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Booz Allen Hamilton Holding Corp

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3574
SEC CIK
0001443646
Parsed reports
582

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 20, 2023 20:06 UTC
ROZANSKI HORACIODirector · President and CEO
Exercise / conversionClass A Common Stock 44,690 $29.08 $1,299,585.20
Disclosure

SEC source: 0001443646-23-000142 · wf-form4_168729156242841.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:06 UTC
Calderone MatthewEVP & Chief Financial Officer
GiftClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000131 · wf-form4_168678037972195.xml · nonDerivative · entry 1

Calderone Matthew · CIK 0001946523 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,762

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:06 UTC
Laben NancyEVP & Chief Legal Officer
SaleClass A Common Stock 4,117 $105.00 $432,285.00
Disclosure

SEC source: 0001443646-23-000130 · wf-form4_168678035730888.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,614

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:05 UTC
ROZANSKI HORACIODirector · President and CEO
GiftClass A Common Stock 2,890 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000129 · wf-form4_168678033829192.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,511

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 05, 2023 Filed Jun 5, 2023 20:15 UTC GiftClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000124 · wf-form4_168599608442591.xml · nonDerivative · entry 2

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,078

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:14 UTC
ROZANSKI HORACIODirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,690 $0.00 Strike: $29.08 $0.00
Disclosure

SEC source: 0001443646-23-000123 · wf-form4_168599605510434.xml · derivative · entry 3

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,690

Underlying: Class A Common Stock · 44,690 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All options were fully vested and exercisable.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:14 UTC
ROZANSKI HORACIODirector · President and CEO
SaleClass A Common Stock 44,690 $103.48 $4,624,521.20
Disclosure

SEC source: 0001443646-23-000123 · wf-form4_168599605510434.xml · nonDerivative · entry 2

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 633,401

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103 to $103.82, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:14 UTC
ROZANSKI HORACIODirector · President and CEO
Exercise / conversionClass A Common Stock 44,690 $29.08 $1,299,585.20
Disclosure

SEC source: 0001443646-23-000123 · wf-form4_168599605510434.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:15 UTC GiftClass A Common Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000124 · wf-form4_168599608442591.xml · nonDerivative · entry 1

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,078

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:14 UTC
ANDERSON KRISTINEEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 4,365 $100.76 $439,817.40
Disclosure

SEC source: 0001443646-23-000122 · wf-form4_168599602923468.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,656

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 16:23 UTC
Penfield Susan LEVP & Chief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,600 $0.00 Strike: $35.95 $0.00
Disclosure

SEC source: 0001443646-23-000117 · wf-form4_168565097082736.xml · derivative · entry 3

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,161

Underlying: Class A Common Stock · 22,600 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All options were fully vested and exercisable.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 16:23 UTC
Penfield Susan LEVP & Chief Technology Officer
SaleClass A Common Stock 22,600 $100.78 $2,277,628.00
Disclosure

SEC source: 0001443646-23-000117 · wf-form4_168565097082736.xml · nonDerivative · entry 2

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,793

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100 to $101.38, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 16:23 UTC
Penfield Susan LEVP & Chief Technology Officer
Exercise / conversionClass A Common Stock 22,600 $35.95 $812,470.00
Disclosure

SEC source: 0001443646-23-000117 · wf-form4_168565097082736.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:23 UTC
Murphy Scott MVP, PAO & Controller
Tax withholdingClass A Common Stock 236 $100.58 $23,736.88
Disclosure

SEC source: 0001443646-23-000118 · wf-form4_168565098691376.xml · nonDerivative · entry 1

Murphy Scott M · CIK 0001909539 · VP, PAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,308

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 16:23 UTC
Dotson JudithExecutive Vice President
GrantClass A Common Stock 6,678 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000111 · wf-form4_168547822129632.xml · nonDerivative · entry 1

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,188

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 16:22 UTC
Penfield Susan LEVP & Chief Technology Officer
GrantClass A Common Stock 4,564 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000108 · wf-form4_168547813318912.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,793

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:25 UTC
ANDERSON KRISTINEEVP & Chief Operating Officer
GrantClass A Common Stock 7,791 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000114 · wf-form4_168547830216196.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,021

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:24 UTC
Calderone MatthewEVP & Chief Financial Officer
GrantClass A Common Stock 6,233 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000113 · wf-form4_168547828231359.xml · nonDerivative · entry 1

Calderone Matthew · CIK 0001946523 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,862

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:24 UTC
Crowe RichardExecutive Vice President
GrantClass A Common Stock 4,786 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000112 · wf-form4_168547824168024.xml · nonDerivative · entry 1

Crowe Richard · CIK 0001931766 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,130

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:23 UTC
Laben NancyEVP & Chief Legal Officer
GrantClass A Common Stock 7,123 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000110 · wf-form4_168547819607790.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,731

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:23 UTC
Murphy Scott MVP, PAO & Controller
GrantClass A Common Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000109 · wf-form4_168547816404195.xml · nonDerivative · entry 1

Murphy Scott M · CIK 0001909539 · VP, PAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,544

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:22 UTC
Pfeifer ThomasExecutive Vice President
GrantClass A Common Stock 3,785 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000107 · wf-form4_168547810539374.xml · nonDerivative · entry 1

Pfeifer Thomas · CIK 0001940812 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,769

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:21 UTC
ROZANSKI HORACIODirector · President and CEO
GrantClass A Common Stock 43,184 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000106 · wf-form4_168547808526289.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,401

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:21 UTC
Thompson Elizabeth MEVP & Chief People Officer
GrantClass A Common Stock 4,452 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000105 · wf-form4_168547805394322.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,039

F1 · shares: Grant of restricted stock units under the Issuer's Third Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2024, 2025 and 2026, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:14 UTC
Dotson JudithExecutive Vice President
Tax withholdingClass A Common Stock 2,558 $93.50 $239,173.00
Disclosure

SEC source: 0001443646-23-000074 · wf-form4_168504564754035.xml · nonDerivative · entry 2

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,510

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:14 UTC
Dotson JudithExecutive Vice President
GrantClass A Common Stock 5,671 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000074 · wf-form4_168504564754035.xml · nonDerivative · entry 1

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,068

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:13 UTC
Penfield Susan LEVP & Chief Technology Officer
Tax withholdingClass A Common Stock 4,773 $93.50 $446,275.50
Disclosure

SEC source: 0001443646-23-000072 · wf-form4_168504560082327.xml · nonDerivative · entry 2

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,229

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:13 UTC
Penfield Susan LEVP & Chief Technology Officer
GrantClass A Common Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000072 · wf-form4_168504560082327.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,002

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:15 UTC
ANDERSON KRISTINEEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 5,513 $93.50 $515,465.50
Disclosure

SEC source: 0001443646-23-000077 · wf-form4_168504571377116.xml · nonDerivative · entry 2

ANDERSON KRISTINE · CIK 0001225438 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,230

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:15 UTC
ANDERSON KRISTINEEVP & Chief Operating Officer
GrantClass A Common Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000077 · wf-form4_168504571377116.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,743

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:15 UTC
Calderone MatthewEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 630 $93.50 $58,905.00
Disclosure

SEC source: 0001443646-23-000076 · wf-form4_168504569655922.xml · nonDerivative · entry 2

Calderone Matthew · CIK 0001946523 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,629

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:15 UTC
Calderone MatthewEVP & Chief Financial Officer
GrantClass A Common Stock 1,890 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000076 · wf-form4_168504569655922.xml · nonDerivative · entry 1

Calderone Matthew · CIK 0001946523 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,259

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:14 UTC
Crowe RichardExecutive Vice President
Tax withholdingClass A Common Stock 282 $93.50 $26,367.00
Disclosure

SEC source: 0001443646-23-000075 · wf-form4_168504566973674.xml · nonDerivative · entry 2

Crowe Richard · CIK 0001931766 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,344

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:14 UTC
Crowe RichardExecutive Vice President
GrantClass A Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000075 · wf-form4_168504566973674.xml · nonDerivative · entry 1

Crowe Richard · CIK 0001931766 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,626

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:14 UTC
Laben NancyEVP & Chief Legal Officer
Tax withholdingClass A Common Stock 5,774 $93.50 $539,869.00
Disclosure

SEC source: 0001443646-23-000073 · wf-form4_168504562819369.xml · nonDerivative · entry 2

Laben Nancy · CIK 0001588110 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,608

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:14 UTC
Laben NancyEVP & Chief Legal Officer
GrantClass A Common Stock 13,007 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000073 · wf-form4_168504562819369.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,382

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 23, 2023 Filed May 25, 2023 20:13 UTC
Pfeifer ThomasExecutive Vice President
Tax withholdingClass A Common Stock 315 $93.50 $29,452.50
Disclosure

SEC source: 0001443646-23-000071 · wf-form4_168504556809866.xml · nonDerivative · entry 2

Pfeifer Thomas · CIK 0001940812 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,984

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 23, 2023 Filed May 25, 2023 20:13 UTC
Pfeifer ThomasExecutive Vice President
GrantClass A Common Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000071 · wf-form4_168504556809866.xml · nonDerivative · entry 1

Pfeifer Thomas · CIK 0001940812 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,299

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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May 23, 2023 Filed May 25, 2023 20:12 UTC
ROZANSKI HORACIODirector · President and CEO
Tax withholdingClass A Common Stock 38,661 $93.50 $3,614,803.50
Disclosure

SEC source: 0001443646-23-000070 · wf-form4_168504550414930.xml · nonDerivative · entry 2

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,217

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:12 UTC
ROZANSKI HORACIODirector · President and CEO
GrantClass A Common Stock 80,043 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000070 · wf-form4_168504550414930.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,878

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:11 UTC
Thompson Elizabeth MEVP & Chief People Officer
Tax withholdingClass A Common Stock 2,558 $93.50 $239,173.00
Disclosure

SEC source: 0001443646-23-000069 · wf-form4_168504548154107.xml · nonDerivative · entry 2

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,587

F3 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:11 UTC
Thompson Elizabeth MEVP & Chief People Officer
GrantClass A Common Stock 5,671 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000069 · wf-form4_168504548154107.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,145

F1 · shares: Shares acquired from the vesting and payout of performance-based restricted stock units granted in fiscal year 2021 pursuant to the Issuer's Equity Incentive Plan, as amended, exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:13 UTC
Thompson Elizabeth MEVP & Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,312 $0.00 Strike: $62.12 $0.00
Disclosure

SEC source: 0001443646-23-000057 · wf-form4_168236720089010.xml · derivative · entry 5

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Class A Common Stock · 16,312 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 16,312 options were fully vested and exercisable. 4,079 options will vest and become exercisable on March 31, 2024, subject to the Reporting Person's continued employment.

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April 21, 2023 Filed Apr 24, 2023 20:13 UTC
Thompson Elizabeth MEVP & Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,613 $0.00 Strike: $74.59 $0.00
Disclosure

SEC source: 0001443646-23-000057 · wf-form4_168236720089010.xml · derivative · entry 4

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,746

Underlying: Class A Common Stock · 11,613 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 11,613 options were fully vested and exercisable. 3,871 and 3,875 options will vest and become exercisable on March 31, 2024 and March 31, 2025, respectively, subject to the Reporting Person's continued employment.

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April 21, 2023 Filed Apr 24, 2023 20:13 UTC
Thompson Elizabeth MEVP & Chief People Officer
SaleClass A Common Stock 27,925 $99.00 $2,764,575.00
Disclosure

SEC source: 0001443646-23-000057 · wf-form4_168236720089010.xml · nonDerivative · entry 3

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,474

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:13 UTC
Thompson Elizabeth MEVP & Chief People Officer
Exercise / conversionClass A Common Stock 16,312 $62.12 $1,013,301.44
Disclosure

SEC source: 0001443646-23-000057 · wf-form4_168236720089010.xml · nonDerivative · entry 2

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:13 UTC
Thompson Elizabeth MEVP & Chief People Officer
Exercise / conversionClass A Common Stock 11,613 $74.59 $866,213.67
Disclosure

SEC source: 0001443646-23-000057 · wf-form4_168236720089010.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP & Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 16:06 UTC
Dotson JudithExecutive Vice President
Tax withholdingClass A Common Stock 1,843 $92.69 $170,827.67
Disclosure

SEC source: 0001443646-23-000046 · wf-form4_168063875290482.xml · nonDerivative · entry 1

Dotson Judith · CIK 0001807157 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,397

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 16:10 UTC
Penfield Susan LEVP & Chief Technology Officer
Tax withholdingClass A Common Stock 1,640 $92.69 $152,011.60
Disclosure

SEC source: 0001443646-23-000053 · wf-form4_168063898983515.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,329

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:11 UTC
Laben NancyEVP & Chief Legal Officer
Tax withholdingClass A Common Stock 1,991 $92.69 $184,545.79
Disclosure

SEC source: 0001443646-23-000055 · wf-form4_168063906672195.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,375

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.