F5 · derivative.exercise_date: Lapse of restrictions on Restricted Stock Units. F5 · derivative.expiration_date: Lapse of restrictions on Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:08 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Tax withholdingCommon Stock | 2,753 | $66.27 | $182,441.31 |
DisclosureSEC source: 0001062993-22-015199 · form4.xml · nonDerivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:08 UTC |
Panayiotou Stacey J.SVP & CHRO
|
Exercise / conversionCommon Stock | 9,176 | $66.27 | $608,093.52 |
DisclosureSEC source: 0001062993-22-015199 · form4.xml · nonDerivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:23 UTC |
Kaufman David APresident, Ball Aerospace
|
SaleCommon Stock | 400 | $71.51 | $28,605.00 |
DisclosureSEC source: 0001062993-22-014233 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,351.0212 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.51 to $71.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:03 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
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GrantStock Option (Right to Buy) · Derivative | 54,078 | $0.00 Strike: $81.01 | $0.00 |
DisclosureSEC source: 0001062993-22-011124 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,078 Underlying: Common Stock · 54,078 shares Expires 2032-04-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:03 UTC |
Fisher Daniel WilliamDirector · President & C.E.O.
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GrantRestricted Stock Units · Derivative | 14,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011124 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,806 Underlying: Common Stock · 14,813 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:01 UTC |
TAYLOR STUART A IIDirector
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GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011122 · form4.xml · derivative · entry 1 TAYLOR STUART A II · CIK 0001208954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,214 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:01 UTC |
Sapp Betty J.Director
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GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011121 · form4.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,067 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:00 UTC |
Ross Cathy DDirector
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GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011120 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,495 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:58 UTC |
NELSON GEORGIA RDirector
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GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011118 · form4.xml · derivative · entry 1 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,214 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.